Despite the recent progress in long-context language models, it remains elusive how transformer-based models exhibit the capability to retrieve relevant information from arbitrary locations within the long context. This paper aims to address this question. Our systematic investigation across a wide spectrum of models reveals that a special type of attention heads are largely responsible for retrieving information, which we dub retrieval heads. We identify intriguing properties of retrieval heads:(1) universal: all the explored models with long-context capability have a set of retrieval heads; (2) sparse: only a small portion (less than 5\%) of the attention heads are retrieval. (3) intrinsic: retrieval heads already exist in models pretrained with short context. When extending the context length by continual pretraining, it is still the same set of heads that perform information retrieval. (4) dynamically activated: take Llama-2 7B for example, 12 retrieval heads always attend to the required information no matter how the context is changed. The rest of the retrieval heads are activated in different contexts. (5) causal: completely pruning retrieval heads leads to failure in retrieving relevant information and results in hallucination, while pruning random non-retrieval heads does not affect the model's retrieval ability. We further show that retrieval heads strongly influence chain-of-thought (CoT) reasoning, where the model needs to frequently refer back the question and previously-generated context. Conversely, tasks where the model directly generates the answer using its intrinsic knowledge are less impacted by masking out retrieval heads. These observations collectively explain which internal part of the model seeks information from the input tokens. We believe our insights will foster future research on reducing hallucination, improving reasoning, and compressing the KV cache.

Building generalist agents that can rapidly adapt to new environments is a key challenge for deploying AI in the digital and real worlds. Is scaling current agent architectures the most effective way to build generalist agents? We propose a novel approach to pre-train relatively small policies on relatively small datasets and adapt them to unseen environments via in-context learning, without any finetuning. Our key idea is that retrieval offers a powerful bias for fast adaptation. Indeed, we demonstrate that even a simple retrieval-based 1-nearest neighbor agent offers a surprisingly strong baseline for today's state-of-the-art generalist agents. From this starting point, we construct a semi-parametric agent, REGENT, that trains a transformer-based policy on sequences of queries and retrieved neighbors. REGENT can generalize to unseen robotics and game-playing environments via retrieval augmentation and in-context learning, achieving this with up to 3x fewer parameters and up to an order-of-magnitude fewer pre-training datapoints, significantly outperforming today's state-of-the-art generalist agents.

Transformer tends to overallocate attention to irrelevant context. In this work, we introduce Diff Transformer, which amplifies attention to the relevant context while canceling noise. Specifically, the differential attention mechanism calculates attention scores as the difference between two separate softmax attention maps. The subtraction cancels noise, promoting the emergence of sparse attention patterns. Experimental results on language modeling show that Diff Transformer outperforms Transformer in various settings of scaling up model size and training tokens. More intriguingly, it offers notable advantages in practical applications, such as long-context modeling, key information retrieval, hallucination mitigation, in-context learning, and reduction of activation outliers. By being less distracted by irrelevant context, Diff Transformer can mitigate hallucination in question answering and text summarization. For in-context learning, Diff Transformer not only enhances accuracy but is also more robust to order permutation, which was considered as a chronic robustness issue. The results position Diff Transformer as a highly effective and promising architecture for large language models.

Large Language Model's are instruction-finetuned to enhance their ability to follow user instructions and better comprehend input context. Still, they often struggle to follow the input context, especially when it contradicts model's parametric knowledge. This manifests as various failures, such as hallucinations where a model inserts outdated or unwarranted facts into its response. In this work, we observe an intriguing phenomenon: the context reliance of the model decreases as instruction finetuning progresses, $\textit{despite an initial expected increase}$. We call this phenomenon as the $\textbf{context-parametric inversion}$. This is surprising, as one would expect instruction tuning to improve the model's ability to follow input instructions. We observe this behavior on multiple general purpose instruction tuning datasets such as TULU, Alpaca and Ultrachat, across multiple model families like Llama, Mistral and Pythia. We perform various controlled studies to eliminate some simple hypothesis for this observed behavior and isolate what datapoints cause this counter-intuitive behavior. We then analyze the phenomenon theoretically, to explain why context reliance varies across the trajectory of finetuning. We tie the observed context-parametric inversion to the properties of the finetuning data, which provides us with some potential mitigation strategies that provide limited but insightful gains.

Hallucinations in large language models are a widespread problem, yet the mechanisms behind whether models will hallucinate are poorly understood, limiting our ability to solve this problem. Using sparse autoencoders as an interpretability tool, we discover that a key part of these mechanisms is entity recognition, where the model detects if an entity is one it can recall facts about. Sparse autoencoders uncover meaningful directions in the representation space, these detect whether the model recognizes an entity, e.g. detecting it doesn't know about an athlete or a movie. This shows that models can have self-knowledge: internal representations about their own capabilities. These directions are causally relevant: capable of steering the model to refuse to answer questions about known entities, or to hallucinate attributes of unknown entities when it would otherwise refuse. We demonstrate that despite the sparse autoencoders being trained on the base model, these directions have a causal effect on the chat model's refusal behavior, suggesting that chat finetuning has repurposed this existing mechanism. Furthermore, we provide an initial exploration into the mechanistic role of these directions in the model, finding that they disrupt the attention of downstream heads that typically move entity attributes to the final token.

Transformer has attracted increasing interest in spatio-temporal video grounding, or STVG, owing to its end-to-end pipeline and promising result. Existing Transformer-based STVG approaches often leverage a set of object queries, which are initialized simply using zeros and then gradually learn target position information via iterative interactions with multimodal features, for spatial and temporal localization. Despite simplicity, these zero object queries, due to lacking target-specific cues, are hard to learn discriminative target information from interactions with multimodal features in complicated scenarios (e.g., with distractors or occlusion), resulting in degradation. Addressing this, we introduce a novel $\textbf{T}$arget-$\textbf{A}$ware Transformer for $\textbf{STVG}$ ($\textbf{TA-STVG}$), which seeks to adaptively generate object queries via exploring target-specific cues from the given video-text pair, for improving STVG. The key lies in two simple yet effective modules, comprising text-guided temporal sampling (TTS) and attribute-aware spatial activation (ASA), working in a cascade. The former focuses on selecting target-relevant temporal cues from a video utilizing holistic text information, while the latter aims at further exploiting the fine-grained visual attribute information of the object from previous target-aware temporal cues, which is applied for object query initialization. Compared to existing methods leveraging zero-initialized queries, object queries in our TA-STVG, directly generated from a given video-text pair, naturally carry target-specific cues, making them adaptive and better interact with multimodal features for learning more discriminative information to improve STVG. In our experiments on three benchmarks, including HCSTVG-v1/-v2 and VidSTG, TA-STVG achieves state-of-the-art performance and significantly outperforms the baseline, validating its efficacy. Moreover, TTS and ASA are designed for general purpose. When applied to existing methods such as TubeDETR and STCAT, we show substantial performance gains, verifying its generality. Code is released at https://github.com/HengLan/TA-STVG.