We present InvMSAFold, an inverse folding method for generating protein sequences optimized for diversity and speed. For a given structure, InvMSAFold generates the parameters of a pairwise probability distribution over the space of sequences, capturing the amino acid covariances observed in Multiple Sequence Alignments (MSA) of homologous proteins. This allows for the efficient generation of highly diverse protein sequences while preserving structural and functional integrity.We demonstrate that this increased diversity in sampled sequences translates into greater variability in biochemical properties, highlighting the exciting potential of our method for applications such as protein design. The orders of magnitude improvement in sampling speed compared to existing methods unlocks new possibilities for high-throughput in virtual screening.

Metal-organic frameworks (MOFs) are a class of crystalline materials with promising applications in many areas such as carbon capture and drug delivery. In this work, we introduce MOFFlow, the first deep generative model tailored for MOF structure prediction. Existing approaches, including ab initio calculations and even deep generative models, struggle with the complexity of MOF structures due to the large number of atoms in the unit cells. To address this limitation, we propose a novel Riemannian flow matching framework that reduces the dimensionality of the problem by treating the metal nodes and organic linkers as rigid bodies, capitalizing on the inherent modularity of MOFs. By operating in the $SE(3)$ space, MOFFlow effectively captures the roto-translational dynamics of these rigid components in a scalable way. Our experiment demonstrates that MOFFlow accurately predicts MOF structures containing several hundred atoms, significantly outperforming conventional methods and state-of-the-art machine learning baselines while being much faster. Code available at https://github.com/nayoung10/MOFFlow.

We present locality-sensitive avatar, a neural radiance field (NeRF) based network to learn human motions from monocular videos. To this end, we estimate a canonical representation between different frames of a video with a non-linear mapping from observation to canonical space, which we decompose into a skeletal rigid motion and a non-rigid counterpart. Our key contribution is to retain fine-grained details by modeling the non-rigid part with a graph neural network (GNN) that keeps the pose information local to neighboring body parts. Compared to former canonical representation based methods which solely operate on the coordinate space of a whole shape, our locality-sensitive motion modeling can reproduce both realistic shape contours and vivid fine-grained details. We evaluate on ZJU-MoCap, SynWild, ActorsHQ, MVHumanNet and various outdoor videos. The experiments reveal that with the locality sensitive deformation to canonical feature space, we are the first to achieve state-of-the-art results across novel view synthesis, novel pose animation and 3D shape reconstruction simultaneously. Our code is available at https://github.com/ChunjinSong/lsavatar.

Generating gestures from human speech has gained tremendous progress in animating virtual avatars. While the existing methods enable synthesizing gestures cooperated by people self-talking, they overlook the practicality of concurrent gesture modeling with two-person interactive conversations. Moreover, the lack of high-quality datasets with concurrent co-speech gestures also limits handling this issue. To fulfill this goal, we first construct a large-scale concurrent co-speech gesture dataset that contains more than 7M frames for diverse two-person interactive posture sequences, dubbed $\textbf{GES-Inter}$. Moreover, we propose Co$^{\mathbf{3}}$Gesture, a novel framework that enables concurrent coherent co-speech gesture synthesis including two-person interactive movements. Our framework is built upon two cooperative generation branches conditioned on decomposed speaker audio. Specifically, to enhance the coordination of human postures w.r.t corresponding speaker audios while interacting with the conversational partner, we present a Temporal-Interaction Module ($\textbf{TIM}$). TIM can effectively model the temporal association representation between two speakers' gesture sequences as interaction guidance and fuse it into the concurrent gesture generation. Then, we devise a mutual attention mechanism to further boost learning dependencies of interacted concurrent motions, thereby enabling us to generate vivid and coherent gestures. Extensive experiments demonstrate that our method outperforms the state-of-the-art models on our newly collected GES-Inter dataset.

The cuneiform writing system served as the medium for transmitting knowledgein the ancient Near East for a period of over three thousand years. Cuneiformsigns have a complex internal structure which is the subject of expert paleographicanalysis, as variations in sign shapes bear witness to historical developments andtransmission of writing and culture over time. However, prior automated techniquesmostly treat sign types as categorical and do not explicitly model their highly variedinternal configurations. In this work, we present an unsupervised approach forrecovering the fine-grained internal configuration of cuneiform signs by leveragingpowerful generative models and the appearance and structure of prototype fontimages as priors. Our approach, ProtoSnap, enforces structural consistency onmatches found with deep image features to estimate the diverse configurationsof cuneiform characters, snapping a skeleton-based template to photographedcuneiform signs. We provide a new benchmark of expert annotations and evaluateour method on this task. Our evaluation shows that our approach succeeds inaligning prototype skeletons to a wide variety of cuneiform signs. Moreover, weshow that conditioning on structures produced by our method allows for generatingsynthetic data with correct structural configurations, significantly boosting theperformance of cuneiform sign recognition beyond existing techniques, in particularover rare signs. Our code, data, and trained models are available at the project page:https://tau-vailab.github.io/ProtoSnap/

We propose a zero-shot method for generating images in arbitrary spaces (e.g., a sphere for 360◦ panoramas and a mesh surface for texture) using a pretrained image diffusion model. The zero-shot generation of various visual content using a pretrained image diffusion model has been explored mainly in two directions. First, Diffusion Synchronization–performing reverse diffusion processes jointly across different projected spaces while synchronizing them in the target space–generates high-quality outputs when enough conditioning is provided, but it struggles in its absence. Second, Score Distillation Sampling–gradually updating the target space data through gradient descent–results in better coherence but often lacks detail. In this paper, we reveal for the first time the interconnection between these two methods while highlighting their differences. To this end, we propose StochSync, a novel approach that combines the strengths of both, enabling effective performance with weak conditioning. Our experiments demonstrate that StochSync provides the best performance in 360◦ panorama generation (where image conditioning is not given), outperforming previous finetuning-based methods, and also delivers comparable results in 3D mesh texturing (where depth conditioning is provided) with previous methods.

Human instance matting aims to estimate an alpha matte for each human instance in an image, which is challenging as it easily fails in complex cases requiring disentangling mingled pixels belonging to multiple instances along hairy and thin boundary structures. In this work, we address this by introducing MP-Mat, a novel 3D-and-instance-aware matting framework with multiplane representation, where the multiplane concept is designed from two different perspectives: scene geometry level and instance level. Specifically, we first build feature-level multiplane representations to split the scene into multiple planes based on depth differences. This approach makes the scene representation 3D-aware, and can serve as an effective clue for splitting instances in different 3D positions, thereby improving interpretability and boundary handling ability especially in occlusion areas. Then, we introduce another multiplane representation that splits the scene in an instance-level perspective, and represents each instance with both matte and color. We also treat background as a special instance, which is often overlooked by existing methods. Such an instance-level representation facilitates both foreground and background content awareness, and is useful for other down-stream tasks like image editing. Once built, the representation can be reused to realize controllable instance-level image editing with high efficiency. Extensive experiments validate the clear advantage of MP-Mat in matting task. We also demonstrate its superiority in image editing tasks, an area under-explored by existing matting-focused methods, where our approach under zero-shot inference even outperforms trained specialized image editing techniques by large margins. Code is open-sourced at https://github.com/JiaoSiyi/MPMat.git.

The generation and simulation of diverse real-world scenes have significant application value in the field of autonomous driving, especially for the corner cases. Recently, researchers have explored employing neural radiance fields or diffusion models to generate novel views or synthetic data under driving scenes. However, these approaches suffer from unseen scenes or restricted video length, thus lacking sufficient adaptability for data generation and simulation. To address these issues, we propose a simple yet effective framework, named Glad, to generate video data in a frame-by-frame style. To ensure the temporal consistency of synthetic video, we introduce a latent variable propagation module, which views the latent features of previous frame as noise prior and injects it into the latent features of current frame. In addition, we design a streaming data sampler to orderly sample the original image in a video clip at continuous iterations. Given the reference frame, our Glad can be viewed as a streaming simulator by generating the videos for specific scenes. Extensive experiments are performed on the widely-used nuScenes dataset. Experimental results demonstrate that our proposed Glad achieves promising performance, serving as a strong baseline for online video generation. We will release the source code and models publicly.

The goal of object-centric representation learning is to decompose visual scenes into a structured representation that isolates the entities into individual vectors. Recent successes have shown that object-centric representation learning can be scaled to real-world scenes by utilizing features from pre-trained foundation models like DINO. However, so far, these object-centric methods have mostly been applied in-distribution, with models trained and evaluated on the same dataset. This is in contrast to the underlying foundation models, which have been shown to be applicable to a wide range of data and tasks. Thus, in this work, we answer the question of whether current real-world capable object-centric methods exhibit similar levels of transferability by introducing a benchmark comprising seven different synthetic and real-world datasets. We analyze the factors influencing performance under transfer and find that training on diverse real-world images improves generalization to unseen scenarios. Furthermore, inspired by the success of task-specific fine-tuning in foundation models, we introduce a novel fine-tuning strategy to adapt pre-trained vision encoders for the task of object discovery. We find that the proposed approach results in state-of-the-art performance for unsupervised object discovery, exhibiting strong zero-shot transfer to unseen datasets.

Reconstructing a dynamic scene from image inputs is a fundamental computervision task with many downstream applications. Despite recent advancements, existing approaches still struggle to achieve high-quality reconstructions from unseen viewpoints and timestamps. This work introduces the ReMatching framework, designed to improve reconstruction quality by incorporating deformation priors into dynamic reconstruction models. Our approach advocates for velocity-field based priors, for which we suggest a matching procedure that can seamlessly supplement existing dynamic reconstruction pipelines. The framework is highly adaptable and can be applied to various dynamic representations. Moreover, it supports integrating multiple types of model priors and enables combining simpler ones to create more complex classes. Our evaluations on popular benchmarks involving both synthetic and real-world dynamic scenes demonstrate that augmenting current state-of-the-art methods with our approach leads to a clear improvement in reconstruction accuracy.

The ability to acknowledge the inevitable uncertainty in their knowledge and reasoning is a prerequisite for AI systems to be truly truthful and reliable. In this paper, we present a taxonomy of uncertainty specific to vision-language AI systems, distinguishing between epistemic uncertainty (arising from a lack of information) and aleatoric uncertainty (due to inherent unpredictability), and further explore finer categories within. Based on this taxonomy, we synthesize a benchmark dataset, CertainlyUncertain, featuring 178K visual question answering (VQA) samples as contrastive pairs. This is achieved by 1) inpainting images to make previously answerable questions into unanswerable ones; and 2) using image captions to prompt large language models for both answerable and unanswerable questions. Additionally, we introduce a new metric confidence-weighted accuracy, that is well correlated with both accuracy and calibration error, to address the shortcomings of existing metrics. Despite the recent rapid progress in vision-language models (VLMs), evaluations on our benchmark show that they perform poorly in uncertain scenarios. Further experiments demonstrate that supervised fine-tuning with CertainlyUncertain enhances the performance of VLMs, and reduces the calibration error. These improvements extend beyond our benchmark to existing refusal-oriented datasets and show positive results on reducing hallucinations, while maintaining performance on standard VQA benchmarks. Our work underscores the importance of addressing uncertainty in vision-language AI systems to improve their reliability and trustworthiness in real-world applications.

Non-rigid alignment of point clouds is crucial for scene understanding, reconstruction, and various computer vision and robotics tasks. Recent advancements in implicit deformation networks for non-rigid registration have significantly reduced the reliance on large amounts of annotated training data. However, existing state-of-the-art methods still face challenges in handling occlusion scenarios. To address this issue, this paper introduces an innovative unsupervised method called Occlusion-Aware Registration (OAR) for non-rigidly aligning point clouds. The key innovation of our method lies in the utilization of the adaptive correntropy function as a localized similarity measure, enabling us to treat individual points distinctly. In contrast to previous approaches that solely minimize overall deviations between two shapes, we combine unsupervised implicit neural representations with the maximum correntropy criterion to optimize the deformation of unoccluded regions. This effectively avoids collapsed, tearing, and other physically implausible results. Moreover, we present a theoretical analysis and establish the relationship between the maximum correntropy criterion and the commonly used Chamfer distance, highlighting that the correntropy-induced metric can be served as a more universal measure for point cloud analysis. Additionally, we introducelocally linear reconstruction to ensure that regions lacking correspondences between shapes still undergo physically natural deformations. Our method achieves superior or competitive performance compared to existing approaches, particularly when dealing with occluded geometries. We also demonstrate the versatility of our method in challenging tasks such as large deformations, shape interpolation, and shape completion under occlusion disturbances.

Due to the rise in antimicrobial resistance, identifying novel compounds with antibiotic potential is crucial for combatting this global health issue. However, traditional drug development methods are costly and inefficient. Recognizing the pressing need for more effective solutions, researchers have turned to machine learning techniques to streamline the prediction and development of novel antibiotic compounds. While foundation models have shown promise in antibiotic discovery, current mainstream efforts still fall short of fully leveraging the potential of multimodal molecular data. Recent studies suggest that contrastive learning frameworks utilizing multimodal data exhibit excellent performance in representation learning across various domains. Building upon this, we introduce CL-MFAP, an unsupervised contrastive learning (CL)-based multimodal foundation (MF) model specifically tailored for discovering small molecules with potential antibiotic properties (AP) using three types of molecular data. This model employs 1.6 million bioactive molecules with drug-like properties from the ChEMBL dataset to jointly pretrain three encoders: (1) a transformer-based encoder with rotary position embedding for processing SMILES strings; (2) another transformer-based encoder, incorporating a novel bi-level routing attention mechanism to handle molecular graph representations; and (3) a Morgan fingerprint encoder using a multilayer perceptron, to achieve the contrastive learning purpose. The CL-MFAP outperforms baseline models in antibiotic property prediction by effectively utilizing different molecular modalities and demonstrates superior domain-specific performance when fine-tuned for antibiotic-related property prediction tasks.

A powerful architecture for universal segmentation relies on transformers that encode multi-scale image features and decode object queries into mask predictions. With efficiency being a high priority for scaling such models, we observed that the state-of-the-art method Mask2Former uses \~50% of its compute only on the transformer encoder. This is due to the retention of a full-length token-level representation of all backbone feature scales at each encoder layer. With this observation, we propose a strategy termed PROgressive Token Length SCALing for Efficient transformer encoders (PRO-SCALE) that can be plugged-in to the Mask2Former segmentation architecture to significantly reduce the computational cost. The underlying principle of PRO-SCALE is: progressively scale the length of the tokens with the layers of the encoder. This allows PRO-SCALE to reduce computations by a large margin with minimal sacrifice in performance (\~52% encoder and \~27% overall GFLOPs reduction with no drop in performance on COCO dataset). Experiments conducted on public benchmarks demonstrates PRO-SCALE's flexibility in architectural configurations, and exhibits potential for extension beyond the settings of segmentation tasks to encompass object detection. Code is available here: https://github.com/abhishekaich27/proscale-pytorch

We present RASO, a foundation model designed to Recognize Any Surgical Object, offering robust open-set recognition capabilities across a broad range of surgical procedures and object classes, in both surgical images and videos. RASO leverages a novel weakly-supervised learning framework that generates tag-image-text pairs automatically from large-scale unannotated surgical lecture videos, significantly reducing the need for manual annotations. Our scalable data generation pipeline gathers 2,200 surgical procedures and produces 3.6 million tag annotations across 2,066 unique surgical tags. Our experiments show that RASO achieves improvements of 2.9 mAP, 4.5 mAP, 10.6 mAP, and 7.2 mAP on four standard surgical benchmarks respectively in zero-shot settings, and surpasses state-of-the-art models in supervised surgical action recognition tasks. We will open-source our code, model, and dataset to facilitate further research.

We introduce CHAMP, a novel method for learning sequence-to-sequence, multi-hypothesis 3D human poses from 2D keypoints by leveraging a conditional distribution with a diffusion model. To predict a single output 3D pose sequence, we generate and aggregate multiple 3D pose hypotheses. For better aggregation results, we develop a method to score these hypotheses during training, effectively integrating conformal prediction into the learning process. This process results in a differentiable conformal predictor that is trained end-to-end with the 3D pose estimator. Post-training, the learned scoring model is used as the conformity score, and the 3D pose estimator is combined with a conformal predictor to select the most accurate hypotheses for downstream aggregation. Our results indicate that using a simple mean aggregation on the conformal prediction-filtered hypotheses set yields competitive results. When integrated with more sophisticated aggregation techniques, our method achieves state-of-the-art performance across various metrics and datasets while inheriting the probabilistic guarantees of conformal prediction.

Zero-shot medical detection can further improve detection performance without relying on annotated medical images even upon the fine-tuned model, showing great clinical value. Recent studies leverage grounded vision-language models (GLIP) to achieve this by using detailed disease descriptions as prompts for the target disease name during the inference phase. However, these methods typically treat prompts as equivalent context to the target name, making it difficult to assign specific disease knowledge based on visual information, leading to a coarse alignment between images and target descriptions. In this paper, we propose StructuralGLIP, which introduces an auxiliary branch to encode prompts into a latent knowledge bank layer-by-layer, enabling more context-aware and fine-grained alignment. Specifically, in each layer, we select highly similar features from both the image representation and the knowledge bank, forming structural representations that capture nuanced relationships between image patches and target descriptions. These features are then fused across modalities to further enhance detection performance.Extensive experiments demonstrate that StructuralGLIP achieves a +4.1\% AP improvement over prior state-of-the-art methods across seven zero-shot medical detection benchmarks, and consistently improves fine-tuned models by +3.2\% AP on endoscopy image datasets.

3D facial reconstruction from a single in-the-wild image is a crucial task in human-centered computer vision tasks. While existing methods can recover accurate facial shapes, there remains significant space for improvement in fine-grained expression capture. Current approaches struggle with irregular mouth shapes, exaggerated expressions, and asymmetrical facial movements. We present TEASER (Token EnhAnced Spatial modeling for Expressions Reconstruction), which addresses these challenges and enhances 3D facial geometry performance. TEASER tackles two main limitations of existing methods: insufficient photometric loss for self-reconstruction and inaccurate localization of subtle expressions. We introduce a multi-scale tokenizer to extract facial appearance information. Combined with a neural renderer, these tokens provide precise geometric guidance for expression reconstruction. Furthermore, TEASER incorporates a pose-dependent landmark loss to further improve geometric performance. Our approach not only significantly enhances expression reconstruction quality but also offers interpretable tokens suitable for various downstream applications, such as photorealistic facial video driving, expression transfer, and identity swapping. Quantitative and qualitative experimental results across multiple datasets demonstrate that TEASER achieves state-of-the-art performance in precise expression reconstruction.

Recent few-shot object detection (FSOD) methods have focused on augmenting synthetic samples for novel classes, show promising results to the rise of diffusion models. However, the diversity of such datasets is often limited in representativeness because they lack awareness of typical and hard samples, especially in the context of foreground and background relationships. To tackle this issue, we propose a Multi-Perspective Data Augmentation (MPAD) framework. In terms of foreground-foreground relationships, we propose in-context learning for object synthesis (ICOS) with bounding box adjustments to enhance the detail and spatial information of synthetic samples. Inspired by the large margin principle, support samples play a vital role in defining class boundaries. Therefore, we design a Harmonic Prompt Aggregation Scheduler (HPAS) to mix prompt embeddings at each time step of the generation process in diffusion models, producing hard novel samples. For foreground-background relationships, we introduce a Background Proposal method (BAP) to sample typical and hard backgrounds. Extensive experiments on multiple FSOD benchmarks demonstrate the effectiveness of our approach. Our framework significantly outperforms traditional methods, achieving an average increase of $17.5\%$ in nAP50 over the baseline on PASCAL VOC.

In this paper, we introduce the Generalized Video Moment Retrieval (GVMR) framework, which extends traditional Video Moment Retrieval (VMR) to handle a wider range of query types. Unlike conventional VMR systems, which are often limited to simple, single-target queries, GVMR accommodates both non-target and multi-target queries. To support this expanded task, we present the NExT-VMR dataset, derived from the YFCC100M collection, featuring diverse query scenarios to enable more robust model evaluation.Additionally, we propose BCANet, a transformer-based model incorporating the novel Boundary-aware Cross Attention (BCA) module. The BCA module enhances boundary detection and uses cross-attention to achieve a comprehensive understanding of video content in relation to queries. BCANet accurately predicts temporal video segments based on natural language descriptions, outperforming traditional models in both accuracy and adaptability. Our results demonstrate the potential of the GVMR framework, the NExT-VMR dataset, and BCANet to advance VMR systems, setting a new standard for future multimedia information retrieval research.

Current state-of-the-art text-to-3D generation methods struggle to produce 3D models with fine details and delicate structures due to limitations in differentiable mesh representation techniques. This limitation is particularly pronounced in anime character generation, where intricate features such as fingers, hair, and facial details are crucial for capturing the essence of the characters.In this paper, we introduce a novel, efficient, sparse differentiable mesh representation method, termed SparseCubes, alongside a sparse transformer network designed to generate high-quality 3D models. Our method significantly reduces computational requirements by over 95% and storage memory by 50%, enabling the creation of higher resolution meshes with enhanced details and delicate structures. We validate the effectiveness of our approach through its application to text-to-3D anime character generation, demonstrating its capability to accurately render subtle details and thin structures (e.g. individual fingers) in both meshes and textures.

Capturing geometric and material information from images remains a fundamental challenge in computer vision and graphics. Traditional optimization-based methods often require hours of computational time to reconstruct geometry, material properties, and environmental lighting from dense multi-view inputs, while still struggling with inherent ambiguities between lighting and material. On the other hand, learning-based approaches leverage rich material priors from existing 3D object datasets but face challenges with maintaining multi-view consistency.In this paper, we introduce IDArb, a diffusion-based model designed to perform intrinsic decomposition on an arbitrary number of images under varying illuminations. Our method achieves highly accurate and multi-view consistent estimation on surface normals and material properties. This is made possible through a novel cross-view, cross-domain attention module and an illumination-augmented, view-adaptive training strategy. Additionally, we introduce ARB-Objaverse, a new dataset that provides large-scale multi-view intrinsic data and renderings under diverse lighting conditions, supporting robust training.Extensive experiments demonstrate that IDArb outperforms state-of-the-art methods both qualitatively and quantitatively. Moreover, our approach facilitates a range of downstream tasks, including single-image relighting, photometric stereo, and 3D reconstruction, highlighting its broad applicability in realistic 3D content creation.Project website: https://lizb6626.github.io/IDArb/.

Multiview Structure from Motion is a fundamental and challenging computer vision problem. A recent deep-based approach utilized matrix equivariant architectures for simultaneous recovery of camera pose and 3D scene structure from large image collections. That work, however, made the unrealistic assumption that the point tracks given as input are almost clean of outliers. Here, we propose an architecture suited to dealing with outliers by adding a multiview inlier/outlier classification module that respects the model equivariance and by utilizing a robust bundle adjustment step. Experiments demonstrate that our method can be applied successfully in realistic settings that include large image collections and point tracks extracted with common heuristics that include many outliers, achieving state-of-the-art accuracies in almost all runs, superior to existing deep-based methods and on-par with leading classical (non-deep) sequential and global methods.

Generative models in drug discovery have recently gained attention as efficient alternatives to brute-force virtual screening. However, most existing models do not account for synthesizability, limiting their practical use in real-world scenarios. In this paper, we propose RxnFlow, which sequentially assembles molecules using predefined molecular building blocks and chemical reaction templates to constrain the synthetic chemical pathway. We then train on this sequential generating process with the objective of generative flow networks (GFlowNets) to generate both highly rewarded and diverse molecules. To mitigate the large action space of synthetic pathways in GFlowNets, we implement a novel action space subsampling method. This enables RxnFlow to learn generative flows over extensive action spaces comprising combinations of 1.2 million building blocks and 71 reaction templates without significant computational overhead. Additionally, RxnFlow can employ modified or expanded action spaces for generation without retraining, allowing for the introduction of additional objectives or the incorporation of newly discovered building blocks. We experimentally demonstrate that RxnFlow outperforms existing reaction-based and fragment-based models in pocket-specific optimization across various target pockets. Furthermore, RxnFlow achieves state-of-the-art performance on CrossDocked2020 for pocket-conditional generation, with an average Vina score of –8.85 kcal/mol and 34.8% synthesizability. Code is available at https://github.com/SeonghwanSeo/RxnFlow.

Thermography is especially valuable for the military and other users of surveillance cameras. Some recent methods based on Neural Radiance Fields (NeRF) are proposed to reconstruct the thermal scenes in 3D from a set of thermal and RGB images. However, unlike NeRF, 3D Gaussian splatting (3DGS) prevails due to its rapid training and real-time rendering. In this work, we propose ThermalGaussian, the first thermal 3DGS approach capable of rendering high-quality images in RGB and thermal modalities. We first calibrate the RGB camera and the thermal camera to ensure that both modalities are accurately aligned. Subsequently, we use the registered images to learn the multimodal 3D Gaussians. To prevent the overfitting of any single modality, we introduce several multimodal regularization constraints. We also develop smoothing constraints tailored to the physical characteristics of the thermal modality.Besides, we contribute a real-world dataset named RGBT-Scenes, captured by a hand-hold thermal-infrared camera, facilitating future research on thermal scene reconstruction. We conduct comprehensive experiments to show that ThermalGaussian achieves photorealistic rendering of thermal images and improves the rendering quality of RGB images. With the proposed multimodal regularization constraints, we also reduced the model's storage cost by 90\%. Our project page is at https://thermalgaussian.github.io/.

We devise a novel method for nowcasting implied volatility based on neural operators.Better known as implied volatility smoothing in the financial industry, nowcasting of implied volatility means constructing a smooth surface that is consistent with the prices presently observed on a given option market.Option price data arises highly dynamically in ever-changing spatial configurations, which poses a major limitation to foundational machine learning approaches using classical neural networks.While large models in language and image processing deliver breakthrough results on vast corpora of raw data, in financial engineering the generalization from big historical datasets has been hindered by the need for considerable data pre-processing.In particular, implied volatility smoothing has remained an instance-by-instance, hands-on process both for neural network-based and traditional parametric strategies.Our general operator deep smoothing approach, instead, directly maps observed data to smoothed surfaces.We adapt the graph neural operator architecture to do so with high accuracy on ten years of raw intraday S&P 500 options data, using a single model instance.The trained operator adheres to critical no-arbitrage constraints and is robust with respect to subsampling of inputs (occurring in practice in the context of outlier removal).We provide extensive historical benchmarks and showcase the generalization capability of our approach in a comparison with classical neural networks and SVI, an industry standard parametrization for implied volatility. The operator deep smoothing approach thus opens up the use of neural networks on large historical datasets in financial engineering.

Desires motivate humans to interact autonomously with the complex world. In contrast, current AI agents require explicit task specifications, such as instructions or reward functions, which constrain their autonomy and behavioral diversity. In this paper, we introduce a Desire-driven Autonomous Agent (D2A) that can enable a large language model (LLM) to autonomously propose and select tasks, motivated by satisfying its multi-dimensional desires. Specifically, the motivational framework of D2A is mainly constructed by a dynamic $Value\ System$, inspired by the Theory of Needs. It incorporates an understanding of human-like desires, such as the need for social interaction, personal fulfillment, and self-care. At each step, the agent evaluates the value of its current state, proposes a set of candidate activities, and selects the one that best aligns with its intrinsic motivations. We conduct experiments on Concordia, a text-based simulator, to demonstrate that our agent generates coherent, contextually relevant daily activities while exhibiting variability and adaptability similar to human behavior. A comparative analysis with other LLM-based agents demonstrates that our approach significantly enhances the rationality of the simulated activities.

Code generation models can help improve many common software tasks ranging from code completion to defect prediction. Most of the existing benchmarks for code generation LLMs focus on code authoring or code completion. Surprisingly, there has been far less effort dedicated to benchmarking software testing, despite the strong correlation between well-tested software and effective bug detection. To address this gap, we create and release TestGenEval, a large-scale benchmark to measure test generation performance. Based on SWEBench, TestGenEval comprises 68,647 tests from 1,210 code and test file pairs across 11 well-maintained Python repositories. It covers initial tests authoring, test suite completion, and code coverage improvements. Test authoring simulates the process of a developer writing a test suite from scratch, while test completion mimics the scenario where a developer aims to improve the coverage of an existing test suite. We evaluate several popular models, with sizes ranging from 7B to 405B parameters. Our detailed analysis highlights TestGenEval's contribution to a comprehensive evaluation of test generation performance. In particular, models struggle to generate high-coverage test suites, with the best model, GPT-4o, achieving an average coverage of only 35.2\%. This is primarily due to models struggling to reason about execution, and their frequent assertion errors when addressing complex code paths.

Self-driving laboratories have begun to replace human experimenters in performing single experimental skills or predetermined experimental protocols. However, as the pace of idea iteration in scientific research has been intensified by Artificial Intelligence, the demand for rapid design of new protocols for new discoveries become evident. Efforts to automate protocol design have been initiated, but the capabilities of knowledge-based machine designers, such as Large Language Models, have not been fully elicited, probably for the absence of a systematic representation of experimental knowledge, as opposed to isolated, flatten pieces of information. To tackle this issue, we propose a multi-faceted, multi-scale representation, where instance actions, generalized operations, and product flow models are hierarchically encapsulated using Domain-Specific Languages. We further develop a data-driven algorithm based on non-parametric modeling that autonomously customizes these representations for specific domains. The proposed representation is equipped with various machine designers to manage protocol design tasks, including planning, modification, and adjustment. The results demonstrate that the proposed method could effectively complement Large Language Models in the protocol design process, serving as an auxiliary module in the realm of machine-assisted scientific exploration.

This paper presents a novel application of large language models (LLMs) to enhance user comprehension of privacy policies through an interactive dialogue agent. We demonstrate that LLMs significantly outperform traditional models in tasks like Data Practice Identification, Choice Identification, Policy Summarization, and Privacy Question Answering, setting new benchmarks in privacy policy analysis. Building on these findings, we introduce an innovative LLM-based agent that functions as an expert system for processing website privacy policies, guiding users through complex legal language without requiring them to pose specific questions. A user study with 100 participants showed that users assisted by the agent had higher comprehension levels (mean score of 2.6 out of 3 vs. 1.8 in the control group), reduced cognitive load (task difficulty ratings of 3.2 out of 10 vs. 7.8), increased confidence in managing privacy, and completed tasks in less time (5.5 minutes vs. 15.8 minutes). This work highlights the potential of LLM-based agents to transform user interaction with privacy policies, leading to more informed consent and empowering users in the digital services landscape.

Compositional reasoning in Vision-Language Models (VLMs) remains challenging as these models often struggle to relate objects, attributes, and spatial relationships. Recent methods aim to address these limitations by relying on the semantics of the textual description, using Large Language Models (LLMs) to break them down into subsets of questions and answers. However, these methods primarily operate on the surface level, failing to incorporate deeper lexical understanding while introducing incorrect assumptions generated by the LLM. In response to these issues, we present Caption Expansion with Contradictions and Entailments (CECE), a principled approach that leverages Natural Language Inference (NLI) to generate entailments and contradictions from a given premise. CECE produces lexically diverse sentences while maintaining their core meaning. Through extensive experiments, we show that CECE enhances interpretability and reduces overreliance on biased or superficial features. By balancing CECE along the original premise, we achieve significant improvements over previous methods without requiring additional fine-tuning, producing state-of-the-art results on benchmarks that score agreement with human judgments for image-text alignment, and achieving an increase in performance on Winoground of $+19.2\%$ (group score) and $+12.9\%$ on EqBen (group score) over the best prior work (finetuned with targeted data).

Deep learning (DL) has greatly advanced audio classification, yet the field is limited by the scarcity of large-scale benchmark datasets that have propelled progress in other domains. While AudioSet is a pivotal step to bridge this gap as a universal-domain dataset, its restricted accessibility and limited range of evaluation use cases challenge its role as the sole resource. Therefore, we introduce BirdSet, a large-scale benchmark data set for audio classification focusing on avian bioacoustics. BirdSet surpasses AudioSet with over 6,800 recording hours ($\uparrow17\%$) from nearly 10,000 classes ($\uparrow18\times$) for training and more than 400 hours ($\uparrow7\times$) across eight strongly labeled evaluation datasets. It serves as a versatile resource for use cases such as multi-label classification, covariate shift or self-supervised learning. We benchmark six well-known DL models in multi-label classification across three distinct training scenarios and outline further evaluation use cases in audio classification. We host our dataset on Hugging Face for easy accessibility and offer an extensive codebase to reproduce our results.

Terrestrial carbon fluxes provide vital information about our biosphere's health and its capacity to absorb anthropogenic CO$_2$ emissions. The importance of predicting carbon fluxes has led to the emerging field of data-driven carbon flux modelling (DDCFM), which uses statistical techniques to predict carbon fluxes from biophysical data. However, the field lacks a standardized dataset to promote comparisons between models. To address this gap, we present CarbonSense, the first machine learning-ready dataset for DDCFM. CarbonSense integrates measured carbon fluxes, meteorological predictors, and satellite imagery from 385 locations across the globe, offering comprehensive coverage and facilitating robust model training. Additionally, we provide a baseline model using a current state-of-the-art DDCFM approach and a novel transformer based model. Our experiments illustrate the potential gains that multimodal deep learning techniques can bring to this domain. By providing these resources, we aim to lower the barrier to entry for other deep learning researchers to develop new models and drive new advances in carbon flux modelling.

Multi-agent frameworks powered by large language models (LLMs) have demonstrated great success in automated planning and task execution. However, the effective adjustment of agentic workflows during execution has not been well studied. An effective workflow adjustment is crucial in real-world scenarios, as the initial plan must adjust to unforeseen challenges and changing conditions in real time to ensure the efficient execution of complex tasks. In this paper, we define workflows as an activity-on-vertex (AOV) graph, which allows continuous workflow refinement by LLM agents through dynamic subtask allocation adjustment based on historical performance and previous AOVs. To further enhance framework performance, we emphasize modularity in workflow design based on evaluating parallelism and dependency complexity. With this design, our proposed multi-agent framework achieves efficient concurrent execution of subtasks, effective goal achievement, and enhanced error tolerance. Empirical results across various practical tasks demonstrate significant improvements in the efficiency of multi-agent frameworks through dynamic workflow refinement and modularization.

While large language models (LLMs) have integrated images, adapting them to graphs remains challenging, limiting their applications in materials and drug design. This difficulty stems from the need for coherent autoregressive generation across texts and graphs. To address this, we introduce Llamole, the first multimodal LLM capable of interleaved text and graph generation, enabling molecular inverse design with retrosynthetic planning. Llamole integrates a base LLM with the Graph Diffusion Transformer and Graph Neural Networks for multi-conditional molecular generation and reaction inference within texts, while the LLM, with enhanced molecular understanding, flexibly controls activation among the different graph modules. Additionally, Llamole integrates A* search with LLM-based cost functions for efficient retrosynthetic planning. We create benchmarking datasets and conduct extensive experiments to evaluate Llamole against in-context learning and supervised fine-tuning. Llamole significantly outperforms 14 adapted LLMs across 12 metrics for controllable molecular design and retrosynthetic planning. Code and model at https://github.com/liugangcode/Llamole.

Cryogenic electron tomography (Cryo-ET) is a powerful technique for visualizing subcellular structures in their native states. Nonetheless, its effectiveness is compromised by anisotropic resolution artifacts caused by the missing-wedge effect. To address this, IsoNet, a deep learning-based method, proposes iteratively reconstructing the missing-wedge information. While successful, IsoNet's dependence on recursive prediction updates often leads to training instability and model divergence. In this study, we introduce CryoGEN—an energy-based probabilistic model that not only mitigates resolution anisotropy but also removes the need for recursive subtomogram averaging, delivering an approximate *10*$\times$ speedup for training. Evaluations across various biological datasets, including immature HIV-1 virions and ribosomes, demonstrate that CryoGEN significantly enhances structural completeness and interpretability of the reconstructed samples.

When symmetry is present in the loss function, the model is likely to be trapped in a low-capacity state that is sometimes known as a ``collapse." Being trapped in these low-capacity states can be a major obstacle to training across many scenarios where deep learning technology is applied. We first prove two concrete mechanisms through which symmetries lead to reduced capacities and ignored features during training and inference. We then propose a simple and theoretically justified algorithm, \textit{syre}, to remove almost all symmetry-induced low-capacity states in neural networks. When this type of entrapment is especially a concern, removing symmetries with the proposed method is shown to correlate well with improved optimization or performance. A remarkable merit of the proposed method is that it is model-agnostic and does not require any knowledge of the symmetry.

It has recently been conjectured that neural network solution sets reachable via stochastic gradient descent (SGD) are convex, considering permutation invariances. This means that a linear path can connect two independent solutions with low loss, given the weights of one of the models are appropriately permuted. However, current methods to test this theory often require very wide networks to succeed. In this work, we conjecture that more generally, the SGD solution set is a star domain that contains a star model that is linearly connected to all the other solutions via paths with low loss values, modulo permutations. We propose the Starlight algorithm that finds a star model of a given learning task. We validate our claim by showing that this star model is linearly connected with other independently found solutions. As an additional benefit of our study, we demonstrate better uncertainty estimates on Bayesian Model Averaging over the obtained star domain. Further, we demonstrate star models as potential substitutes for model ensembles.

Chess has long been a testbed for AI's quest to match human intelligence, and in recent years, chess AI systems have surpassed the strongest humans at the game.However, these systems are not human-aligned; they are unable to match the skill levels of all human partners or model human-like behaviors beyond piece movement.In this paper, we introduce Allie, a chess-playing AI designed to bridge the gap between artificial and human intelligence in this classic game.Allie is trained on log sequences of real chess games to model the behaviors of human chess players across the skill spectrum, including non-move behaviors such as pondering times and resignationsIn offline evaluations, we find that Allie exhibits humanlike behavior: it outperforms the existing state-of-the-art in human chess move prediction and ``ponders'' at critical positions.The model learns to reliably assign reward at each game state, which can be used at inference as a reward function in a novel time-adaptive Monte-Carlo tree search (MCTS) procedure, where the amount of search depends on how long humans would think in the same positions.Adaptive search enables remarkable skill calibration; in a large-scale online evaluation against players with ratings from 1000 to 2600 Elo, our adaptive search method leads to a skill gap of only 49 Elo on average, substantially outperforming search-free and standard MCTS baselines.Against grandmaster-level (2500 Elo) opponents, Allie with adaptive search exhibits the strength of a fellow grandmaster, all while learning exclusively from humans.

Activation sparsity can enable practical inference speedups in large language models (LLMs) by reducing the compute and memory-movement required for matrix multiplications during the forward pass. However, existing methods face limitations that inhibit widespread adoption. Some approaches are tailored towards older models with ReLU-based sparsity, while others require extensive continued pre-training on up to hundreds of billions of tokens. This paper describes TEAL (Training-Free Activation Sparsity in LLMs), a simple training-free method that applies magnitude-based activation sparsity to hidden states throughout the entire model. TEAL achieves 40-50\% model-wide sparsity with minimal performance degradation across Llama-2, Llama-3, and Mistral families, with sizes varying from 7B to 70B. We improve existing sparse kernels and demonstrate wall-clock decoding speed-ups of up to 1.53× and 1.8× at 40\% and 50\% model-wide sparsity. TEAL is compatible with weight quantization, enabling further efficiency gains.

Local learning, which trains a network through layer-wise local targets and losses, has been studied as an alternative to backpropagation (BP) in neural computation. However, its algorithms often become more complex or require additional hyperparameters due to the locality, making it challenging to identify desirable settings where the algorithm progresses in a stable manner.To provide theoretical and quantitative insights, we introduce maximal update parameterization ($\mu$P) in the infinite-width limit for two representative designs of local targets: predictive coding (PC) and target propagation (TP). We verify that $\mu$P enables hyperparameter transfer across models of different widths.Furthermore, our analysis reveals unique and intriguing properties of $\mu$P that are not present in conventional BP. By analyzing deep linear networks, we find that PC's gradients interpolate between first-order and Gauss-Newton-like gradients, depending on the parameterization. We demonstrate that, in specific standard settings, PC in the infinite-width limit behaves more similarly to the first-order gradient.For TP, even with the standard scaling of the last layer differing from classical $\mu$P, its local loss optimization favors the feature learning regime over the kernel regime.

Given the limitations of backpropagation, perturbation-based gradient computation methods have recently gained focus for learning with only forward passes, also referred to as queries. Conventional forward learning consumes enormous queries on each data point for accurate gradient estimation through Monte Carlo sampling, which hinders the scalability of those algorithms. However, not all data points deserve equal queries for gradient estimation. In this paper, we study the problem of improving the forward learning efficiency from a novel perspective: how to reduce the gradient estimation variance with minimum cost? For this, we allocate the optimal number of queries within a set budget during training to balance estimation accuracy and computational efficiency. Specifically, with a simplified proxy objective and a reparameterization technique, we derive a novel plug-and-play query allocator with minimal parameters. Theoretical results are carried out to verify its optimality. We conduct extensive experiments for fine-tuning Vision Transformers on various datasets and further deploy the allocator to two black-box applications: prompt tuning and multimodal alignment for foundation models. All findings demonstrate that our proposed allocator significantly enhances the scalability of forward-learning algorithms, paving the way for real-world applications. The implementation is available at https://github.com/RTkenny/FLOPS-Forward-Learning-with-OPtimal-Sampling.

When training transformers on graph-structured data, incorporating information about the underlying topology is crucial for good performance. Topological masking, a type of relative position encoding, achieves this by upweighting or downweighting attention depending on the relationship between the query and keys in the graph. In this paper, we propose to parameterise topological masks as a learnable function of a weighted adjacency matrix -- a novel, flexible approach which incorporates a strong structural inductive bias. By approximating this mask with graph random features (for which we prove the first known concentration bounds), we show how this can be made fully compatible with linear attention, preserving $\mathcal{O}(N)$ time and space complexity with respect to the number of input tokens. The fastest previous alternative was $\mathcal{O}(N \log N)$ and only suitable for specific graphs. Our efficient masking algorithms provide strong performance gains for image and point cloud data, including with $>30$k nodes.

Attention-based transformers have achieved tremendous success across a variety of disciplines including natural languages. To deepen our understanding of their sequential modeling capabilities, there is a growing interest in using Markov input processes to study them. A key finding is that when trained on first-order Markov chains, transformers with two or more layers consistently develop an induction head mechanism to estimate the in-context bigram conditional distribution. In contrast, single-layer transformers, unable to form an induction head, directly learn the Markov kernel but often face a surprising challenge: they become trapped in local minima representing the unigram distribution, whereas deeper models reliably converge to the ground-truth bigram. While single-layer transformers can theoretically model first-order Markov chains, their empirical failure to learn this simple kernel in practice remains a curious phenomenon. To explain this contrasting behavior of single-layer models, in this paper we introduce a new framework for a principled analysis of transformers via Markov chains. Leveraging our framework, we theoretically characterize the loss landscape of single-layer transformers and show the existence of global minima (bigram) and bad local minima (unigram) contingent on data properties and model architecture. We precisely delineate the regimes under which these local optima occur. Backed by experiments, we demonstrate that our theoretical findings are in congruence with the empirical results. Finally, we outline several open problems in this arena.

Transformers can under some circumstances generalize to novel problem instances whose constituent parts might have been encountered during training, but whose compositions have not.What mechanisms underlie this ability for compositional generalization?By reformulating multi-head attention as a hypernetwork, we reveal that a composable, low-dimensional latent code specifies key-query specific operations.We find empirically that this latent code is predictive of the subtasks the network performs on unseen task compositions, revealing that latent codes acquired during training are reused to solve unseen problem instances.To further examine the hypothesis that the intrinsic hypernetwork of multi-head attention supports compositional generalization, we ablate whether making the hypernetwork-generated linear value network nonlinear strengthens compositionality.We find that this modification improves compositional generalization on abstract reasoning tasks.In particular, we introduce a symbolic version of the Raven's Progressive Matrices human intelligence test, which gives us precise control over the problem compositions encountered during training and evaluation.We demonstrate on this task how scaling model size and data enables compositional generalization in transformers and gives rise to a functionally structured latent space.

RNA is a dynamic biomolecule crucial for cellular regulation, with its function largely determined by its folding into complex structures, while misfolding can lead to multifaceted biological sequelae. During the folding process, RNA traverses through a series of intermediate structural states, with each transition occurring at variable rates that collectively influence the time required to reach the functional form. Understanding these folding kinetics is vital for predicting RNA behavior and optimizing applications in synthetic biology and drug discovery. While in silico kinetic RNA folding simulators are often computationally intensive and time-consuming, accurate approximations of the folding times can already be very informative to assess the efficiency of the folding process. In this work, we present KinPFN, a novel approach that leverages prior-data fitted networks to directly model the posterior predictive distribution of RNA folding times. By training on synthetic data representing arbitrary prior folding times, KinPFN efficiently approximates the cumulative distribution function of RNA folding times in a single forward pass, given only a few initial folding time examples. Our method offers a modular extension to existing RNA kinetics algorithms, promising significant computational speed-ups orders of magnitude faster, while achieving comparable results. We showcase the effectiveness of KinPFN through extensive evaluations and real-world case studies, demonstrating its potential for RNA folding kinetics analysis, its practical relevance, and generalization to other biological data.

Balancing high performance with interpretability in increasingly powerful Transformer-based models remains a challenge. While mechanistic interpretability aims to specify neural network computations in explicit, pseudocode-like formats, existing methods often involve laborious manual analysis or struggle to fully elucidate learned internal algorithms. Recent efforts to build intrinsically interpretable models have introduced considerable expressivity and optimization challenges. This work introduces Adaptive Transformer Programs, an enhanced framework building upon RASP language and Transformer Programs to create more robust and interpretable models. The proposed method increases expressivity by redesigning two primary attention modules to improve categorical and numerical reasoning capabilities. To overcome optimization hurdles, we introduce a novel reparameterization scheme that enhances the exploration-exploitation trade-off during training. We validate our approach through extensive experiments on diverse tasks, including in-context learning, algorithmic problems (e.g., sorting and Dyck languages), and NLP benchmarks such as named entity recognition and text classification. Results demonstrate that Adaptive Transformer Programs substantially narrow the performance gap between black-box Transformers and interpretable models, enhancing transparency. This work advances the development of high-performing, transparent AI systems for critical applications, addressing crucial ethical concerns in AI development.

Large language models have been successful at tasks involving basic forms of in-context reasoning, such as generating coherent language, as well as storing vast amounts of knowledge. At the core of the Transformer architecture behind such models are feed-forward and attention layers, which are often associated to knowledge and reasoning, respectively. In this paper, we study this distinction empirically and theoretically in a controlled synthetic setting where certain next-token predictions involve both distributional and in-context information. We find that feed-forward layers tend to learn simple distributional associations such as bigrams, while attention layers focus on in-context reasoning. Our theoretical analysis identifies the noise in the gradients as a key factor behind this discrepancy. Finally, we illustrate how similar disparities emerge in pre-trained models through ablations on the Pythia model family on simple reasoning tasks.

We consider function spaces defined by self-attention networks without normalization, and theoretically analyze their geometry. Since these networks are polynomial, we rely on tools from algebraic geometry. In particular, we study the identifiability of deep attention by providing a description of the generic fibers of the parametrization for an arbitrary number of layers and, as a consequence, compute the dimension of the function space. Additionally, for a single-layer model, we characterize the singular and boundary points. Finally, we formulate a conjectural extension of our results to normalized self-attention networks, prove it for a single layer, and numerically verify it in the deep case.

We model the evolution of tokens within a deep stack of Transformer layers as a continuous-time flow on the unit sphere, governed by a mean-field interacting particle system, building on the framework introduced in Geshkovski et al. (2023). Studying the corresponding mean-field Partial Differential Equation (PDE), which can be interpreted as a Wasserstein gradient flow, in this paper we provide a mathematical investigation of the long-term behavior of this system, with a particular focus on the emergence and persistence of meta-stable phases and clustering phenomena, key elements in applications like next-token prediction. More specifically, we perform a perturbative analysis of the mean-field PDE around the iid uniform initialization and prove that, in the limit of large number of tokens, the model remains close to a meta-stable manifold of solutions with a given structure (e.g., periodicity). Further, the structure characterizing the meta-stable manifold is explicitly identified, as a function of the inverse temperature parameter of the model, by the index maximizing a certain rescaling of Gegenbauer polynomials.

Linear attention has emerged as a promising alternative to softmax-based attention, leveraging kernelized feature maps to reduce complexity from quadratic to linear in sequence length. However, the non-negative constraint on feature maps and the relaxed exponential function used in approximation lead to significant information loss compared to the original query-key dot products, resulting in less discriminative attention maps with higher entropy. To address the missing interactions driven by negative values in query-key pairs, we propose a polarity-aware linear attention mechanism that explicitly models both same-signed and opposite-signed query-key interactions, ensuring comprehensive coverage of relational information. Furthermore, to restore the spiky properties of attention maps, we provide a theoretical analysis proving the existence of a class of element-wise functions (with positive first and second derivatives) that can reduce entropy in the attention distribution. For simplicity, and recognizing the distinct contributions of each dimension, we employ a learnable power function for rescaling, allowing strong and weak attention signals to be effectively separated. Extensive experiments demonstrate that the proposed PolaFormer improves performance on various vision tasks, enhancing both expressiveness and efficiency by up to 4.6%.

The attention operator is arguably the key distinguishing factor of transformer architectures, which have demonstrated state-of-the-art performance on a variety of tasks. However, transformer attention operators often impose a significant computational burden, with the computational complexity scaling quadratically with the number of tokens. In this work, we propose a novel transformer attention operator whose computational complexity scales linearly with the number of tokens. We derive our network architecture by extending prior work which has shown that a transformer style architecture naturally arises by "white-box" architecture design, where each layer of the network is designed to implement an incremental optimization step of a maximal coding rate reduction objective (MCR$^2$). Specifically, we derive a novel variational form of the MCR$^2$ objective and show that the architecture that results from unrolled gradient descent of this variational objective leads to a new attention module called Token Statistics Self-Attention ($\texttt{TSSA}$). $\texttt{TSSA}$ has $\textit{linear computational and memory complexity}$ and radically departs from the typical attention architecture that computes pairwise similarities between tokens. Experiments on vision, language, and long sequence tasks show that simply swapping $\texttt{TSSA}$ for standard self-attention, which we refer to as the Token Statistics Transformer ($\texttt{ToST}$), achieves competitive performance with conventional transformers while being significantly more computationally efficient and interpretable. Our results also somewhat call into question the conventional wisdom that pairwise similarity style attention mechanisms are critical to the success of transformer architectures.

We introduce Hybrid Autoregressive Transformer (HART), the first autoregressive (AR) visual generation model capable of directly generating 1024x1024 images, rivaling diffusion models in image generation quality. Existing AR models face limitations due to the poor image reconstruction quality of their discrete tokenizers and the prohibitive training costs associated with generating 1024px images. To address these challenges, we present the hybrid tokenizer, which decomposes the continuous latents from the autoencoder into two components: discrete tokens representing the big picture and continuous tokens representing the residual components that cannot be represented by the discrete tokens. The discrete component is modeled by a scalable-resolution discrete AR model, while the continuous component is learned with a lightweight residual diffusion module with only 37M parameters. Compared with the discrete-only VAR tokenizer, our hybrid approach improves reconstruction FID from 2.11 to 0.30 on MJHQ-30K, leading to a 31% generation FID improvement from 7.85 to 5.38. HART also outperforms state-of-the-art diffusion models in both FID and CLIP score, with 4.5-7.7$\times$ higher throughput and 6.9-13.4$\times$ lower MACs. Our code is open sourced at https://github.com/mit-han-lab/hart.

Directed acyclic graphs (DAGs) serve as crucial data representations in domains such as hardware synthesis and compiler/program optimization for computing systems. DAG generative models facilitate the creation of synthetic DAGs, which can be used for benchmarking computing systems while preserving intellectual property. However, generating realistic DAGs is challenging due to their inherent directional and logical dependencies. This paper introduces LayerDAG, an autoregressive diffusion model, to address these challenges. LayerDAG decouples the strong node dependencies into manageable units that can be processed sequentially. By interpreting the partial order of nodes as a sequence of bipartite graphs, LayerDAG leverages autoregressive generation to model directional dependencies and employs diffusion models to capture logical dependencies within each bipartite graph. Comparative analyses demonstrate that LayerDAG outperforms existing DAG generative models in both expressiveness and generalization, particularly for generating large-scale DAGs with up to 400 nodes—a critical scenario for system benchmarking. Extensive experiments on both synthetic and real-world flow graphs from various computing platforms show that LayerDAG generates valid DAGs with superior statistical properties and benchmarking performance. The synthetic DAGs generated by LayerDAG enhance the training of ML-based surrogate models, resulting in improved accuracy in predicting performance metrics of real-world DAGs across diverse computing platforms.

Devising deep latent variable models for multi-modal data has been a long-standing theme in machine learning research. Multi-modal Variational Autoencoders (VAEs) have been a popular generative model class that learns latent representations that jointly explain multiple modalities. Various objective functions for such models have been suggested, often motivated as lower bounds on the multi-modal data log-likelihood or from information-theoretic considerations. To encode latent variables from different modality subsets, Product-of-Experts (PoE) or Mixture-of-Experts (MoE) aggregation schemes have been routinely used and shown to yield different trade-offs, for instance, regarding their generative quality or consistency across multiple modalities. In this work, we consider a variational objective that can tightly approximate the data log-likelihood. We develop more flexible aggregation schemes that avoid the inductive biases in PoE or MoE approaches by combining encoded features from different modalities based on permutation-invariant neural networks. Our numerical experiments illustrate trade-offs for multi-modal variational objectives and various aggregation schemes. We show that our variational objective and more flexible aggregation models can become beneficial when one wants to approximate the true joint distribution over observed modalities and latent variables in identifiable models.

Generative models lack rigorous statistical guarantees with respect to their predictions. In this work, we propose Sequential Conformal Prediction for Generative Models (SCOPE-Gen), a sequential conformal prediction method producing prediction sets that satisfy a rigorous statistical guarantee called conformal admissibility control. This guarantee means that the prediction sets contain at least one admissible (or valid) example, with high probability. To this end, our method first samples an initial set of i.i.d. examples from a black box generative model. Then, this set is iteratively pruned via so-called greedy filters. As a consequence of the iterative generation procedure, admissibility of the final prediction set factorizes as a Markov chain, where each factor can be controlled separately, using conformal prediction. In comparison to prior work, our method demonstrates a large reduction in the number of admissibility evaluations during calibration. This is crucial e.g. in safety-critical applications, where these evaluations must be conducted manually by domain experts and are therefore costly and time consuming. We highlight the advantages of our method in terms of admissibility evaluations and cardinality of the prediction set through experiments in natural language generation and molecular graph extension tasks.

$\textit{Cis}$-regulatory elements (CREs), such as promoters and enhancers, are relatively short DNA sequences that directly regulate gene expression. The fitness of CREs, measured by their ability to modulate gene expression, highly depends on the nucleotide sequences, especially specific motifs known as transcription factor binding sites (TFBSs). Designing high-fitness CREs is crucial for therapeutic and bioengineering applications. Current CRE design methods are limited by two major drawbacks: (1) they typically rely on iterative optimization strategies that modify existing sequences and are prone to local optima, and (2) they lack the guidance of biological prior knowledge in sequence optimization. In this paper, we address these limitations by proposing a generative approach that leverages reinforcement learning (RL) to fine-tune a pre-trained autoregressive (AR) model. Our method incorporates data-driven biological priors by deriving computational inference-based rewards that simulate the addition of activator TFBSs and removal of repressor TFBSs, which are then integrated into the RL process. We evaluate our method on promoter design tasks in two yeast media conditions and enhancer design tasks for three human cell types, demonstrating its ability to generate high-fitness CREs while maintaining sequence diversity. The code is available at https://github.com/yangzhao1230/TACO.

Sampling from diffusion probabilistic models (DPMs) is often expensive for high-quality image generation and typically requires many steps with a large model. In this paper, we introduce sampling Trajectory Stitching (T-Stitch), a simple yet efficient technique to improve the sampling efficiency with little or no generation degradation. Instead of solely using a large DPM for the entire sampling trajectory, T-Stitch first leverages a smaller DPM in the initial steps as a cheap drop-in replacement of the larger DPM and switches to the larger DPM at a later stage. Our key insight is that different diffusion models learn similar encodings under the same training data distribution and smaller models are capable of generating good global structures in the early steps. Extensive experiments demonstrate that T-Stitch is training-free, generally applicable for different architectures, and complements most existing fast sampling techniques with flexible speed and quality trade-offs. On DiT-XL, for example, 40% of the early timesteps can be safely replaced with a 10x faster DiT-S without performance drop on class-conditional ImageNet generation. We further show that our method can also be used as a drop-in technique to not only accelerate the popular pretrained stable diffusion (SD) models but also improve the prompt alignment of stylized SD models from the public model zoo. Finally, the explicit model allocation strategy of T-Stitch significantly reduces the need of training or searching, delivering high deployment efficiency.

Accelerating the sampling speed of diffusion models remains a significant challenge. Recent score distillation methods distill a heavy teacher model into a student generator to achieve one-step generation, which is optimized by calculating the difference between two score functions on the samples generated by the student model.However, there is a score mismatch issue in the early stage of the score distillation process, since existing methods mainly focus on using the endpoint of pre-trained diffusion models as teacher models, overlooking the importance of the convergence trajectory between the student generator and the teacher model.To address this issue, we extend the score distillation process by introducing the entire convergence trajectory of the teacher model and propose $\textbf{Dis}$tribution $\textbf{Back}$tracking Distillation ($\textbf{DisBack}$). DisBask is composed of two stages: $\textit{Degradation Recording}$ and $\textit{Distribution Backtracking}$. $\textit{Degradation Recording}$ is designed to obtain the convergence trajectory by recording the degradation path from the pre-trained teacher model to the untrained student generator.The degradation path implicitly represents the intermediate distributions between the teacher and the student, and its reverse can be viewed as the convergence trajectory from the student generator to the teacher model.Then $\textit{Distribution Backtracking}$ trains the student generator to backtrack the intermediate distributions along the path to approximate the convergence trajectory of the teacher model.Extensive experiments show that DisBack achieves faster and better convergence than the existing distillation method and achieves comparable or better generation performance, with an FID score of 1.38 on the ImageNet 64$\times$64 dataset.DisBack is easy to implement and can be generalized to existing distillation methods to boost performance.

As the quality of large language models has improved, there has been increased interest in using them to model non-linguistic tokens. For example, the Decision Transformer recasts agentic decision making as a sequence modeling problem, using a decoder-only LLM to model the distribution over the discrete action space for an Atari agent. However, when adapting LLMs to non-linguistic domains, it remains unclear if softmax over discrete bins captures the continuous structure of the tokens and the potentially complex distributions needed for high quality token generation. We introduce a neural network layer, constructed using Fourier series, which we can easily substitute for any linear layer if we want the outputs to have a more continuous structure. We perform extensive analysis on synthetic datasets, as well as on large-scale decision making and time series forecasting tasks. We also provide theoretical evidence that this layer can better learn signal from data while ignoring high-frequency noise. All of our results support the effectiveness of our proposed Fourier head in scenarios where the underlying data distribution has a natural continuous structure. For example, the Fourier head improves a Decision Transformer agent's returns across four benchmark Atari games by as much as 377\%, and increases a state-of-the-art times series foundation model's forecasting performance by 3.5\% across 20 benchmarks unseen during training.We release our implementation at https://nategillman.com/fourier-head

This paper introduces a novel hierarchical autoencoder that maps 3D models into a highly compressed latent space. The hierarchical autoencoder is specifically designed to tackle the challenges arising from large-scale datasets and generative modeling using diffusion. Different from previous approaches that only work on a regular image or volume grid, our hierarchical autoencoder operates on unordered sets of vectors. Each level of the autoencoder controls different geometric levels of detail. We show that the model can be used to represent a wide range of 3D models while faithfully representing high-resolution geometry details. The training of the new architecture takes 0.70x time and 0.58x memory compared to the baseline.We also explore how the new representation can be used for generative modeling. Specifically, we propose a cascaded diffusion framework where each stage is conditioned on the previous stage. Our design extends existing cascaded designs for image and volume grids to vector sets.

In the era of exceptionally data-hungry models, careful selection of the training data is essential to mitigate the extensive costs of deep learning. Data pruning offers a solution by removing redundant or uninformative samples from the dataset, which yields faster convergence and improved neural scaling laws. However, little is known about its impact on classification bias of the trained models. We conduct the first systematic study of this effect and reveal that existing data pruning algorithms can produce highly biased classifiers. We present theoretical analysis of the classification risk in a mixture of Gaussians to argue that choosing appropriate class pruning ratios, coupled with random pruning within classes has potential to improve worst-class performance. We thus propose DRoP, a distributionally robust approach to pruning and empirically demonstrate its performance on standard computer vision benchmarks. In sharp contrast to existing algorithms, our proposed method continues improving distributional robustness at a tolerable drop of average performance as we prune more from the datasets.

Recently, Text-to-speech (TTS) models based on large language models (LLMs)that translate natural language text into sequences of discrete audio tokens havegained great research attention, with advances in neural audio codec (NAC) mod-els using residual vector quantization (RVQ). However, long-form speech synthe-sis remains a significant challenge due to the high frame rate, which increases thelength of audio tokens and makes it difficult for autoregressive language modelsto generate audio tokens for even a minute of speech. To address this challenge,this paper introduces two novel post-training approaches: 1) Multi-Resolution Re-quantization (MReQ) and 2) HALL-E. MReQ is a framework to reduce the framerate of pre-trained NAC models. Specifically, it incorporates multi-resolutionresidual vector quantization (MRVQ) module that hierarchically reorganizes dis-crete audio tokens through teacher-student distillation. HALL-E is an LLM-basedTTS model designed to predict hierarchical tokens of MReQ. Specifically, it incor-porates the technique of using MRVQ sub-modules and continues training from apre-trained LLM-based TTS model. Furthermore, to promote TTS research, wecreate MinutesSpeech, a new benchmark dataset consisting of 40k hours of filteredspeech data for training and evaluating speech synthesis ranging from 3s up to180s. In experiments, we demonstrated the effectiveness of our approaches by ap-plying our post-training framework to VALL-E. We achieved the frame rate downto as low as 8 Hz, enabling the stable minitue-long speech synthesis in a singleinference step. Audio samples, dataset, codes and pre-trained models are availableat https://yutonishimura-v2.github.io/HALL-E_DEMO.

Software engineers mainly write code by editing existing programs. In contrast, language models (LMs) autoregressively synthesize programs in a single pass. One explanation for this is the scarcity of sequential edit data. While high-quality instruction data for code synthesis is scarce, edit data for synthesis is even scarcer. To fill this gap, we develop a synthetic data generation algorithm called LintSeq. This algorithm refactors programs into sequences of synthetic edits by using a linter to procedurally sample across interdependent lines of source code. Synthetic edits sampled with LintSeq reflect the syntax and semantics of their programming language. To test the algorithm, we use it to refactor a dataset of instruction + program pairs into instruction + program-diff-sequence tuples. Then, we fine-tune a series of smaller LMs ranging from 2.6B to 14B parameters on both the re-factored and original versions of this dataset. We perform comprehensive evaluations comparing edit sequence code LMs against baselines on HumanEval, MBPP(+), CodeContests, DS-1000, and BigCodeBench. We show that models fine-tuned to iteratively synthesize code match or outperform baselines on pass@1, and exhibit better scaling across higher pass@k as a function of total test-time FLOPs. Finally, we also pretrain our own tiny LMs for code understanding. We show that fine-tuning these models to synthesize code edit-by-edit results in strong performance on HumanEval and MBPP(+) compared to existing code language models of similar scale such as CodeT5+, AlphaCode, and Codex.

Diffusion models have emerged as a powerful generative technology and have been found to be applicable in various scenarios. Most existing foundational diffusion models are primarily designed for text-guided visual generation and do not support multi-modal conditions, which are essential for many visual editing tasks. This limitation prevents these foundational diffusion models from serving as a unified model in the field of visual generation, like GPT-4 in the natural language processing field. In this work, we propose ACE, an All-round Creator and Editor, which achieves comparable performance compared to those expert models in a wide range of visual generation tasks. To achieve this goal, we first introduce a unified condition format termed Long-context Condition Unit (LCU), and propose a novel Transformer-based diffusion model that uses LCU as input, aiming for joint training across various generation and editing tasks. Furthermore, we propose an efficient data collection approach to address the issue of the absence of available training data. It involves acquiring pairwise images with synthesis-based or clustering-based pipelines and supplying these pairs with accurate textual instructions by leveraging a fine-tuned multi-modal large language model. To comprehensively evaluate the performance of our model, we establish a benchmark of manually annotated pairs data across a variety of visual generation tasks. The extensive experimental results demonstrate the superiority of our model in visual generation fields. Thanks to the all-in-one capabilities of our model, we can easily build a multi-modal chat system that responds to any interactive request for image creation using a single model to serve as the backend, avoiding the cumbersome pipeline typically employed in visual agents.

The generative modeling of data on manifolds is an important task, for which diffusion models in flat spaces typically need nontrivial adaptations. This article demonstrates how a technique called `trivialization' can transfer the effectiveness of diffusion models in Euclidean spaces to Lie groups. In particular, an auxiliary momentum variable was algorithmically introduced to help transport the position variable between data distribution and a fixed, easy-to-sample distribution. Normally, this would incur further difficulty for manifold data because momentum lives in a space that changes with the position. However, our trivialization technique creates a new momentum variable that stays in a simple fixed vector space. This design, together with a manifold preserving integrator, simplifies implementation and avoids inaccuracies created by approximations such as projections to tangent space and manifold, which were typically used in prior work, hence facilitating generation with high-fidelity and efficiency. The resulting method achieves state-of-the-art performance on protein and RNA torsion angle generation and sophisticated torus datasets. We also, arguably for the first time, tackle the generation of data on high-dimensional Special Orthogonal and Unitary groups, the latter essential for quantum problems. Code is available at https://github.com/yuchen-zhu-zyc/TDM.

Multimodal Large Language Models (MLLMs) have experienced rapid progress in visual recognition tasks in recent years. Given their potential integration into many critical applications, it is important to understand the limitations of their visual perception. In this work, we study whether MLLMs can perceive small visual details as effectively as large ones when answering questions about images. We observe that their performance is very sensitive to the size of the visual subject of the question, and further show that this effect is in fact causal by conducting an intervention study. Next, we study the attention patterns of MLLMs when answering visual questions, and intriguingly find that they consistently know where to look, even when they provide the wrong answer. Based on these findings, we then propose training-free visual intervention methods that leverage the internal knowledge of any MLLM itself, in the form of attention and gradient maps, to enhance its perception of small visual details. We evaluate our proposed methods on two widely-used MLLMs and seven visual question answering benchmarks and show that they can significantly improve MLLMs' accuracy without requiring any training. Our results elucidate the risk of applying MLLMs to visual recognition tasks concerning small details and indicate that visual intervention using the model's internal state is a promising direction to mitigate this risk. Our code is available at: https://github.com/saccharomycetes/mllms_know.

Understanding the 3D structure of RNA is essential for deciphering its function and developing RNA-based therapeutics. Geometric Graph Neural Networks (GeoGNNs) that conform to the $\mathrm{E}(3)$-symmetry have advanced RNA structure evaluation, a crucial step toward RNA structure prediction. However, existing GeoGNNs are still defective in two aspects: 1. inefficient or incapable of capturing the full geometries of RNA; 2. limited generalization ability when the size of RNA significantly differs between training and test datasets. In this paper, we propose EquiRNA, a novel equivariant GNN model by exploring the three-level hierarchical geometries of RNA. At its core, EquiRNA effectively addresses the size generalization challenge by reusing the representation of nucleotide, the common building block shared across RNAs of varying sizes. Moreover, by adopting a scalarization-based equivariant GNN as the backbone, our model maintains directional information while offering higher computational efficiency compared to existing GeoGNNs. Additionally, we propose a size-insensitive $K$-nearest neighbor sampling strategy to enhance the model's robustness to RNA size shifts. We test our approach on our created benchmark as well as an existing dataset. The results show that our method significantly outperforms other state-of-the-art methods, providing a robust baseline for RNA 3D structure modeling and evaluation.

The group of permutations $S_n$, also known as the finite symmetric groups, are essential in fields such as combinatorics, physics, and chemistry. However, learning a probability distribution over $S_n$ poses significant challenges due to its intractable size and discrete nature. In this paper, we introduce *SymmetricDiffusers*, a novel discrete diffusion model that simplifies the task of learning a complicated distribution over $S_n$ by decomposing it into learning simpler transitions of the reverse diffusion using deep neural networks. We identify the riffle shuffle as an effective forward transition and provide empirical guidelines for selecting the diffusion length based on the theory of random walks on finite groups. Additionally, we propose a generalized Plackett-Luce (PL) distribution for the reverse transition, which is provably more expressive than the PL distribution. We further introduce a theoretically grounded "denoising schedule" to improve sampling and learning efficiency. Extensive experiments show that our model achieves state-of-the-art or comparable performance on solving tasks including sorting 4-digit MNIST images, jigsaw puzzles, and traveling salesman problems. Our code is released at .

Discrete diffusion models have recently shown significant progress in modeling complex data, such as natural languages and DNA sequences. However, unlike diffusion models for continuous data, which can generate high-quality samples in just a few denoising steps, modern discrete diffusion models still require hundreds or even thousands of denoising steps to perform well. In this paper, we identify a fundamental limitation that prevents discrete diffusion models from achieving strong performance with fewer steps -- they fail to capture dependencies between output variables at each denoising step. To address this issue, we provide a formal explanation and introduce a general approach to supplement the missing dependency information by incorporating another deep generative model, termed the copula model. Our method does not require fine-tuning either the diffusion model or the copula model, yet it enables high-quality sample generation with significantly fewer denoising steps. When we apply this approach to autoregressive copula models, the combined model outperforms both models individually in unconditional and conditional text generation. Specifically, the hybrid model achieves better (un)conditional text generation using 8 to 32 times fewer denoising steps than the diffusion model alone. In addition to presenting an effective discrete diffusion generation algorithm, this paper emphasizes the importance of modeling inter-variable dependencies in discrete diffusion.

This paper aims to manipulate multi-entity 3D motions in video generation. Previous methods on controllable video generation primarily leverage 2D control signals to manipulate object motions and have achieved remarkable synthesis results. However, 2D control signals are inherently limited in expressing the 3D nature of object motions. To overcome this problem, we introduce 3DTrajMaster, a robust controller that regulates multi-entity dynamics in 3D space, given user-desired 6DoF pose (location and rotation) sequences of entities. At the core of our approach is a plug-and-play 3D-motion grounded object injector that fuses multiple input entities with their respective 3D trajectories through a gated self-attention mechanism. In addition, we exploit an injector architecture to preserve the video diffusion prior, which is crucial for generalization ability. To mitigate video quality degradation, we introduce a domain adaptor during training and employ an annealed sampling strategy during inference. To address the lack of suitable training data, we construct a 360-Motion Dataset, which first correlates collected 3D human and animal assets with GPT-generated trajectory and then captures their motion with 12 evenly-surround cameras on diverse 3D UE platforms. Extensive experiments show that 3DTrajMaster sets a new state-of-the-art in both accuracy and generalization for controlling multi-entity 3D motions. Project page: http://fuxiao0719.github.io/projects/3dtrajmaster

Using the latent diffusion model has proven effective in developing novel 3D generation techniques. To harness the latent diffusion model, a key challenge is designing a high-fidelity and efficient representation that links the latent space and the 3D space. In this paper, we introduce Atlas Gaussians, a novel representation for feed-forward native 3D generation. Atlas Gaussians represent a shape as the union of local patches, and each patch can decode 3D Gaussians. We parameterize a patch as a sequence of feature vectors and design a learnable function to decode 3D Gaussians from the feature vectors. In this process, we incorporate UV-based sampling, enabling the generation of a sufficiently large, and theoretically infinite, number of 3D Gaussian points. The large amount of 3D Gaussians enables the generation of high-quality details. Moreover, due to local awareness of the representation, the transformer-based decoding procedure operates on a patch level, ensuring efficiency. We train a variational autoencoder to learn the Atlas Gaussians representation, and then apply a latent diffusion model on its latent space for learning 3D Generation. Experiments show that our approach outperforms the prior arts of feed-forward native 3D generation. Project page: https://yanghtr.github.io/projects/atlas_gaussians.

We introduce the Glauber Generative Model (GGM), a new class of discrete diffusion models, to obtain new samples from a distribution given samples from a discrete space. GGM deploys a discrete Markov chain called the heat bath dynamics (or the Glauber dynamics) to denoise a sequence of noisy tokens to a sample from a joint distribution of discrete tokens. Our novel conceptual framework provides an exact reduction of the task of learning the denoising Markov chain to solving a class of binary classification tasks. More specifically, the model learns to classify a given token in a noisy sequence as signal or noise. In contrast, prior works on discrete diffusion models either solve regression problems to learn importance ratios, or minimize loss functions given by variational approximations. We apply GGM to language modeling and image generation, where images are discretized using image tokenizers like VQGANs. We show that it outperforms existing discrete diffusion models in language generation, and demonstrates strong performance for image generation without using dataset-specific image tokenizers. We also show that our model is capable of performing well in zero-shot control settings like text and image infilling.

Sampling algorithms play an important role in controlling the quality and runtime of diffusion model inference. In recent years, a number of works (Chen et al., 2023c;b; Benton et al., 2023; Lee et al., 2022) have analyzed algorithms for diffusion sampling with provable guarantees; these works show that for essentially any data distribution, one can approximately sample in polynomial time given a sufficiently accurate estimate of its score functions at different noise levels. In this work, we propose a new scheme inspired by Shen and Lee's randomized midpoint method for log-concave sampling (Shen & Lee, 2019). We prove that this approach achieves the best known dimension dependence for sampling from arbitrary smooth distributions in total variation distance ($\widetilde O(d^{5/12})$ compared to $\widetilde O(\sqrt{d})$ from prior work). We also show that our algorithm can be parallelized to run in only $\widetilde O(\log^2 d)$ parallel rounds, constituting the first provable guarantees for parallel sampling with diffusion models. As a byproduct of our methods, for the well-studied problem of log-concave sampling in total variation distance, we give an algorithm and simple analysis achieving dimension dependence $\widetilde O(d^{5/12})$ compared to $\widetilde O(\sqrt{d})$ from prior work.

Despite the empirical success of Diffusion Models (DMs) and Variational Autoencoders (VAEs), their generalization performance remains theoretically underexplored, especially lacking a full consideration of the shared encoder-generator structure. Leveraging recent information-theoretic tools, we propose a unified theoretical framework that provides guarantees for the generalization of both the encoder and generator by treating them as randomized mappings. This framework further enables (1) a refined analysis for VAEs, accounting for the generator's generalization, which was previously overlooked; (2) illustrating an explicit trade-off in generalization terms for DMs that depends on the diffusion time $T$; and (3) providing computable bounds for DMs based solely on the training data, allowing the selection of the optimal $T$ and the integration of such bounds into the optimization process to improve model performance. Empirical results on both synthetic and real datasets illustrate the validity of the proposed theory.

Spatial intelligence is the ability of a machine to perceive, reason, and act in three dimensions within space and time.Recent advancements in large-scale auto-regressive models have demonstrated remarkable capabilities across various reasoning tasks. However, these models often struggle with fundamental aspects of spatial reasoning, particularly in answering questions like "Where am I?" and "What will I see?". While some attempts have been done, existing approaches typically treat them as separate tasks, failing to capture their interconnected nature. In this paper, we present Generative Spatial Transformer (GST), a novel auto-regressive framework that jointly addresses spatial localization and view prediction. Our model simultaneously estimates the camera pose from a single image and predicts the view from a new camera pose, effectively bridging the gap between spatial awareness and visual prediction. The proposed innovative camera tokenization method enables the model to learn the joint distribution of 2D projections and their corresponding spatial perspectives in an auto-regressive manner. This unified training paradigm demonstrates that joint optimization of pose estimation and novel view synthesis leads to improved performance in both tasks, for the first time, highlighting the inherent relationship between spatial awareness and visual prediction.

Guided diffusion-model generation is a promising direction for customizing the generation process of a pre-trained diffusion model to address specific downstream tasks. Existing guided diffusion models either rely on training the guidance model with pre-collected datasets or require the objective functions to be differentiable. However, for most real-world tasks, offline datasets are often unavailable, and their objective functions are often not differentiable, such as image generation with human preferences, molecular generation for drug discovery, and material design. Thus, we need an **online** algorithm capable of collecting data during runtime and supporting a **black-box** objective function. Moreover, the **query efficiency** of the algorithm is also critical because the objective evaluation of the query is often expensive in real-world scenarios. In this work, we propose a novel and simple algorithm, **Fast Direct**, for query-efficient online black-box target generation. Our Fast Direct builds a pseudo-target on the data manifold to update the noise sequence of the diffusion model with a universal direction, which is promising to perform query-efficient guided generation. Extensive experiments on twelve high-resolution ($\small {1024 \times 1024}$) image target generation tasks and six 3D-molecule target generation tasks show $\textbf{6}\times$ up to $\textbf{10}\times$ query efficiency improvement and $\textbf{11}\times$ up to $\textbf{44}\times$ query efficiency improvement, respectively.

Consistency models are a new family of generative models capable of producing high-quality samples in either a single step or multiple steps. Recently, consistency models have demonstrated impressive performance, achieving results on par with diffusion models in the pixel space. However, the success of scaling consistency training to large-scale datasets, particularly for text-to-image and video generation tasks, is determined by performance in the latent space. In this work, we analyze the statistical differences between pixel and latent spaces, discovering that latent data often contains highly impulsive outliers, which significantly degrade the performance of iCT in the latent space. To address this, we replace Pseudo-Huber losses with Cauchy losses, effectively mitigating the impact of outliers. Additionally, we introduce a diffusion loss at early timesteps and employ optimal transport (OT) coupling to further enhance performance. Lastly, we introduce the adaptive scaling-$c$ scheduler to manage the robust training process and adopt Non-scaling LayerNorm in the architecture to better capture the statistics of the features and reduce outlier impact. With these strategies, we successfully train latent consistency models capable of high-quality sampling with one or two steps, significantly narrowing the performance gap between latent consistency and diffusion models. The implementation is released here: \url{https://github.com/quandao10/sLCT/}

Learning informative representations of phylogenetic tree structures is essential for analyzing evolutionary relationships. Classical distance-based methods have been widely used to project phylogenetic trees into Euclidean space, but they are often sensitive to the choice of distance metric and may lack sufficient resolution. In this paper, we introduce phylogenetic variational autoencoders (PhyloVAEs), an unsupervised learning framework designed for representation learning and generative modeling of tree topologies. Leveraging an efficient encoding mechanism inspired by autoregressive tree topology generation, we develop a deep latent-variable generative model that facilitates fast, parallelized topology generation. PhyloVAE combines this generative model with a collaborative inference model based on learnable topological features, allowing for high-resolution representations of phylogenetic tree samples. Extensive experiments demonstrate PhyloVAE's robust representation learning capabilities and fast generation of phylogenetic tree topologies.

Recent advancements in diffusion models have revolutionized generative modeling. However, the impressive and vivid outputs they produce often come at the cost of significant model scaling and increased computational demands. Consequently, building personalized diffusion models based on off-the-shelf models has emerged as an appealing alternative. In this paper, we introduce a novel perspective on conditional generation for transferring a pre-trained model. From this viewpoint, we propose *Domain Guidance*, a straightforward transfer approach that leverages pre-trained knowledge to guide the sampling process toward the target domain. Domain Guidance shares a formulation similar to advanced classifier-free guidance, facilitating better domain alignment and higher-quality generations. We provide both empirical and theoretical analyses of the mechanisms behind Domain Guidance. Our experimental results demonstrate its substantial effectiveness across various transfer benchmarks, achieving over a 19.6\% improvement in FID and a 23.4\% improvement in FD$_\text{DINOv2}$ compared to standard fine-tuning. Notably, existing fine-tuned models can seamlessly integrate Domain Guidance to leverage these benefits, without additional training.

Masked Generative Image Transformers (MaskGIT) have emerged as a scalableand efficient image generation framework, able to deliver high-quality visuals withlow inference costs. However, MaskGIT’s token unmasking scheduler, an essentialcomponent of the framework, has not received the attention it deserves. We analyzethe sampling objective in MaskGIT, based on the mutual information betweentokens, and elucidate its shortcomings. We then propose a new sampling strategybased on our Halton scheduler instead of the original Confidence scheduler. Moreprecisely, our method selects the token’s position according to a quasi-random,low-discrepancy Halton sequence. Intuitively, that method spreads the tokensspatially, progressively covering the image uniformly at each step. Our analysisshows that it allows reducing non-recoverable sampling errors, leading to simplerhyper-parameters tuning and better quality images. Our scheduler does not requireretraining or noise injection and may serve as a simple drop-in replacement forthe original sampling strategy. Evaluation of both class-to-image synthesis onImageNet and text-to-image generation on the COCO dataset demonstrates that theHalton scheduler outperforms the Confidence scheduler quantitatively by reducingthe FID and qualitatively by generating more diverse and more detailed images.Our code is at https://github.com/valeoai/Halton-MaskGIT.

We introduce Generator Matching, a modality-agnostic framework for generative modeling using arbitrary Markov processes. Generators characterize the infinitesimal evolution of a Markov process, which we leverage for generative modeling in a similar vein to flow matching: we construct conditional generators which generate single data points, then learn to approximate the marginal generator which generates the full data distribution. We show that Generator Matching unifies various generative modeling methods, including diffusion models, flow matching and discrete diffusion models. Furthermore, it expands the design space to new and unexplored Markov processes such as jump processes. Finally, Generator Matching enables the construction of superpositions of Markov generative models and enables the construction of multimodal models in a rigorous manner. We empirically validate our method on image and multimodal generation, e.g. showing that superposition with a jump process improves performance.

Recent advancements in diffusion models have significantly improved video generation and editing capabilities. However, multi-grained video editing, which encompasses class-level, instance-level, and part-level modifications, remains a formidable challenge. The major difficulties in multi-grained editing include semantic misalignment of text-to-region control and feature coupling within the diffusion model. To address these difficulties, we present VideoGrain, a zero-shot approach that modulates space-time (cross- and self-) attention mechanisms to achieve fine-grained control over video content. We enhance text-to-region control by amplifying each local prompt's attention to its corresponding spatial-disentangled region while minimizing interactions with irrelevant areas in cross-attention. Additionally, we improve feature separation by increasing intra-region awareness and reducing inter-region interference in self-attention. Extensive experiments demonstrate our method achieves state-of-the-art performance in real-world scenarios. Our code, data, and demos are available on the project page.

With the advancement of diffusion models (DMs) and the substantially increased computational requirements, quantization emerges as a practical solution to obtain compact and efficient low-bit DMs. However, the highly discrete representation leads to severe accuracy degradation, hindering the quantization of diffusion models to ultra-low bit-widths. This paper proposes a novel weight binarization approach for DMs, namely BinaryDM, pushing binarized DMs to be accurate and efficient by improving the representation and optimization. From the representation perspective, we present an Evolvable-Basis Binarizer (EBB) to enable a smooth evolution of DMs from full-precision to accurately binarized. EBB enhances information representation in the initial stage through the flexible combination of multiple binary bases and applies regularization to evolve into efficient single-basis binarization. The evolution only occurs in the head and tail of the DM architecture to retain the stability of training. From the optimization perspective, a Low-rank Representation Mimicking (LRM) is applied to assist the optimization of binarized DMs. The LRM mimics the representations of full-precision DMs in low-rank space, alleviating the direction ambiguity of the optimization process caused by fine-grained alignment. Comprehensive experiments demonstrate that BinaryDM achieves significant accuracy and efficiency gains compared to SOTA quantization methods of DMs under ultra-low bit-widths. With 1-bit weight and 4-bit activation (W1A4), BinaryDM achieves as low as 7.74 FID and saves the performance from collapse (baseline FID 10.87). As the first binarization method for diffusion models, W1A4 BinaryDM achieves impressive 15.2x OPs and 29.2x model size savings, showcasing its substantial potential for edge deployment.

Investigating critical phenomena or phase transitions is of high interest in physics and chemistry, for which Monte Carlo (MC) simulations, a crucial tool for numerically analyzing macroscopic properties of given systems, are often hindered by an emerging divergence of correlation length---known as scale invariance at criticality (SIC) in the renormalization group theory. SIC causes the system to behave the same at any length scale, from which many existing sampling methods suffer: long-range correlations cause critical slowing down in Markov chain Monte Carlo (MCMC), and require intractably large receptive fields for generative samplers. In this paper, we propose a Renormalization-informed Generative Critical Sampler (RiGCS)---a novel sampler specialized for near-critical systems, where SIC is leveraged as an advantage rather than a nuisance. Specifically, RiGCS builds on MultiLevel Monte Carlo (MLMC) with Heat Bath (HB) algorithms, which perform ancestral sampling from low-resolution to high-resolution lattice configurations with site wise-independent conditional HB sampling. Although MLMC-HB is highly efficient under exact SIC, it suffers from a low acceptance rate under slight SIC violation. Notably, SIC violation always occurs in finite-size systems, and may induce long-range and higher-order interactions in the renormalized distributions, which are not considered by independent HB samplers. RiGCS enhances MLMC-HB by replacing a part of the conditional HB sampler with generative models that capture those residual interactions and improve the sampling efficiency. Our experiments show that the effective sample size of RiGCS is a few orders of magnitude higher than state-of-the-art generative model baselines in sampling configurations for $128 \times 128$ two-dimensional Ising systems. SIC also allows us to adopt a specialized sequential training protocol with model transfer, which significantly accelerates training.

Bidirectional models are considered essential for strong text embeddings. Recent approaches to adapt autoregressive language models (LMs) into strong text embedding models have largely had the requirement to modify the LM architecture to be bidirectional. We challenge this premise by introducing ``echo embeddings'' which converts autoregressive LMs into high quality text embedding models \emph{without} changing the architecture or requiring fine-tuning. By repeating the input and extracting embeddings from the repeated tokens—which have access to all original tokens—echo embeddings improve over classical LM embeddings by over 5\% in zero-shot settings. Our zero-shot embeddings nearly match those obtained by bidirectionally-converted LMs that undergo additional masked-language modeling training. Echo embeddings are also compatible with supervised fine-tuning, matching or outperforming bidirectionally-converted LMs in an apples-to-apples comparison, even with an identical compute budget during training and inference. Overall, repetition is a simple and effective strategy to circumvent the need for bidirectional attention in embedding models, paving the way towards a unified architecture for all NLP tasks.

How can we learn generative models to sample data with arbitrary logical compositions of statistically independent attributes? The prevailing solution is to sample from distributions expressed as a composition of attributes' conditional marginal distributions under the assumption that they are statistically independent. This paper shows that standard conditional diffusion models violate this assumption, even when all attribute compositions are observed during training. And, this violation is significantly more severe when only a subset of the compositions is observed. We propose CoInD to address this problem. It explicitly enforces statistical independence between the conditional marginal distributions by minimizing Fisher’s divergence between the joint and marginal distributions. The theoretical advantages of CoInD are reflected in both qualitative and quantitative experiments, demonstrating a significantly more faithful and controlled generation of samples for arbitrary logical compositions of attributes. The benefit is more pronounced for scenarios that current solutions relying on the assumption of conditionally independent marginals struggle with, namely, logical compositions involving the NOT operation and when only a subset of compositions are observed during training.

Joint-embedding predictive architectures (JEPAs) have shown substantial promise in self-supervised representation learning, yet their application in generative modeling remains underexplored. Conversely, diffusion models have demonstrated significant efficacy in modeling arbitrary probability distributions. In this paper, we introduce Denoising with a Joint-Embedding Predictive Architecture (D-JEPA), pioneering the integration of JEPA within generative modeling. By recognizing JEPA as a form of masked image modeling, we reinterpret it as a generalized next-token prediction strategy, facilitating data generation in an auto-regressive manner. Furthermore, we incorporate diffusion loss to model the per-token probability distribution, enabling data generation in a continuous space. We also adapt flow matching loss as an alternative to diffusion loss, thereby enhancing the flexibility of D-JEPA. Empirically, with increased GFLOPs, D-JEPA consistently achieves lower FID scores with fewer training epochs, indicating its good scalability. Our base, large, and huge models outperform all previous generative models across all scales on ImageNet conditional generation benchmarks. Beyond image generation, D-JEPA is well-suited for other continuous data modeling, including video and audio.

Diffusion-based representation learning has achieved substantial attention due to its promising capabilities in latent representation and sample generation. Recent studies have employed an auxiliary encoder to identify a corresponding representation from data and to adjust the dimensionality of a latent variable $\mathbf{z}$. Meanwhile, this auxiliary structure invokes an *information split problem*; the information of each data instance $\mathbf{x}_0$ is divided into diffusion endpoint $\mathbf{x}_T$ and encoded $\mathbf{z}$ because there exist two inference paths starting from the data. The latent variable modeled by diffusion endpoint $\mathbf{x}_T$ has some disadvantages. The diffusion endpoint $\mathbf{x}_T$ is computationally expensive to obtain and inflexible in dimensionality. To address this problem, we introduce Diffusion Bridge AuteEncoders (DBAE), which enables $\mathbf{z}$-dependent endpoint $\mathbf{x}_T$ inference through a feed-forward architecture. This structure creates an information bottleneck at $\mathbf{z}$, so $\mathbf{x}_T$ becomes dependent on $\mathbf{z}$ in its generation. This results in $\mathbf{z}$ holding the full information of data. We propose an objective function for DBAE to enable both reconstruction and generative modeling, with their theoretical justification. Empirical evidence supports the effectiveness of the intended design in DBAE, which notably enhances downstream inference quality, reconstruction, and disentanglement. Additionally, DBAE generates high-fidelity samples in the unconditional generation. Our code isavailable at https://github.com/aailab-kaist/DBAE.

Measuring biodiversity is crucial for understanding ecosystem health. While prior works have developed machine learning models for taxonomic classification of photographic images and DNA separately, in this work, we introduce a multi-modal approach combining both, using CLIP-style contrastive learning to align images, barcode DNA, and text-based representations of taxonomic labels in a unified embedding space. This allows for accurate classification of both known and unknown insect species without task-specific fine-tuning, leveraging contrastive learning for the first time to fuse DNA and image data. Our method surpasses previous single-modality approaches in accuracy by over 8% on zero-shot learning tasks, showcasing its effectiveness in biodiversity studies.

Personalized text-to-image diffusion models have grown popular for their ability to efficiently acquire a new concept from user-defined text descriptions and a few images. However, in the real world, a user may wish to personalize a model on multiple concepts but one at a time, with no access to the data from previous concepts due to storage/privacy concerns. When faced with this continual learning (CL) setup, most personalization methods fail to find a balance between acquiring new concepts and retaining previous ones -- a challenge that continual personalization (CP) aims to solve. Inspired by the successful CL methods that rely on class-specific information for regularization, we resort to the inherent class-conditioned density estimates, also known as diffusion classifier (DC) scores, for CP of text-to-image diffusion models. Namely, we propose using DC scores for regularizing the parameter-space and function-space of text-to-image diffusion models.Using several diverse evaluation setups, datasets, and metrics, we show that our proposed regularization-based CP methods outperform the state-of-the-art C-LoRA, and other baselines. Finally, by operating in the replay-free CL setup and on low-rank adapters, our method incurs zero storage and parameter overhead, respectively, over the state-of-the-art.

Text-to-video (T2V) generation has recently garnered significant attention thanks to the large multi-modality model Sora. However, T2V generation still faces two important challenges: 1) Lacking a precise open sourced high-quality dataset. The previously popular video datasets, e.g.WebVid-10M and Panda-70M, overly emphasized large scale, resulting in the inclusion of many low-quality videos andshort, imprecise captions. Therefore, it is challenging but crucial to collect a precise high-quality dataset while maintaining a scale of millions for T2V generation. 2) Ignoring to fully utilize textual information. Recent T2V methods have focused on vision transformers, using a simple cross attention module for video generation, which falls short of making full use of semantic information from text tokens. To address these issues, we introduce OpenVid-1M, a precise high-quality dataset with expressive captions. This open-scenario dataset contains over 1 million text-video pairs, facilitating research on T2V generation. Furthermore, we curate 433K 1080p videos from OpenVid-1M to create OpenVidHD-0.4M, advancing high-definition video generation. Additionally, we propose a novel Multi-modal Video Diffusion Transformer (MVDiT) capable of mining both structure information from visual tokens and semantic information from text tokens. Extensive experiments and ablation studies verify the superiority of OpenVid-1M over previous datasets and the effectiveness of our MVDiT.

Recent advancements in diffusion models have been effective in learning data priors for solving inverse problems. They leverage diffusion sampling steps for inducing a data prior while using a measurement guidance gradient at each step to impose data consistency. For general inverse problems, approximations are needed when an unconditionally trained diffusion model is used since the measurement likelihood is intractable, leading to inaccurate posterior sampling. In other words, due to their approximations, these methods fail to preserve the generation process on the data manifold defined by the diffusion prior, leading to artifacts in applications such as image restoration. To enhance the performance and robustness of diffusion models in solving inverse problems, we propose Diffusion State-Guided Projected Gradient (DiffStateGrad), which projects the measurement gradient onto a subspace that is a low-rank approximation of an intermediate state of the diffusion process. DiffStateGrad, as a module, can be added to a wide range of diffusion-based inverse solvers to improve the preservation of the diffusion process on the prior manifold and filter out artifact-inducing components. We highlight that DiffStateGrad improves the robustness of diffusion models in terms of the choice of measurement guidance step size and noise while improving the worst-case performance. Finally, we demonstrate that DiffStateGrad improves upon the state-of-the-art on linear and nonlinear image restoration inverse problems. Our code is available at https://github.com/Anima-Lab/DiffStateGrad.

In offline multi-objective optimization (MOO), we leverage an offline dataset of designs and their associated labels to simultaneously minimize multiple objectives. This setting more closely mirrors complex real-world problems compared to single-objective optimization. Recent works mainly employ evolutionary algorithms and Bayesian optimization, with limited attention given to the generative modeling capabilities inherent in such data. In this study, we explore generative modeling in offline MOO through flow matching, noted for its effectiveness and efficiency. We introduce \textit{ParetoFlow}, specifically designed to guide flow sampling to approximate the Pareto front. Traditional predictor~(classifier) guidance is inadequate for this purpose because it models only a single objective. In response, we propose a \textit{multi-objective predictor guidance} module that assigns each sample a weight vector, representing a weighted distribution across multiple objective predictions. A local filtering scheme is introduced to address non-convex Pareto fronts. These weights uniformly cover the entire objective space, effectively directing sample generation towards the Pareto front. Since distributions with similar weights tend to generate similar samples, we introduce a \textit{neighboring evolution} module to foster knowledge sharing among neighboring distributions. This module generates offspring from these distributions, and selects the most promising one for the next iteration. Our method achieves state-of-the-art performance across various tasks. Our code is available.

Density estimation and reliable prediction regions for outputs are crucial in supervised and unsupervised learning. While conformal prediction effectively generates coverage-guaranteed regions, it struggles with multi-dimensional outputs due to reliance on one-dimensional nonconformity scores. To address this, we introduce CONTRA: CONformal prediction region via normalizing flow TRAnsformation. CONTRA utilizes the latent spaces of normalizing flows to define nonconformity scores based on distances from the center. This allows for the mapping of high-density regions in latent space to sharp prediction regions in the output space, surpassing traditional hyperrectangular or elliptical conformal regions. Further, for scenarios where other predictive models are favored over flow-based models, we extend CONTRA to enhance any such model with a reliable prediction region by training a simple normalizing flow on the residuals. We demonstrate that both CONTRA and its extension maintain guaranteed coverage probability and outperform existing methods in generating accurate prediction regions across various datasets. We conclude that CONTRA is an effective tool for (conditional) density estimation, addressing the under-explored challenge of delivering multi-dimensional prediction regions.

Diffusion priors have been used for blind face restoration (BFR) by fine-tuning diffusion models (DMs) on restoration datasets to recover low-quality images. However, the naive application of DMs presents several key limitations. (i) The diffusion prior has inferior semantic consistency (e.g., ID, structure and color.), increasing the difficulty of optimizing the BFR model;(ii) reliance on hundreds of denoising iterations, preventing the effective cooperation with perceptual losses, which is crucial for faithful restoration.Observing that the latent consistency model (LCM) learns consistency noise-to-data mappings on the ODE-trajectory and therefore shows more semantic consistency in the subject identity, structural information and color preservation, we propose $\textit{InterLCM}$ to leverage the LCM for its superior semantic consistency and efficiency to counter the above issues. Treating low-quality images as the intermediate state of LCM, $\textit{InterLCM}$ achieves a balance between fidelity and quality by starting from earlier LCM steps. LCM also allows the integration of perceptual loss during training, leading to improved restoration quality, particularly in real-world scenarios.To mitigate structural and semantic uncertainties, $\textit{InterLCM}$ incorporates a Visual Module to extract visual features and a Spatial Encoder to capture spatial details, enhancing the fidelity of restored images.Extensive experiments demonstrate that $\textit{InterLCM}$ outperforms existing approaches in both synthetic and real-world datasets while also achieving faster inference speed. Code and models will be publicly available.

Diffusion probabilistic models have achieved remarkable success in generative tasks across diverse data types. While recent studies have explored alternative degradation processes beyond Gaussian noise, this paper bridges two key diffusion paradigms: hot diffusion, which relies entirely on noise, and cold diffusion, which uses only blurring without noise. We argue that hot diffusion fails to exploit the strong correlation between high-frequency image detail and low-frequency structures, leading to random behaviors in the early steps of generation. Conversely, while cold diffusion leverages image correlations for prediction, it neglects the role of noise (randomness) in shaping the data manifold, resulting in out-of-manifold issues and partially explaining its performance drop. To integrate both strengths, we propose Warm Diffusion, a unified Blur-Noise Mixture Diffusion Model (BNMD), to control blurring and noise jointly. Our divide-and-conquer strategy exploits the spectral dependency in images, simplifying score model estimation by disentangling the denoising and deblurring processes. We further analyze the Blur-to-Noise Ratio (BNR) using spectral analysis to investigate the trade-off between model learning dynamics and changes in the data manifold. Extensive experiments across benchmarks validate the effectiveness of our approach for image generation.

Conditional Flow Matching (CFM), a simulation-free method for training continuous normalizing flows, provides an efficient alternative to diffusion models for key tasks like image and video generation. The performance of CFM in solving these tasks depends on the way data is coupled with noise. A recent approach uses minibatch optimal transport (OT) to reassign noise-data pairs in each training step to streamline sampling trajectories and thus accelerate inference. However, its optimization is restricted to individual minibatches, limiting its effectiveness on large datasets. To address this shortcoming, we introduce LOOM-CFM (Looking Out Of Minibatch-CFM), a novel method to extend the scope of minibatch OT by preserving and optimizing these assignments across minibatches over training time. Our approach demonstrates consistent improvements in the sampling speed-quality trade-off across multiple datasets. LOOM-CFM also enhances distillation initialization and supports high-resolution synthesis in latent space training.

Recently, artificial intelligence techniques for education have been received increasing attentions, while it still remains an open problem to design the effective music instrument instructing systems. Although key presses can be directly derived from sheet music, the transitional movements among key presses require more extensive guidance in piano performance. In this work, we construct a piano-hand motion generation benchmark to guide hand movements and fingerings for piano playing. To this end, we collect an annotated dataset, PianoMotion10M, consisting of 116 hours of piano playing videos from a bird's-eye view with 10 million annotated hand poses. We also introduce a powerful baseline model that generates hand motions from piano audios through a position predictor and a position-guided gesture generator. Furthermore, a series of evaluation metrics are designed to assess the performance of the baseline model, including motion similarity, smoothness, positional accuracy of left and right hands, and overall fidelity of movement distribution. Despite that piano key presses with respect to music scores or audios are already accessible, PianoMotion10M aims to provide guidance on piano fingering for instruction purposes. The source code and dataset can be accessed at https://github.com/agnJason/PianoMotion10M.

How do two deep neural networks differ in how they arrive at a decision? Measuring the similarity of deep networks has been a long-standing open question. Most existing methods provide a single number to measure the similarity of two networks at a given layer, but give no insight into what makes them similar or dissimilar. We introduce an interpretable representational similarity method (RSVC) to compare two networks. We use RSVC to discover shared and unique visual concepts between two models. We show that some aspects of model differences can be attributed to unique concepts discovered by one model that are not well represented in the other. Finally, we conduct extensive evaluation across different vision model architectures and training protocols to demonstrate its effectiveness.

Patient data from real-world clinical practice often suffers from data scarcity and long-tail imbalances, leading to biased outcomes or algorithmic unfairness. This study addresses these challenges by generating lesion-containing image-segmentation pairs from lesion-free images. Previous efforts in medical imaging synthesis have struggled with separating lesion information from background, resulting in low-quality backgrounds and limited control over the synthetic output. Inspired by diffusion-based image inpainting, we propose LeFusion, a lesion-focused diffusion model. By redesigning the diffusion learning objectives to focus on lesion areas, we simplify the learning process and improve control over the output while preserving high-fidelity backgrounds by integrating forward-diffused background contexts into the reverse diffusion process. Additionally, we tackle two major challenges in lesion texture synthesis: 1) multi-peak and 2) multi-class lesions. We introduce two effective strategies: histogram-based texture control and multi-channel decomposition, enabling the controlled generation of high-quality lesions in difficult scenarios. Furthermore, we incorporate lesion mask diffusion, allowing control over lesion size, location, and boundary, thus increasing lesion diversity. Validated on 3D cardiac lesion MRI and lung nodule CT datasets, LeFusion-generated data significantly improves the performance of state-of-the-art segmentation models, including nnUNet and SwinUNETR.

Removing modeling constraints and unifying architectures across domains has been a key driver of the recent progress in training large multimodal models. However, most of these models still rely on many separately trained components such as modality-specific encoders and decoders. In this work, we further streamline joint generative modeling of images and text. We propose an autoregressive decoder-only transformer---JetFormer---which is trained to directly maximize the likelihood of raw data, without relying on any separately pretrained components, and can understand and generate both text and images. Specifically, we leverage a normalizing flow model to obtain a soft-token image representation that is jointly trained with an autoregressive multimodal transformer. The normalizing flow model serves as both an image encoder for perception tasks and an image decoder for image generation tasks during inference. JetFormer achieves text-to-image generation quality competitive with recent VQVAE- and VAE-based baselines. These baselines rely on pretrained image autoencoders, which are trained with a complex mixture of losses, including perceptual ones. At the same time, JetFormer demonstrates robust image understanding capabilities. To the best of our knowledge, JetFormer is the first model that is capable of generating high-fidelity images and producing strong log-likelihood bounds.

The design space of discrete-space diffusion or flow generative models are significantly less well-understood than their continuous-space counterparts, with many works focusing only on a simple masked construction.In this work, we aim to take a holistic approach to the construction of discrete generative models based on continuous-time Markov chains, and for the first time, allow the use of arbitrary discrete probability paths, or colloquially, corruption processes. Through the lens of optimizing the symmetric kinetic energy, we propose velocity formulas that can be applied to any given probability path, completely decoupling the probability and velocity, and giving the user the freedom to specify any desirable probability path based on expert knowledge specific to the data domain. Furthermore, we find that a special construction of mixture probability paths optimizes the symmetric kinetic energy for the discrete case.We empirically validate the usefulness of this new design space across multiple modalities: text generation, inorganic material generation, and image generation. We find that we can outperform the mask construction even in text with kinetic-optimal mixture paths, while we can make use of domain-specific constructions of the probability path over the visual domain.

Generative recommendation has emerged as a promising paradigm aiming at directly generating the identifiers of the target candidates.Most existing methods attempt to leverage prior knowledge embedded in Pre-trained Language Models (PLMs) to improve the recommendation performance. However, they often fail to accommodate the differences between the general linguistic knowledge of PLMs and the specific needs of recommendation systems. Moreover, they rarely consider the complementary knowledge between the multimodal information of items, which represents the multi-faceted preferences of users. To facilitate efficient recommendation knowledge transfer, we propose a novel approach called Multimodal Quantitative Language for Generative Recommendation (MQL4GRec). Our key idea is to transform items from different domains and modalities into a unified language, which can serve as a bridge for transferring recommendation knowledge. Specifically, we first introduce quantitative translators to convert the text and image content of items from various domains into a new and concise language, known as quantitative language, with all items sharing the same vocabulary. Then, we design a series of quantitative language generation tasks to enrich quantitative language with semantic information and prior knowledge. Finally, we achieve the transfer of recommendation knowledge from different domains and modalities to the recommendation task through pre-training and fine-tuning. We evaluate the effectiveness of MQL4GRec through extensive experiments and comparisons with existing methods, achieving improvements over the baseline by 11.18\%, 14.82\%, and 7.95\% on the NDCG metric across three different datasets, respectively.

Diffusion models excel at creating visually-convincing images, but they often struggle to meet subtle constraints inherent in the training data. Such constraints could be physics-based (e.g., satisfying a PDE), geometric (e.g., respecting symmetry), or semantic (e.g., including a particular number of objects). When the training data all satisfy a certain constraint, enforcing this constraint on a diffusion model makes it more reliable for generating valid synthetic data and solving constrained inverse problems. However, existing methods for constrained diffusion models are restricted in the constraints they can handle. For instance, recent work proposed to learn mirror diffusion models (MDMs), but analytical mirror maps only exist for convex constraints and can be challenging to derive. We propose neural approximate mirror maps (NAMMs) for general, possibly non-convex constraints. Our approach only requires a differentiable distance function from the constraint set. We learn an approximate mirror map that transforms data into an unconstrained space and a corresponding approximate inverse that maps data back to the constraint set. A generative model, such as an MDM, can then be trained in the learned mirror space and its samples restored to the constraint set by the inverse map. We validate our approach on a variety of constraints, showing that compared to an unconstrained diffusion model, a NAMM-based MDM substantially improves constraint satisfaction. We also demonstrate how existing diffusion-based inverse-problem solvers can be easily applied in the learned mirror space to solve constrained inverse problems.

We present Deep Compression Autoencoder (DC-AE), a new family of autoencoders for accelerating high-resolution diffusion models. Existing autoencodes have demonstrated impressive results at a moderate spatial compression ratio (e.g., 8x), but fail to maintain satisfactory reconstruction accuracy for high spatial compression ratios (e.g., 64x). We address this challenge by introducing two key techniques: (1) Residual Autoencoding, where we design our models to learn residuals based on the space-to-channel transformed features to alleviate the optimization difficulty of high spatial-compression autoencoders; (2) Decoupled High-Resolution Adaptation, an efficient decoupled three-phase training strategy for mitigating the generalization penalty of high spatial-compression autoencoders. With these designs, we improve the autoencoder's spatial compression ratio up to 128 while maintaining the reconstruction quality. Applying our DC-AE to latent diffusion models, we achieve significant speedup without accuracy drop. For example, on ImageNet 512x512, our DC-AE provides 19.1x inference speedup and 17.9x training speedup on H100 GPU for UViT-H while achieving a better FID, compared with the widely used SD-VAE-f8 autoencoder.

In subsurface imaging, learning the mapping from velocity maps to seismic waveforms (forward problem) and waveforms to velocity (inverse problem) is important for several applications. While traditional techniques for solving forward and inverse problems are computationally prohibitive, there is a growing interest to leverage recent advances in deep learning to learn the mapping between velocity maps and seismic waveform images directly from data. Despite the variety of architectures explored in previous works, several open questions still remain unanswered such as the effect of latent space sizes, the importance of manifold learning, the complexity of translation models, and the value of jointly solving forward and inverse problems. We propose a unified framework to systematically characterize prior research in this area termed the Generalized Forward-Inverse (GFI) framework, building on the assumption of manifolds and latent space translations. We show that GFI encompasses previous works in deep learning for subsurface imaging, which can be viewed as specific instantiations of GFI. We also propose two new model architectures within the framework of GFI: Latent U-Net and Invertible X-Net, leveraging the power of U-Nets for domain translation and the ability of IU-Nets to simultaneously learn forward and inverse translations, respectively. We show that our proposed models achieve state-of-the-art (SOTA) performance for forward and inverse problems on a wide range of synthetic datasets, and also investigate their zero-shot effectiveness on two real-world-like datasets. The code is available at https://github.com/KGML-lab/Generalized-Forward-Inverse-Framework-for-DL4SI

In this paper, we present MVTokenFlow for high-quality 4D content creation from monocular videos. Recent advancements in generative models such as video diffusion models and multiview diffusion models enable us to create videos or 3D models. However, extending these generative models for dynamic 4D content creation is still a challenging task that requires the generated content to be consistent spatially and temporally. To address this challenge, MVTokenFlow utilizes the multiview diffusion model to generate multiview images on different timesteps, which attains spatial consistency across different viewpoints and allows us to reconstruct a reasonable coarse 4D field. Then, MVTokenFlow further regenerates all the multiview images using the rendered 2D flows as guidance. The 2D flows effectively associate pixels from different timesteps and improve the temporal consistency by reusing tokens in the regeneration process. Finally, the regenerated images are spatiotemporally consistent and utilized to refine the coarse 4D field to get a high-quality 4D field. Experiments demonstrate the effectiveness of our design and show significantly improved quality than baseline methods. Project page: https://soolab.github.io/MVTokenFlow.

Multimodal instruction tuning has proven to be an effective strategy for achieving zero-shot generalization by fine-tuning pre-trained Large Multimodal Models (LMMs) with instruction-following data. However, as the scale of LMMs continues to grow, fully fine-tuning these models has become highly parameter-intensive. Although Parameter-Efficient Fine-Tuning (PEFT) methods have been introduced to reduce the number of tunable parameters, a significant performance gap remains compared to full fine-tuning. Furthermore, existing PEFT approaches are often highly parameterized, making them difficult to interpret and control. In light of this, we introduce Multimodal Representation Tuning (MRT), a novel approach that focuses on directly editing semantically rich multimodal representations to achieve strong performance and provide intuitive control over LMMs. Empirical results show that our method surpasses current state-of-the-art baselines with significant performance gains (e.g., 1580.40 MME score) while requiring substantially fewer tunable parameters (e.g., 0.03% parameters). Additionally, we conduct experiments on editing instrumental tokens within multimodal representations, demonstrating that direct manipulation of these representations enables simple yet effective control over network behavior.

Graph Neural Networks (GNNs) have demonstrated superior performance across various graph learning tasks but face significant computational challenges when applied to large-scale graphs. One effective approach to mitigate these challenges is graph sparsification, which involves removing non-essential edges to reduce computational overhead. However, previous graph sparsification methods often rely on a single global sparsity setting and uniform pruning criteria, failing to provide customized sparsification schemes for each node's complex local context.In this paper, we introduce Mixture-of-Graphs (MoG), leveraging the concept of Mixture-of-Experts (MoE), to dynamically select tailored pruning solutions for each node. Specifically, MoG incorporates multiple sparsifier experts, each characterized by unique sparsity levels and pruning criteria, and selects the appropriate experts for each node. Subsequently, MoG performs a mixture of the sparse graphs produced by different experts on the Grassmann manifold to derive an optimal sparse graph. One notable property of MoG is its entirely local nature, as it depends on the specific circumstances of each individual node. Extensive experiments on four large-scale OGB datasets and two superpixel datasets, equipped with five GNN backbones, demonstrate that MoG (I) identifies subgraphs at higher sparsity levels ($8.67\\%\sim 50.85\\%$), with performance equal to or better than the dense graph, (II) achieves $1.47-2.62\times$ speedup in GNN inference with negligible performance drop, and (III) boosts ``top-student'' GNN performance ($1.02\\%\uparrow$ on RevGNN+\textsc{ogbn-proteins} and $1.74\\%\\uparrow$ on DeeperGCN+\textsc{ogbg-ppa}). The source code is available at \url{https://github.com/yanweiyue/MoG}.

Pre-training powerful Graph Neural Networks (GNNs) with unlabeled graph data in a self-supervised manner has emerged as a prominent technique in recent years. However, inevitable objective gaps often exist between pre-training and downstream tasks. To bridge this gap, graph prompt tuning techniques design and learn graph prompts by manipulating input graphs or reframing downstream tasks as pre-training tasks without fine-tuning the pre-trained GNN models. While recent graph prompt tuning methods have proven effective in adapting pre-trained GNN models for downstream tasks, they overlook the crucial role of edges in graph prompt design, which can significantly affect the quality of graph representations for downstream tasks.In this study, we propose EdgePrompt, a simple yet effective graph prompt tuning method from the perspective of edges. Unlike previous studies that design prompt vectors on node features, EdgePrompt manipulates input graphs by learning additional prompt vectors for edges and incorporates the edge prompts through message passing in the pre-trained GNN models to better embed graph structural information for downstream tasks. Our method is compatible with prevalent GNN architectures pre-trained under various pre-training strategies and is universal for different downstream tasks.We provide comprehensive theoretical analyses of our method regarding its capability of handling node classification and graph classification as downstream tasks.Extensive experiments on ten graph datasets under four pre-training strategies demonstrate the superiority of our proposed method against six baselines. Our code is available at https://github.com/xbfu/EdgePrompt.

The foundation model (FM) paradigm is transforming Machine Learning Force Fields (MLFFs), leveraging general-purpose representations and scalable training to perform a variety of computational chemistry tasks. Although MLFF FMs have begun to close the accuracy gap relative to first-principles methods, there is still a strong need for faster inference speed. Additionally, while research is increasingly focused on general-purpose models which transfer across chemical space, practitioners typically only study a small subset of systems at a given time. At test time, MLFFs must also obey physical constraints unique to the downstream use case, such as energy conservation for molecular dynamics simulations. This underscores the need for fast, specialized MLFFs relevant to specific downstream applications, which preserve test-time physical soundness while maintaining train-time scalability. In this work, we introduce a method for transferring general-purpose representations from MLFF foundation models to smaller, faster MLFFs specialized to specific regions of chemical space. We formulate our approach as an architecture-agnostic knowledge distillation procedure, where the smaller "student" MLFF is trained to match the Hessians of the energy predictions of the "teacher" foundation model. We demonstrate our approach across multiple recent foundation models, large-scale datasets, chemical subsets, and downstream tasks. Our specialized MLFFs can be up to 20 times faster than the original foundation model, while retaining, and in some cases exceeding, its performance and that of undistilled models. We also show that distilling from a teacher model with a direct force parameterization into a student model trained with conservative forces (i.e., computed as derivatives of the potential energy) successfully leverages the representations from the large-scale teacher for improved accuracy, while maintaining energy conservation during test-time molecular dynamics simulations. More broadly, our work suggests a new paradigm for MLFF development, in which foundation models are released along with smaller, specialized simulation ``engines" for common chemical subsets. The implementation of our method is available at https://github.com/ASK-Berkeley/MLFF-distill.

Longitudinal human behavior modeling has received increasing attention over the years due to its widespread applications to patient monitoring, dietary and lifestyle recommendations, and just-in-time intervention for at-risk individuals (e.g., problematic drug users and struggling students), to name a few. Using in-the-moment health data collected via ubiquitous devices (e.g., smartphones and smartwatches), this multidisciplinary field focuses on developing predictive models for certain health or well-being outcomes (e.g., depression and stress) in the short future given the time series of individual behaviors (e.g., resting heart rate, sleep quality, and current feelings). Yet, most existing models on these data, which we refer to as ubiquitous health data, do not achieve adequate accuracy. The latest works that yielded promising results have yet to consider realistic aspects of ubiquitous health data (e.g., containing features of different types and high rate of missing values) and the consumption of various resources (e.g., computing power, time, and cost). Given these two shortcomings, it is dubious whether these studies could translate to realistic settings. In this paper, we propose MuHBoost, a multi-label boosting method for addressing these shortcomings, by leveraging advanced methods in large language model (LLM) prompting and multi-label classification (MLC) to jointly predict multiple health or well-being outcomes. Because LLMs can hallucinate when tasked with answering multiple questions simultaneously, we also develop two variants of MuHBoost that alleviate this issue and thereby enhance its predictive performance. We conduct extensive experiments to evaluate MuHBoost and its variants on 13 health and well-being prediction tasks defined from four realistic ubiquitous health datasets. Our results show that our three developed methods outperform all considered baselines across three standard MLC metrics, demonstrating their effectiveness while ensuring resource efficiency.

Positional encodings (PEs) are essential for effective graph representation learning because they provide position awareness in inherently position-agnostic transformer architectures and increase the expressive capacity of Graph Neural Networks (GNNs). However, designing powerful and efficient PEs for graphs poses significant challenges due to the absence of canonical node ordering and the scale of the graph. In this work, we identify four key properties that graph PEs should satisfy: stability, expressive power, scalability, and genericness. We find that existing eigenvector-based PE methods often fall short of jointly satisfying these criteria. To address this gap, we introduce PEARL, a novel framework of learnable PEs for graphs. Our primary insight is that message-passing GNNs function as nonlinear mappings of eigenvectors, enabling the design of GNN architectures for generating powerful and efficient PEs. A crucial challenge lies in initializing node features in a manner that is both expressive and permutation equivariant. We tackle this by initializing GNNs with random node inputs or standard basis vectors, thereby unlocking the expressive power of message-passing operations, while employing statistical pooling functions to maintain permutation equivariance. Our analysis demonstrates that PEARL approximates equivariant functions of eigenvectors with linear complexity, while rigorously establishing its stability and high expressive power. Experimental evaluations show that PEARL outperforms lightweight versions of eigenvector-based PEs and achieves comparable performance to full eigenvector-based PEs, but with one or two orders of magnitude lower complexity. Our code is available at https://github.com/ehejin/Pearl-PE.

Graph Anomaly Detection (GAD) is crucial for identifying abnormal entities within networks, garnering significant attention across various fields. Traditional unsupervised methods, which decode encoded latent representations of unlabeled data with a reconstruction focus, often fail to capture critical discriminative content, leading to suboptimal anomaly detection.To address these challenges, we present a Diffusion-based Graph Anomaly Detector (DiffGAD). At the heart of DiffGAD is a novel latent space learning paradigm, meticulously designed to enhance the model's proficiency by guiding it with discriminative content. This innovative approach leverages diffusion sampling to infuse the latent space with discriminative content and introduces a content-preservation mechanism that retains valuable information across different scales, significantly improving the model’s adeptness at identifying anomalies with limited time and space complexity. Our comprehensive evaluation of DiffGAD, conducted on six real-world and large-scale datasets with various metrics, demonstrated its exceptional performance. Our code is available at https://github.com/fortunato-all/DiffGAD

Powerful as they are, graph neural networks (GNNs) are known to be vulnerable to distribution shifts. Recently, test-time adaptation (TTA) has attracted attention due to its ability to adapt a pre-trained model to a target domain, without re-accessing the source domain. However, existing TTA algorithms are primarily designed for attribute shifts in vision tasks, where samples are independent. These methods perform poorly on graph data that experience structure shifts, where node connectivity differs between source and target graphs. We attribute this performance gap to the distinct impact of node attribute shifts versus graph structure shifts: the latter significantly degrades the quality of node representations and blurs the boundaries between different node categories. To address structure shifts in graphs, we propose Matcha, an innovative framework designed for effective and efficient adaptation to structure shifts by adjusting the htop-aggregation parameters in GNNs. To enhance the representation quality, we design a prediction-informed clustering loss to encourage the formation of distinct clusters for different node categories. Additionally, Matcha seamlessly integrates with existing TTA algorithms, allowing it to handle attribute shifts effectively while improving overall performance under combined structure and attribute shifts. We validate the effectiveness of Matcha on both synthetic and real-world datasets, demonstrating its robustness across various combinations of structure and attribute shifts. Our codeis available at https://github.com/baowenxuan/Matcha.

Graph Neural Networks (GNNs) have demonstrated strong capabilities in processing structured data. While traditional GNNs typically treat each feature dimension equally important during graph convolution, we raise an important question: **Is the graph convolution operation equally beneficial for each feature?** If not, the convolution operation on certain feature dimensions can possibly lead to harmful effects, even worse than convolution-free models. Therefore, it is required to distinguish convolution-favored and convolution-disfavored features. Traditional feature selection methods mainly focus on identifying informative features or reducing redundancy, but they are not suitable for structured data as they overlook graph structures. In graph community, some studies have investigated the performance of GNN with respect to node features using feature homophily metrics, which assess feature consistency across graph topology. Unfortunately, these metrics do not effectively align with GNN performance and cannot be reliably used for feature selection in GNNs. To address these limitations, we introduce a novel metric, Topological Feature Informativeness (TFI), to distinguish GNN-favored and GNN-disfavored features, where its effectiveness is validated through both theoretical analysis and empirical observations. Based on TFI, we propose a simple yet effective Graph Feature Selection (GFS) method, which processes GNN-favored and GNN-disfavored features with GNNs and non-GNN models separately. Compared to original GNNs, GFS significantly improves the extraction of useful topological information from each feature with comparable computational costs. Extensive experiments show that after applying GFS to $\textbf{8}$ baseline and state-of-the-art (SOTA) GNN architectures across $\textbf{10}$ datasets, $\textbf{90\%}$ of the GFS-augmented cases show significant performance boosts. Furthermore, our proposed TFI metric outperforms other feature selection methods for GFS. These results verify the effectiveness of both GFS and TFI. Additionally, we demonstrate that GFS's improvements are robust to hyperparameter tuning, highlighting its potential as a universally valid method for enhancing various GNN architectures.

Interpretable Graph Neural Networks (GNNs) aim to reveal the underlying reasoning behind model predictions, attributing their decisions to specific subgraphs that are informative. However, existing subgraph-based interpretable methods suffer from an overemphasis on local structure, potentially overlooking long-range dependencies within the entire graphs. Although recent efforts that rely on graph coarsening have proven beneficial for global interpretability, they inevitably reduce the graphs to a fixed granularity. Such an inflexible way can only capture graph connectivity at a specific level, whereas real-world graph tasks often exhibit relationships at varying granularities (e.g., relevant interactions in proteins span from functional groups, to amino acids, and up to protein domains). In this paper, we introduce a novel Tree-like Interpretable Framework (TIF) for graph classification, where plain GNNs are transformed into hierarchical trees, with each level featuring coarsened graphs of different granularity as tree nodes. Specifically, TIF iteratively adopts a graph coarsening module to compress original graphs (i.e., root nodes of trees) into increasingly coarser ones (i.e., child nodes of trees), while preserving diversity among tree nodes within different branches through a dedicated graph perturbation module. Finally, we propose an adaptive routing module to identify the most informative root-to-leaf paths, providing not only the final prediction but also the multi-granular interpretability for the decision-making process. Extensive experiments on the graph classification benchmarks with both synthetic and real-world datasets demonstrate the superiority of TIF in interpretability, while also delivering a competitive prediction performance akin to the state-of-the-art counterparts.

Topological deep learning (TDL) has emerged as a powerful tool for modeling higher-order interactions in relational data. However, phenomena such as oversquashing in topological message-passing remain understudied and lack theoretical analysis. We propose a unifying axiomatic framework that bridges graph and topological message-passing by viewing simplicial and cellular complexes and their message-passing schemes through the lens of relational structures. This approach extends graph-theoretic results and algorithms to higher-order structures, facilitating the analysis and mitigation of oversquashing in topological message-passing networks. Through theoretical analysis and empirical studies on simplicial networks, we demonstrate the potential of this framework to advance TDL.

Graph neural networks (GNNs) appear to be powerful tools to learn state representations for agents in distributed, decentralized multi-agent systems, but generate catastrophically incorrect predictions when nodes update asynchronously during inference. This failure under asynchrony effectively excludes these architectures from many potential applications where synchrony is difficult or impossible to enforce, e.g., robotic swarms or sensor networks. In this work we identify ''implicitly-defined'' GNNs as a class of architectures which is provably robust to asynchronous ''hogwild'' inference, adapting convergence guarantees from work in asynchronous and distributed optimization. We then propose a novel implicitly-defined GNN architecture, which we call an energy GNN. We show that this architecture outperforms other GNNs from this class on a variety of synthetic tasks inspired by multi-agent systems.

Equivariance encodes known symmetries into neural networks, often enhancing generalization. However, equivariant networks cannot break symmetries: the output of an equivariant network must, by definition, have at least the same self-symmetries as its input. This poses an important problem, both (1) for prediction tasks on domains where self-symmetries are common, and (2) for generative models, which must break symmetries in order to reconstruct from highly symmetric latent spaces. This fundamental limitation can in fact be addressed by considering equivariant conditional distributions, instead of equivariant functions. We therefore present novel theoretical results that establish necessary and sufficient conditions for representing such distributions. Concretely, this representation provides a practical framework for breaking symmetries in any equivariant network via randomized canonicalization. Our method, SymPE (Symmetry-breaking Positional Encodings), admits a simple interpretation in terms of positional encodings. This approach expands the representational power of equivariant networks while retaining the inductive bias of symmetry, which we justify through generalization bounds. Experimental results demonstrate that SymPE significantly improves performance of group-equivariant and graph neural networks across diffusion models for graphs, graph autoencoders, and lattice spin system modeling.

Graph self-training is a semi-supervised learning method that iteratively selects a set of unlabeled data to retrain the underlying graph neural network (GNN) model and improve its prediction performance. While selecting highly confident nodes has proven effective for self-training, this pseudo-labeling strategy ignores the combinatorial dependencies between nodes and suffers from a local view of the distribution.To overcome these issues, we propose BANGS, a novel framework that unifies the labeling strategy with conditional mutual information as the objective of node selection. Our approach---grounded in game theory---selects nodes in a combinatorial fashion and provides theoretical guarantees for robustness under noisy objective. More specifically, unlike traditional methods that rank and select nodes independently, BANGS considers nodes as a collective set in the self-training process. Our method demonstrates superior performance and robustness across various datasets, base models, and hyperparameter settings, outperforming existing techniques. The codebase is available on https://anonymous.4open.science/r/BANGS-3EA4.

Residual connections and normalization layers have become standard design choices for graph neural networks (GNNs), and were proposed as solutions to the mitigate the oversmoothing problem in GNNs. However, how exactly these methods help alleviate the oversmoothing problem from a theoretical perspective is not well understood. In this work, we provide a formal and precise characterization of (linearized) GNNs with residual connections and normalization layers. We establish that (a) for residual connections, the incorporation of the initial features at each layer can prevent the signal from becoming too smooth, and determines the subspace of possible node representations; (b) batch normalization prevents a complete collapse of the output embedding space to a one-dimensional subspace through the individual rescaling of each column of the feature matrix. This results in the convergence of node representations to the top-k eigenspace of the message-passing operator; (c) moreover, we show that the centering step of a normalization layer — which can be understood as a projection — alters the graph signal in message-passing in such a way that relevant information can become harder to extract. Building on the last theoretical insight, we introduce GraphNormv2, a novel and principled normalization layer. GraphNormv2 features a learnable centering step designed to preserve the integrity of the original graph signal. Experimental results corroborate the effectiveness of our method, demonstrating improved performance across various GNN architectures and tasks.

Adapting medical Large Language Models to local languages can reduce barriers to accessing healthcare services, but data scarcity remains a significant challenge, particularly for low-resource languages. To address this, we first construct a high-quality medical dataset and conduct analysis to ensure its quality. In order to leverage the generalization capability of multilingual LLMs to efficiently scale to more resource-constrained languages, we explore the internal information flow of LLMs from a multilingual perspective using Mixture of Experts (MoE) modularity. Technically, we propose a novel MoE routing method that employs language-specific experts and cross-lingual routing. Inspired by circuit theory, our routing analysis revealed a \textit{Spread Out in the End} information flow mechanism: while earlier layers concentrate cross-lingual information flow, the later layers exhibit language-specific divergence. This insight directly led to the development of the Post-MoE architecture, which applies sparse routing only in the later layers while maintaining dense others. Experimental results demonstrate that this approach enhances the generalization of multilingual models to other languages while preserving interpretability. Finally, to efficiently scale the model to 50 languages, we introduce the concept of \textit{language family} experts, drawing on linguistic priors, which enables scaling the number of languages without adding additional parameters.

Foundation models, such as Large Language Models (LLMs) or Large Vision Models (LVMs), have emerged as one of the most powerful tools in the respective fields. However, unlike text and image data, graph data do not have a definitive structure, posing great challenges to developing a Graph Foundation Model (GFM). For example, current attempts at designing general graph models either transform graph data into a language format for LLM-based prediction or still train a GNN model with LLM as an assistant. The former can handle unlimited tasks, while the latter captures graph structure much better---yet, no existing work can achieve both simultaneously. In this paper, we first identify three key desirable properties of a GFM: self-supervised pretraining, fluidity in tasks, and graph awareness. To account for these properties, we extend the conventional language modeling to the graph domain and propose a novel generative graph language model GOFA. The model interleaves randomly initialized GNN layers into a frozen pre-trained LLM so that the semantic and structural modeling abilities are organically combined. GOFA is pre-trained on newly proposed graph-level next-word prediction, question-answering, structural understanding, and information retrieval tasks to obtain the above GFM properties. The pre-trained model is further instruction fine-tuned to obtain the task-solving ability. Our GOFA model is evaluated on various downstream datasets unseen during the pre-training and fine-tuning phases, demonstrating a strong ability to solve structural and contextual problems in zero-shot scenarios. The code is available at https://github.com/JiaruiFeng/GOFA.

Advancements in neural networks have significantly enhanced the performance of classification models, achieving remarkable accuracy across diverse datasets. However, these models often lack transparency and do not support interactive reasoning with human users, which are essential attributes for applications that require trust and user engagement. To overcome these limitations, we introduce an innovative framework, Neural Causal Graph (NCG), that integrates causal inference with neural networks to enable interpretable and intervenable reasoning. We then propose an intervention training method to model the intervention probability of the prediction, serving as a contextual prompt to facilitate the fine-grained reasoning and human-AI interaction abilities of NCG. Our experiments show that the proposed framework significantly enhances the performance of traditional classification baselines. Furthermore, NCG achieves nearly 95\% top-1 accuracy on the ImageNet dataset by employing a test-time intervention method. This framework not only supports sophisticated post-hoc interpretation but also enables dynamic human-AI interactions, significantly improving the model's transparency and applicability in real-world scenarios.

Graph unlearning has emerged as a pivotal research area for ensuring privacy protection, given the widespread adoption of Graph Neural Networks (GNNs) in applications involving sensitive user data. Among existing studies, certified graph unlearning is distinguished by providing robust privacy guarantees. However, current certified graph unlearning methods are impractical for large-scale graphs because they necessitate the costly re-computation of graph propagation for each unlearning request. Although numerous scalable techniques have been developed to accelerate graph propagation for GNNs, their integration into certified graph unlearning remains uncertain as these scalable approaches introduce approximation errors into node embeddings. In contrast, certified graph unlearning demands bounded model error on exact node embeddings to maintain its certified guarantee. To address this challenge, we present ScaleGUN, the first approach to scale certified graph unlearning to billion-edge graphs. ScaleGUN integrates the approximate graph propagation technique into certified graph unlearning, offering certified guarantees for three unlearning scenarios: node feature, edge and node unlearning. Extensive experiments on real-world datasets demonstrate the efficiency and unlearning efficacy of ScaleGUN. Remarkably, ScaleGUN accomplishes $(\epsilon,\delta)=(1,10^{-4})$ certified unlearning on the billion-edge graph ogbn-papers100M in 20 seconds for a 5,000 random edge removal request -- of which only 5 seconds are required for updating the node embeddings -- compared to 1.91 hours for retraining and 1.89 hours for re-propagation. Our code is available at https://github.com/luyi256/ScaleGUN.

The dominant paradigm for learning on graphs is message passing. Despite being a strong inductive bias, the local message passing mechanism faces challenges such as over-smoothing, over-squashing, and limited expressivity. To address these issues, we introduce Bundle Neural Networks (BuNNs), a novel graph neural network architecture that operates via message diffusion on flat vector bundles — geometrically inspired structures that assign to each node a vector space and an orthogonal map. A BuNN layer evolves node features through a diffusion-type partial differential equation, where its discrete form acts as a special case of the recently introduced Sheaf Neural Network (SNN), effectively alleviating over-smoothing. The continuous nature of message diffusion enables BuNNs to operate at larger scales, reducing over-squashing. We establish the universality of BuNNs in approximating feature transformations on infinite families of graphs with injective positional encodings, marking the first positive expressivity result of its kind. We support our claims with formal analysis and synthetic experiments. Empirically, BuNNs perform strongly on heterophilic and long-range tasks, which demonstrates their robustness on a diverse range of challenging real-world tasks.

Physical systems with complex unsteady dynamics, such as fluid flows, are often poorly represented by a single mean solution. For many practical applications, it is crucial to access the full distribution of possible states, from which relevant statistics (e.g., RMS and two-point correlations) can be derived. Here, we propose a graph-based latent diffusion model that enables direct sampling of states from their equilibrium distribution, given a mesh discretization of the system and its physical parameters. This allows for the efficient computation of flow statistics without running long and expensive numerical simulations. The graph-based structure enables operations on unstructured meshes, which is critical for representing complex geometries with spatially localized high gradients, while latent-space diffusion modeling with a multi-scale GNN allows for efficient learning and inference of entire distributions of solutions. A key finding of our work is that the proposed networks can accurately learn full distributions even when trained on incomplete data from relatively short simulations. We apply this method to a range of fluid dynamics tasks, such as predicting pressure distributions on 3D wing models in turbulent flow, demonstrating both accuracy and computational efficiency in challenging scenarios. The ability to directly sample accurate solutions, and capturing their diversity from short ground-truth simulations, is highly promising for complex scientific modeling tasks.

We propose a novel approach to compute the MAXCUT in attributed graphs, i.e., graphs with features associated with nodes and edges. Our approach works well on any kind of graph topology and can find solutions that jointly optimize the MAXCUT along with other objectives. Based on the obtained MAXCUT partition, we implement a hierarchical graph pooling layer for Graph Neural Networks, which is sparse, trainable end-to-end, and particularly suitable for downstream tasks on heterophilic graphs.

The paradigm of ``pre-training and prompt-tuning", with its effectiveness and lightweight characteristics, has rapidly spread from the language field to the graph field. Several pioneering studies have designed specialized prompt functions for diverse downstream graph tasks based on various graph pre-training strategies. These prompts concentrate on the compatibility between the pre-training pretext and downstream graph tasks, aiming to bridge the gap between them. However, designing prompts to blindly adapt to downstream tasks based on this concept neglects crucial security issues. By conducting covert attacks on downstream graph data, we find that even when the downstream task data closely matches that of the pre-training tasks, it is still feasible to generate highly misleading prompts using simple deceptive techniques. In this paper, we shift the primary focus of graph prompts from compatibility to vulnerability issues in adversarial attack scenarios. We design a highly extensible shield defense system for the prompts, which enhances their robustness from two perspectives: \textbf{\textit{Direct Handling}} and \textbf{\textit{Indirect Amplification}}. When downstream graph data exhibits unreliable biases, the former directly combats invalid information by adding hybrid multi-defense prompts to the input graph's feature space, while the latter employs a training strategy that circumvents invalid part and amplifies valid part. We provide a theoretical derivation that proves their feasibility, indicating that unbiased prompts exist under certain conditions on unreliable data. Extensive experiments across various scenarios of adversarial attack (including adaptive and non-adaptive attacks) indicate that the prompts within our shield defense system exhibit enhanced resilience and superiority. Our work explores new perspectives in the field of graph prompts, offering a novel option for downstream robust prompt tuning.

Recent advancements in multimodal large language models (MLLMs) have demonstrated significant progress; however, these models exhibit a notable limitation, which we refer to as "face blindness." Specifically, they can engage in general conversations but fail to conduct personalized dialogues targeting at specific individuals. This deficiency hinders the application of MLLMs in personalized settings, such as tailored visual assistants on mobile devices, or domestic robots that need to recognize members of the family. In this paper, we introduce Personalized Visual Instruction Tuning (PVIT), a novel data curation and training framework designed to enable MLLMs to identify target individuals within an image and engage in personalized and coherent dialogues. Our approach involves the development of a sophisticated pipeline that autonomously generates training data containing personalized conversations. This pipeline leverages the capabilities of various visual experts, image generation models, and (multi-modal) large language models. To evaluate the personalized potential of MLLMs, we present a benchmark called P-Bench, which encompasses various question types with different levels of difficulty. The experiments demonstrate a substantial personalized performance enhancement after fine-tuning with our curated dataset.

Adapter-based fine-tuning methods insert small, trainable adapters into frozen pre-trained LLMs, significantly reducing computational costs while maintaining performance. However, despite these advantages, traditional adapter fine-tuning suffers from training instability due to random weight initialization. This instability can lead to inconsistent performance across different runs. Therefore, to address this issue, this blog post introduces pre-trained foundation adapters as a technique for weight initialization. This technique potentially improves the efficiency and effectiveness of the fine-tuning process. Specifically, we combine continual pre-training and knowledge distillation to pre-train foundation adapters. Experiments confirm the effectiveness of this approach across multiple tasks. Moreover, we highlight the advantage of using pre-trained foundation adapter weights over random initialization specifically in a summarization task.

The rapid advancement in building large language models (LLMs) has intensified competition among big-tech companies and AI startups. In this regard, model evaluations are critical for product and investment-related decision-making. While open evaluation sets like MMLU initially drove progress, concerns around data contamination and data bias have constantly questioned their reliability. As a result, it has led to the rise of private data curators who have begun conducting hidden evaluations with high-quality self-curated test prompts and their own expert annotators. In this blog post, we argue that despite potential advantages in addressing contamination issues, private evaluations introduce inadvertent financial and evaluation risks. In particular, the key concerns include the potential conflict of interest arising from private data curators’ business relationships with their clients (leading LLM firms). In addition, we highlight that the subjective preferences of private expert annotators will lead to inherent evaluation bias towards the models trained with the private curators’ data. Overall, this blog post lays the foundation for studying the risks of private evaluations that can lead to wide-ranging community discussions and policy changes.

Echocardiography (ECHO) is essential for cardiac assessments, but its video quality and interpretation heavily relies on manual expertise, leading to inconsistent results from clinical and portable devices. ECHO video generation offers a solution by improving automated monitoring through synthetic data and generating high-quality videos from routine health data. However, existing models often face high computational costs, slow inference, and rely on complex conditional prompts that require experts' annotations. To address these challenges, we propose ECHOPulse, an ECG-conditioned ECHO video generation model. ECHOPulse introduces two key advancements: (1) it accelerates ECHO video generation by leveraging VQ-VAE tokenization and masked visual token modeling for fast decoding, and (2) it conditions on readily accessible ECG signals, which are highly coherent with ECHO videos, bypassing complex conditional prompts. To the best of our knowledge, this is the first work to use time-series prompts like ECG signals for ECHO video generation. ECHOPulse not only enables controllable synthetic ECHO data generation but also provides updated cardiac function information for disease monitoring and prediction beyond ECG alone. Evaluations on three public and private datasets demonstrate state-of-the-art performance in ECHO video generation across both qualitative and quantitative measures. Additionally, ECHOPulse can be easily generalized to other modality generation tasks, such as cardiac MRI, fMRI, and 3D CT generation. We will make the synthetic ECHO dataset, along with the code and model, publicly available upon acceptance.

A basic aspiration for interpretability research in large language models is to localize semantically meaningful behaviors to particular components within the LLM. There are various heuristics for finding candidate locations within the LLM. Once a candidate localization is found, it can be assessed by editing the internal representations at the corresponding localization and checking whether this induces model behavior that is consistent with the semantic interpretion of the localization. The question we address here is, how strong is the evidence provided by such edits? To assess localization, we want to assess the effect of the optimal intervention at a particular location. The key new technical tool is a way of adapting LLM alignment techniques to find such optimal localized edits. With this tool in hand, we give an example where the edit-based evidence for localization appears strong, but where localization clearly fails. Indeed, we find that optimal edits at random localizations can be as effective as aligning the full model. In aggregate, our results suggest that merely observing that localized edits induce targeted changes in behavior provides little to no evidence that these locations actually encode the target behavior.

Machine unlearning has emerged as an effective strategy for forgetting specific information in the training data. However, with the increasing integration of visual data, privacy concerns in Vision Language Models (VLMs) remain underexplored. To address this, we introduce Facial Identity Unlearning Benchmark (FIUBench), a novel VLM unlearning benchmark designed to robustly evaluate the effectiveness of unlearning algorithms under the Right to be Forgotten setting. Specifically, we formulate the VLM unlearning task via constructing the Fictitious Facial Identity VQA dataset and apply a two-stage evaluation pipeline that is designed to precisely control the sources of information and their exposure levels. In terms of evaluation, since VLM supports various forms of ways to ask questions with the same semantic meaning, we also provide robust evaluation metrics including membership inference attacks and carefully designed adversarial privacy attacks to evaluate the performance of algorithms. Through the evaluation of four baseline VLM unlearning algorithms within FIUBench, we find that all methods remain limited in their unlearning performance, with significant trade-offs between model utility and forget quality. Furthermore, our findings also highlight the importance of privacy attacks for robust evaluations. We hope FIUBench will drive progress in developing more effective VLM unlearning algorithms.

In existing multimodal large language models (MLLMs), image resolution plays a significant role for granular visual recognition. However, directly increasing image resolution leads to expensive computational cost for MLLMs. In this paper, we reveal that a combination of low- and high-resolution visual features can efficiently mitigate this shortcoming. Based on this principle, we propose a novel and efficient method for MLLMs, termed Mixture-of-Resolution Adaptation (MRA). In particular, MRA adopts two visual pathways for images of different resolutions, where high-resolution visual information is embedded into the low-resolution pathway via the novel mixture-of-resolution adapters (MR-Adapters). This design also greatly reduces the input sequence length of MLLMs. To validate MRA, we apply it to a recent MLLM called LLaVA, and term the new model LLaVA-HR. We conduct extensive experiments on 17 vision-language (VL) tasks, which show that LLaVA-HR outperforms existing MLLMs on 15 VL tasks, e.g., +5.2\% on TextVQA. More importantly, both training and inference of LLaVA-HR remain efficient with MRA, e.g., 20 training hours and faster inference speed than LLaVA-NeXT. Source codes are released at: https://github.com/luogen1996/LLaVA-HR.

This work studies the alignment of large language models with preference data from an imitation learning perspective. We establish a close theoretical connection between reinforcement learning from human feedback RLHF and imitation learning (IL), revealing that RLHF implicitly performs imitation learning on the preference data distribution. Building on this connection, we propose DIL, a principled framework that directly optimizes the imitation learning objective. DIL provides a unified imitation learning perspective on alignment, encompassing existing alignment algorithms as special cases while naturally introducing new variants. By bridging IL and RLHF, DIL offers new insights into alignment with RLHF. Extensive experiments demonstrate that DIL outperforms existing methods on various challenging benchmarks.

Decoder-only Transformers often struggle with complex reasoning tasks, particularly arithmetic reasoning requiring multiple sequential operations. In this work, we identify representation collapse in the model’s intermediate layers as a key factor limiting their reasoning capabilities. To address this, we propose Sequential Variance-Covariance Regularization (Seq-VCR), which enhances the entropy of intermediate representations and prevents collapse. Combined with dummy pause tokens as substitutes for chain-of-thought (CoT) tokens, our method significantly improves performance in arithmetic reasoning problems. In the challenging 5 × 5 integer multiplication task, our approach achieves 99.5% exact match accuracy, outperforming models of the same size (which yield 0% accuracy) and GPT-4 with five-shot CoT prompting (44%). We also demonstrate superior results on arithmetic expression and longest increasing subsequence (LIS) datasets. Our findings highlight the importance of preventing intermediate layer representation collapse to enhance the reasoning capabilities of Transformers and show that Seq-VCR offers an effective solution without requiring explicit CoT supervision.

Developing prompt-based methods with Large Language Models (LLMs) requires making numerous decisions, which give rise to a combinatorial search problem over hyper-parameters. This exhaustive evaluation can be time-consuming and costly. In this paper, we propose an \textit{adaptive} approach to explore this space. We are exploiting the fact that often only few samples are needed to identify clearly superior or inferior settings, and that many evaluation tests are highly correlated. We lean on multi-armed bandits to sequentially identify the next (method, validation sample)-pair to evaluate and utilize low-rank matrix factorization to fill in missing evaluations. We carefully assess the efficacy of our approach on several competitive benchmark problems and show that it can identify the top-performing method using only 5-15% of the typical resources---resulting in 85-95% LLM cost savings. Our code is available at https://github.com/kilian-group/banditeval.

Hallucinations (i.e., generating plausible but inaccurate content) and laziness (i.e. excessive refusals or defaulting to "I don't know") persist as major challenges in LLM reasoning. Current efforts to reduce hallucinations primarily focus on factual errors in knowledge-grounded tasks, often neglecting hallucinations related to faulty reasoning. Meanwhile, some approaches render LLMs overly conservative, limiting their problem-solving capabilities. To mitigate hallucination and laziness in reasoning tasks, we propose Automatic Curriculum Expert Iteration (Auto-CEI) to enhance LLM reasoning and align responses to the model’s capabilities--assertively answering within its limits and declining when tasks exceed them. In our method, Expert Iteration explores the reasoning trajectories near the LLM policy, guiding incorrect paths back on track to reduce compounding errors and improve robustness; it also promotes appropriate "I don't know" responses after sufficient reasoning attempts. The curriculum automatically adjusts rewards, incentivizing extended reasoning before acknowledging incapability, thereby pushing the limits of LLM reasoning and aligning its behaviour with these limits. We compare Auto-CEI with various SOTA baselines across logical reasoning, mathematics, and planning tasks, where Auto-CEI achieves superior alignment by effectively balancing assertiveness and conservativeness.

Large Language Models (LLMs) have significantly advanced AI with their exceptional performance across a wide range of tasks. However, their extensive computational requirements restrict their use on devices with limited resources.While recent compression methods based on low-rank matrices show potentialsolutions, they often suffer from significant loss of accuracy or introduce substantialoverhead in parameters and inference time. In this paper, we introduce Modular De-composition (MoDeGPT), a new, efficient, and structured compression frameworkthat overcomes these limitations. MoDeGPT jointly decomposes pairs of consecu-tive subcomponents within Transformer blocks, reduces hidden dimensions throughoutput reconstruction on a larger structural scale than conventional low-rank meth-ods, and repurposes three classical matrix decomposition algorithms—Nyströmapproximation, CR decomposition, and SVD—to ensure bounded errors in ournovel decomposition approach. Our experiments show that MoDeGPT, withoutrelying on backward propagation, consistently matches or surpasses the performance of prior techniques that depend on gradient information, while achieving a98% reduction in compute costs when compressing a 13B-parameter model. OnLLaMA-2/3 and OPT models, MoDeGPT retains 90-95% of zero-shot performancewith compression rates of 25-30%. The compression process can be completed ona single GPU in a few hours, boosting inference throughput by up to 46%.

Scientific literature understanding is crucial for extracting targeted information and garnering insights, thereby significantly advancing scientific discovery.Despite the remarkable success of Large Language Models (LLMs), they face challenges in scientific literature understanding, primarily due to (1) a lack of scientific knowledge and (2) unfamiliarity with specialized scientific tasks.To develop an LLM specialized in scientific literature understanding, we propose a hybrid strategy that integrates continual pre-training (CPT) and supervised fine-tuning (SFT), to simultaneously infuse scientific domain knowledge and enhance instruction-following capabilities for domain-specific tasks.In this process, we identify two key challenges: (1) constructing high-quality CPT corpora, and (2) generating diverse SFT instructions. We address these challenges through a meticulous pipeline, including PDF text extraction, parsing content error correction, quality filtering, and synthetic instruction creation.Applying this strategy, we present a suite of LLMs: SciLitLLM, specialized in scientific literature understanding.These models demonstrate promising performance on scientific literature understanding benchmarks.(1) We present an effective framework that integrates CPT and SFT to adapt LLMs to scientific literature understanding, which can also be easily adapted to other domains.(2) We propose an LLM-based synthesis method to generate diverse and high-quality scientific instructions, resulting in a new instruction set -- SciLitIns -- for less-represented scientific domains. (3) SciLitLLM achieves promising performance in scientific literature understanding benchmarks.

Large Language Models (LLM) technology is rapidly advancing towards human- like dialogue. Values are fundamental drivers of human behavior, yet research on the values expressed in LLM-generated text remains limited. While prior work has begun to explore value ranking in LLMs, the crucial aspect of value correlation – the interrelationship and consistency between different values – has been largely un-examined. Drawing on established psychological theories of human value structure, this paper investigates whether LLMs exhibit human-like value correlations within a single session, reflecting a coherent “persona”. Our findings reveal that standard prompting methods fail to produce human-consistent value correlations. However, we demonstrate that a novel prompting strategy (referred to as "Value Anchoring"), significantly improves the alignment of LLM value correlations with human data. Furthermore, we analyze the mechanism by which Value Anchoring achieves this effect. These results not only deepen our understanding of value representation in LLMs but also introduce new methodologies for evaluating consistency and human-likeness in LLM responses, highlighting the importance of explicit value prompting for generating human-aligned outputs.

With the rise of medical foundation models and the growing availability of imaging data, scalable pretraining techniques offer a promising way to identify imaging biomarkers predictive of future disease risk. While current self-supervised methods for 3D medical imaging models capture local structural features like organ morphology, they fail to link pixel biomarkers with long-term health outcomes due to a missing context problem. Current approaches lack the temporal context necessary to identify biomarkers correlated with disease progression, as they rely on supervision derived only from images and concurrent text descriptions. To address this, we introduce time-to-event pretraining, a pretraining framework for 3D medical imaging models that leverages large-scale temporal supervision from paired, longitudinal electronic health records (EHRs). Using a dataset of 18,945 CT scans (4.2 million 2D images) and time-to-event distributions across thousands of EHR-derived tasks, our method improves outcome prediction, achieving an average AUROC increase of 23.7% and a 29.4% gain in Harrell’s C-index across 8 benchmark tasks. Importantly, these gains are achieved without sacrificing diagnostic classification performance. This study lays the foundation for integrating longitudinal EHR and 3D imaging data to advance clinical risk prediction.

Large Language Models (LLMs), while demonstrating remarkable capabilities across various applications, present significant challenges during inference due to their substantial model size, especially when deployed on edge devices. Activation sparsity offers a promising solution to reduce computation and memory movement, enabling more efficient inference, particularly for small-batch on-device applications. However, current approaches face limitations with non-ReLU activation function, which are foundational to most advanced LLMs, or require heavy continual training. Additionally, the difficulty in predicting active channels and limited achievable sparsity ratios constrain the effectiveness of activation sparsity-based methods. In this paper, we introduce R-Sparse, a training-free activation sparsity approach capable of achieving high sparsity levels in advanced LLMs. We conducted two preliminary investigations into how different components contribute to the output within a single linear layer and found two key observations: (i) the non-sparse components of the input function can be regarded as a few bias terms, and (ii) The full computation can be effectively approximated by an appropriate combination of input channels and weight singular values. Building on this, we replace the linear layers in LLMs with a rank-aware sparse inference method that leverages the sparsity of input channels and singular value components, eliminating the need for active channel prediction like the output sparsity based approaches. Experiments on Llama-2/3 and Mistral models across ten diverse tasks demonstrate that R-Sparse achieves comparable performance at 50\% model-level sparsity, resulting in a significant 43\% end-to-end efficient improvements with customized kernels.

Generative AI has transformed the fields of Design and Manufacturing by providingefficient and automated methods for generating and modifying 3D objects. Oneapproach involves using Large Language Models (LLMs) to generate Computer-Aided Design (CAD) scripting code, which can then be executed to render a 3Dobject; however, the resulting 3D object may not meet the specified requirements.Testing the correctness of CAD generated code is challenging due to the complexityand structure of 3D objects (e.g., shapes, surfaces, and dimensions) that are notfeasible in code. In this paper, we introduce CADCodeVerify, a novel approach toiteratively verify and improve 3D objects generated from CAD code. Our approachworks by producing ameliorative feedback by prompting a Vision-Language Model(VLM) to generate and answer a set of validation questions to verify the generatedobject and prompt the VLM to correct deviations. To evaluate CADCodeVerify, weintroduce, CADPrompt, the first benchmark for CAD code generation, consisting of200 natural language prompts paired with expert-annotated scripting code for 3Dobjects to benchmark progress. Our findings show that CADCodeVerify improvesVLM performance by providing visual feedback, enhancing the structure of the 3Dobjects, and increasing the success rate of the compiled program. When applied toGPT-4, CADCodeVerify achieved a 7.30% reduction in Point Cloud distance and a5.0% improvement in success rate compared to prior work.

Large language models (LLMs) can solve an increasing number of complex reasoning tasks while making surprising mistakes in basic numerical understanding and processing (such as $9.11 > 9.9$). The latter ability is essential for tackling complex arithmetic and mathematical problems and serves as a foundation for most reasoning tasks, but previous work paid little attention to it or only discussed several restricted tasks (like integer addition). In this paper, we comprehensively investigate the numerical understanding and processing ability (NUPA) of LLMs. Firstly, we introduce a benchmark covering four common numerical representations and 17 distinct numerical tasks in four major categories, resulting in 41 meaningful combinations in total. These tasks are derived from primary and secondary education curricula, encompassing nearly all everyday numerical understanding and processing scenarios, and the rules of these tasks are very simple and clear.Through the benchmark, we find that current LLMs fail frequently in many of the tasks. To study the problem, we train small models with existing and potential techniques for enhancing NUPA (such as tokenizers, PEs, and number formats), comprehensively evaluating their effectiveness using our testbed. We also finetune practical-scale LLMs on our proposed NUPA tasks and find that 1) naive finetuning can improve NUPA a lot on many but not all tasks, and 2) surprisingly, techniques designed to enhance NUPA prove ineffective for finetuning pretrained models. We further explore the impact of chain-of-thought techniques on NUPA. Our work provides a more detailed and comprehensive understanding of NUPA in LLMs.

Verifiers or reward models are often used to enhance the reasoning performance of large language models (LLMs). A common approach is the Best-of-N method, where N candidate solutions generated by the LLM are ranked by a verifier, and the best one is selected. While LLM-based verifiers are typically trained as discriminative classifiers to score solutions, they do not utilize the text generation capabilities of pretrained LLMs. To overcome this limitation, we instead propose training verifiers using the ubiquitous next-token prediction objective, jointly on verification and solution generation. Compared to standard verifiers, such generative verifiers (GenRM) can benefit from several advantages of LLMs: they integrate seamlessly with instruction tuning, enable chain-of-thought reasoning, and can utilize additional test-time compute via majority voting for better verification. We demonstrate that GenRM outperforms discriminative, DPO verifiers, and LLM-as-a-Judge, resulting in large performance gains with Best-of-N, namely 5% → 45.3% on algorithmic tasks, 73% → 93.4% on GSM8K, and 28% →44.6% on easy-to-hard generalization on MATH. Furthermore, we find that training GenRM with synthetic verification rationales is sufficient to pick out subtle errors on math problems. Finally, we demonstrate that generative verifiers scale favorably with model size and inference-time compute.

Recent advancements in document understanding have been dominated by leveraging large language models (LLMs) and multimodal large models. However, enabling LLMs to comprehend complex document layouts and structural information often necessitates intricate network modifications or costly pre-training, limiting their practical applicability. In this paper, we introduce Group Position Embedding (GPE), a novel and efficient technique to enhance the layout understanding capabilities of LLMs without architectural changes or additional pre-training. GPE achieves this by strategically grouping the attention heads and feeding each group with distinct positional embeddings, effectively encoding layout information relevant to document comprehension. This simple yet powerful method allows for effective integration of layout information within the existing LLM framework. We evaluate GPE against several competitive baselines across five mainstream document tasks. We also introduce a challenging benchmark called BLADE, specifically designed to assess layout comprehension. Extensive experiments on both established and BLADE benchmarks confirm the efficacy of GPE in significantly advancing the state-of-the-art in document understanding. Our code is available at https://github.com/antgroup/GroupPositionEmbedding.git

We train, for the first time, large language models using FP8 precision on datasets up to 2 trillion tokens --- a 20-fold increase over previous limits. Through these extended training runs, we uncover critical instabilities in FP8 training that were not observable in earlier works with shorter durations. We trace these instabilities to outlier amplification by the SwiGLU activation function. Interestingly, we show, both analytically and empirically, that this amplification happens only over prolonged training periods, and link it to a SwiGLU weight alignment process. To address this newly identified issue, we introduce Smooth-SwiGLU, a novel modification that ensures stable FP8 training without altering function behavior. We also demonstrate, for the first time, FP8 quantization of both Adam optimizer moments. Combining these innovations, we successfully train a 7B parameter model using FP8 precision on 256 Intel Gaudi2 accelerators, achieving on-par results with the BF16 baseline while delivering up to a $\sim$ 34 % throughput improvement. A reference implementation is supplied in https://github.com/Anonymous1252022/Megatron-DeepSpeed

Pretraining data has a direct impact on the behaviors and quality of language models (LMs), but we only understand the most basic principles of this relationship. While most work focuses on pretraining data's effect on downstream task behavior, we investigate its relationship to LM representations. Previous work has discovered that, in language models, some concepts are encoded "linearly" in the representations, but what factors cause these representations to form (or not)? We study the connection between pretraining data frequency and models' linear representations of factual relations (e.g., mapping France to Paris in a capital prediction task). We find evidence that the formation of linear representations is strongly connected to pretraining term frequencies; specifically for subject-relation-object fact triplets, both subject-object co-occurrence frequency and in-context learning accuracy for the relation are highly correlated with linear representations. This is the case across all phases of pretraining, i.e., it is not affected by the model's underlying capability. In OLMo-7B and GPT-J (6B), we discover that a linear representation consistently (but not exclusively) forms when the subjects and objects within a relation co-occur at least 1k and 2k times, respectively, regardless of when these occurrences happen during pretraining (and around 4k times for OLMo-1B). Finally, we train a regression model on measurements of linear representation quality in fully-trained LMs that can predict how often a term was seen in pretraining. Our model achieves low error even on inputs from a different model with a different pretraining dataset, providing a new method for estimating properties of the otherwise-unknown training data of closed-data models. We conclude that the strength of linear representations in LMs contains signal about the models' pretraining corpora that may provide new avenues for controlling and improving model behavior: particularly, manipulating the models' training data to meet specific frequency thresholds. We release our code to support future work.

The current paradigm for safety alignment of large language models (LLMs) follows a one-size-fits-all approach: the model refuses to interact with any content deemed unsafe by the model provider. This approach lacks flexibility in the face of varying social norms across cultures and regions. In addition, users may have diverse safety needs, making a model with static safety standards too restrictive to be useful, as well as too costly to be re-aligned.We propose Controllable Safety Alignment (CoSA), a framework designed to adapt models to diverse safety requirements without re-training. Instead of aligning a fixed model, we align models to follow safety configs—free-form natural language descriptions of the desired safety behaviors—that are provided as part of the system prompt. To adjust model safety behavior, authorized users only need to modify such safety configs at inference time. To enable that, we propose CoSAlign, a data-centric method for aligning LLMs to easily adapt to diverse safety configs. Furthermore, we devise a novel controllability evaluation protocol that considers both helpfulness and configured safety, summarizing them into CoSA-Score, and construct CoSApien, a human-authored benchmark that consists of real-world LLM use cases with diverse safety requirements and corresponding evaluation prompts. We show that CoSAlign leads to substantial gains of controllability over strong baselines including in-context alignment. Our framework encourages better representation and adaptation to pluralistic human values in LLMs, and thereby increasing their practicality.

Recently, Role-Playing Agents (RPAs) have garnered increasing attention for their potential to deliver emotional value and facilitate sociological research.However, existing studies are primarily confined to the textual modality, unable to simulate humans' multimodal perceptual capabilities.To bridge this gap, we introduce the concept of Multimodal Role-Playing Agents (MRPAs), and propose a comprehensive framework, MMRole, for their development and evaluation, which comprises a personalized multimodal dataset and a robust evaluation approach.Specifically, we construct a large-scale, high-quality dataset, MMRole-Data, consisting of 85 characters, 11K images, and 14K single or multi-turn dialogues.Additionally, we present a robust evaluation approach, MMRole-Eval, encompassing eight metrics across three dimensions, where a reward model is designed to score MRPAs with the constructed ground-truth data for comparison.Moreover, we develop the first specialized MRPA, MMRole-Agent.Extensive evaluation results demonstrate the improved performance of MMRole-Agent and highlight the primary challenges in developing MRPAs, emphasizing the need for enhanced multimodal understanding and role-playing consistency.The data, code, and models are all available at https://github.com/YanqiDai/MMRole.

Prompting Large Language Models (LLMs), or providing context on the expected model of operation, is an effective way to steer the outputs of such models to satisfy human desiderata after they have been trained. But in rapidly evolving domains, there is often need to fine-tune LLMs to improve either the kind of knowledge in their memory or their abilities to perform open ended reasoning in new domains. When human's learn new concepts, we often do so by linking the new material that we are studying to concepts we have already learned before. To that end, we ask, "can prompting help us teach LLMs how to learn". In this work, we study a novel generalization of instruction tuning, called contextual fine-tuning, to fine-tune LLMs. Our method leverages instructional prompts designed to mimic human cognitive strategies in learning and problem-solving to guide the learning process during training, aiming to improve the model’s interpretation and understanding of domain-specific knowledge. We empirically demonstrate that this simple yet effective modification improves the ability of LLMs to be fine-tuned rapidly on new datasets both within the medical and financial domains.

We introduce a Transformer-based approach to computational enumerative geometry, specifically targeting the computation of $\psi$-class intersection numbers on the moduli space of curves. Traditional methods for calculating these numbers suffer from factorial computational complexity, making them impractical to use. By reformulating the problem as a continuous optimization task, we compute intersection numbers across a wide value range from $10^{-45}$ to $10^{45}$. To capture the recursive nature inherent in these intersection numbers, we propose the Dynamic Range Activator (DRA), a new activation function that enhances the Transformer's ability to model recursive patterns and handle severe heteroscedasticity. Given precision requirements for computing the intersections, we quantify the uncertainty of the predictions using Conformal Prediction with a dynamic sliding window adaptive to the partitions of equivalent number of marked points. To the best of our knowledge, there has been no prior work on modeling recursive functions with such a high-variance and factorial growth. Beyond simply computing intersection numbers, we explore the enumerative "world-model" of Transformers. Our interpretability analysis reveals that the network is implicitly modeling the Virasoro constraints in a purely data-driven manner. Moreover, through abductive hypothesis testing, probing, and causal inference, we uncover evidence of an emergent internal representation of the the large-genus asymptotic of $\psi$-class intersection numbers. These findings suggest that the network internalizes the parameters of the asymptotic closed-form and the polynomiality phenomenon of $\psi$-class intersection numbers in a non-linear manner.

Modern language models can process inputs across diverse languages and modalities. We hypothesize that models acquire this capability through learning a shared representation space across heterogeneous data types (e.g., different languages and modalities), which places semantically similar inputs near one another, even if they are from different modalities/languages. We term this the semantic hub hypothesis, following the hub-and-spoke model from neuroscience (Patterson et al., 2007) which posits that semantic knowledge in the human brain is organized through a transmodal semantic "hub" which integrates information from various modality-specific ``spokes'' regions. We first show that model representations for semantically equivalent inputs in different languages are similar in the intermediate layers, and that this space can be interpreted using the model's dominant pretraining language via the logit lens. This tendency extends to other data types, including arithmetic expressions, code, and visual/audio inputs. Interventions in the shared representation space in one data type also predictably affect model outputs in other data types, suggesting that this shared representations space is not simply a vestigial byproduct of large-scale training on broad data, but something that is actively utilized by the model during input processing.

In the pursuit of superior video-processing MLLMs, we have encountered a perplexing paradox: the “anti-scaling law”, where more data and larger models lead to worse performance. This study unmasks the culprit: “temporal hacking”, a phenomenon where models shortcut by fixating on select frames, missing the full video narrative. In this work, we systematically establish a comprehensive theory of temporal hacking, defining it from a reinforcement learning perspective, introducing the Temporal Perplexity (TPL) score to assess this misalignment, and proposing the Unhackable Temporal Rewarding (UTR) framework to mitigate the temporal hacking. Both theoretically and empirically, TPL proves to be a reliable indicator of temporal modeling quality, correlating strongly with frame activation patterns. Extensive experiments reveal that UTR not only counters temporal hacking but significantly elevates video comprehension capabilities. This work not only advances video-AI systems but also illuminates the critical importance of aligning proxy rewards with true objectives in MLLM development.

Positional Encodings (PEs) are a critical component of Transformer-based Large Language Models (LLMs), providing the attention mechanism with important sequence-position information. One of the most popular types of encoding used today in LLMs are Rotary Positional Encodings (RoPE), that rotate the queries and keys based on their relative distance. A common belief is that RoPE is useful because it helps to decay token dependency as relative distance increases. In this work, we argue that this is unlikely to be the core reason. We study the internals of a trained Gemma 7B model to understand how RoPE is being used at a mechanical level. We find that Gemma learns to use RoPE to construct robust `positional' attention patterns by exploiting the highest frequencies. We also find that, in general, Gemma greatly prefers to use the lowest frequencies of RoPE, which we suspect are used to carry semantic information. We mathematically prove interesting behaviours of RoPE and conduct experiments to verify our findings, proposing a modification of RoPE that fixes some highlighted issues and improves performance. We believe that this work represents an interesting step in better understanding PEs in LLMs, which we believe holds crucial value for scaling LLMs to large sizes and context lengths.

Despite recent progress in Retrieval-Augmented Generation (RAG) achieved by large language models (LLMs), retrievers often recall uncorrelated documents, regarded as "noise" during subsequent text generation. To address this, some methods train LLMs to distinguish between relevant and irrelevant documents using labeled data, enabling them to select the most likely relevant ones as context. However, they remain sensitive to noise, as LLMs can easily make mistakes when the selected document is noisy. Some approaches increase the number of referenced documents and train LLMs to perform stepwise reasoning when presented with multiple documents. Unfortunately, these methods rely on extensive and diverse annotations to ensure generalization, which is both challenging and costly. In this paper, we propose Backtracking Correction to address these limitations. Specifically, we reformulate stepwise RAG into a multi-step decision-making process. Starting from the final step, we optimize the model through error sampling and self-correction, and then backtrack to the previous state iteratively. In this way, the model's learning scheme follows an easy-to-hard progression: as the target state moves forward, the context space decreases while the decision space increases. Experimental results demonstrate that Backtracking Correction enhances LLMs' ability to make complex multi-step assessments, improving the robustness of RAG in dealing with noisy documents.

The impressive capabilities of large language models (LLMs) have sparked debate over whether these models genuinely generalize to unseen tasks or predominantly rely on memorizing vast amounts of pretraining data. To explore this issue, we introduce an extended concept of memorization, distributional memorization, which measures the correlation between the LLM output probabilities and the pretraining data frequency. To effectively capture task-specific pretraining data frequency, we propose a novel task-gram language model, which is built by counting the co-occurrence of semantically related $n$-gram pairs from task inputs and outputs in the pretraining corpus. Using the Pythia models trained on the Pile dataset, we evaluate four distinct tasks: machine translation, factual question answering, world knowledge understanding, and math reasoning. Our findings reveal varying levels of memorization, with the strongest effect observed in factual question answering. Furthermore, while model performance improves across all tasks as LLM size increases, only factual question answering shows an increase in memorization, whereas machine translation and reasoning tasks exhibit greater generalization, producing more novel outputs. This study demonstrates that memorization plays a larger role in simpler, knowledge-intensive tasks, while generalization is the key for harder, reasoning-based tasks, providing a scalable method for analyzing large pretraining corpora in greater depth.

Fine-tuning is widely used to adapt language models for specific goals, often leveraging real-world data such as patient records, customer-service interactions, or web content in languages not covered in pre-training.These datasets are typically massive, noisy, and often confidential, making their direct inspection challenging.However, understanding them is essential for guiding model deployment and informing decisions about data cleaning or suppressing any harmful behaviors learned during fine-tuning.In this study, we introduce the task of novelty discovery through generation, which aims to identify novel domains of a fine-tuning dataset by generating examples that illustrate these properties.Our approach － Contrastive Generative Exploration (CGE) － assumes no direct access to the data but instead relies on a pre-trained model and the same model after fine-tuning.By contrasting the predictions of these two models, CGE can generate examples that highlight novel domains of the fine-tuning data.However, this simple approach may produce examples that are too similar to one another, failing to capture the full range of novel domains present in the dataset.We address this by introducing an iterative version of CGE, where the previously generated examples are used to update the pre-trained model, and this updated model is then contrasted with the fully fine-tuned model to generate the next example, promoting diversity in the generated outputs.Our experiments demonstrate the effectiveness of CGE in detecting novel domains, such as toxic language, as well as new natural and programming languages.Furthermore, we show that CGE remains effective even when models are fine-tuned using differential privacy techniques.

Recent advancements in large language models (LLMs) have resulted in increasingly anthropomorphic language concerning the ability of LLMs to reason. Whether \textit{reasoning} in LLMs should be understood to be inherently different is, however, widely debated. We propose utilizing a representation engineering approach wherein model activations are read from the residual stream of an LLM when processing a reasoning task. The activations are used to derive a control vector that is applied to the model as an inference-time intervention, modulating the representational space of the model, to improve performance on the specified task. We publish the code for deriving control vectors and analyzing model representations. The method allows us to improve performance on reasoning benchmarks and assess how control vectors influence the final logit distribution of a model via metrics such as KL divergence and entropy. We apply control vectors to Mistral-7B-Instruct and a range of Pythia models on an inductive, a deductive and mathematical reasoning task. We show that an LLM can, to a certain degree, be controlled to improve its perceived reasoning ability by modulating activations. The intervention is dependent upon the ability to reliably extract the model's typical state when correctly solving a task. Our results suggest that reasoning performance can be modulated in the same manner as other information-processing tasks performed by LLMs and demonstrate that we are capable of improving performance on specific tasks via a simple intervention on the residual stream with no additional training.

Large language models (LLMs) have demonstrated significant capabilities in natural language processing and reasoning, yet their effectiveness in autonomous planning has been under debate. While existing studies have utilized LLMs with external feedback mechanisms or in controlled environments for planning, these approaches often involve substantial computational and development resources due to the requirement for careful design and iterative backprompting. Moreover, even the most advanced LLMs like GPT-4 struggle to match human performance on standard planning benchmarks, such as the Blocksworld, without additional support. This paper investigates whether LLMs can independently generate long-horizon plans that rival human baselines. Our novel enhancements to Algorithm-of-Thoughts (AoT), which we dub AoT+, help achieve state-of-the-art results in planning benchmarks out-competing prior methods and human baselines all autonomously.

Jailbreak attacks circumvent LLMs' built-in safeguards by concealing harmful queries within adversarial prompts. While most existing defenses attempt to mitigate the effects of adversarial prompts, they often prove inadequate as adversarial prompts can take arbitrary, adaptive forms. This paper introduces RobustKV, a novel jailbreak defense that takes a fundamentally different approach by selectively removing critical tokens of harmful queries from key-value (KV) caches. Intuitively, for an adversarial prompt to be effective, its tokens must achieve sufficient `importance' (measured by attention scores), which consequently lowers the importance of tokens in the concealed harmful query. Therefore, by carefully evicting the KVs of low-ranked tokens, RobustKV minimizes the harmful query's presence in the KV cache, thus preventing the LLM from generating informative responses. Extensive evaluation using benchmark datasets and models demonstrates that RobustKV effectively counters state-of-the-art jailbreak attacks while maintaining the LLM's performance on benign queries. Notably, RobustKV creates an interesting effectiveness-evasiveness dilemma for the adversary, leading to its robustness against adaptive attacks.{(Warning: This paper contains potentially harmful content generated by LLMs.)}

Large Language Models (LLMs) have demonstrated exceptional performance across diverse tasks, yet their training remains highly resource intensive and susceptible to critical challenges such as training instability. A predominant source of this instability stems from gradient and loss spikes, which disrupt the learning process, often leading to costly interventions like checkpoint recovery and experiment restarts, further amplifying inefficiencies. This paper presents a comprehensive investigation into gradient spikes observed during LLM training, revealing their prevalence across multiple architectures and datasets. Our analysis shows that these spikes can be up to 1000× larger than typical gradients, substantially deteriorating model performance. To address this issue, we propose Spike-Aware Adam with Momentum Reset (SPAM), a novel optimizer designed to counteract gradient spikes through momentum reset and spike-aware gradient clipping. Extensive experiments, including both pre-training and fine-tuning, demonstrate that SPAM consistently surpasses Adam and its variants across a range of model scales. Additionally, SPAM facilitates memory-efficient training by enabling sparse momentum, where only a subset of momentum terms are maintained and updated. When operating under memory constraints, SPAM outperforms state-of-the-art memory-efficient optimizers such as GaLore and Adam-Mini. Our work underscores the importanceof mitigating gradient spikes in LLM training and introduces an effective optimization strategy that enhances both training stability and resource efficiency at scale. Code is submitted.

(Partial) differential equations (PDEs) are fundamental tools for describing natural phenomena, making their solution crucial in science and engineering. While traditional methods, such as the finite element method, provide reliable solutions, their accuracy is often tied to the use of computationally intensive fine meshes. Moreover, they do not naturally account for measurements or prior solutions, and any change in the problem parameters requires results to be fully recomputed. Neural network-based approaches, such as physics-informed neural networks and neural operators, offer a mesh-free alternative by directly fitting those models to the PDE solution. They can also integrate prior knowledge and tackle entire families of PDEs by simply aggregating additional training losses. Nevertheless, they are highly sensitive to hyperparameters such as collocation points and the weights associated with each loss. This paper addresses these challenges by developing a science-constrained learning (SCL) framework. It demonstrates that finding a (weak) solution of a PDE is equivalent to solving a constrained learning problem with worst-case losses. This explains the limitations of previous methods that minimize the expected value of aggregated losses. SCL also organically integrates structural constraints (e.g., invariances) and (partial) measurements or known solutions. The resulting constrained learning problems can be tackled using a practical algorithm that yields accurate solutions across a variety of PDEs, neural network architectures, and prior knowledge levels without extensive hyperparameter tuning and sometimes even at a lower computational cost.

In this work, we present ALLaM: Arabic Large Language Model, a series of large language models to support the ecosystem of Arabic Language Technologies (ALT). ALLaM is carefully trained, considering the values of language alignment and transferability of knowledge at scale. The models are based on an autoregressive decoder-only architecture and are pretrained on a mixture of Arabic and English texts. We illustrate how the second-language acquisition via vocabulary expansion can help steer a language model towards a new language without any major catastrophic forgetting in English. Furthermore, we highlight the effectiveness of using translation data and the process of knowledge encoding within the language model's latent space. Finally, we show that effective alignment with human preferences can significantly enhance the performance of a large language model (LLM) compared to less aligned models of a larger scale. Our methodology enables us to achieve state-of-the-art performance in various Arabic benchmarks, including MMLU Arabic, ACVA, and Arabic Exams. Our aligned models improve both in Arabic and English from its base aligned models.

The training of large language models (LLMs) faces significant computational cost challenges, limiting their scalability toward artificial general intelligence (AGI) and broader adoption. With model sizes doubling approximately every 3.4 months and training costs escalating from 64 million USD for GPT-4 in 2020 to 191 million USD for Gemini Ultra in 2023, the economic burden has become unsustainable. While techniques such as quantization offer incremental improvements, they fail to address the fundamental computational bottleneck. In this work, we introduce DS-LLM, a novel framework that leverages dynamical system (DS)-based machines, which exploit Natural Annealing to rapidly converge to minimal energy states, yielding substantial efficiency gains. Unlike traditional methods, DS-LLM maps LLM components to optimization problems solvable via Hamiltonian configurations and utilizes continuous electric current flow in DS-machines for hardware-native gradient descent during training. We mathematically demonstrate the equivalence between conventional LLMs and DS-LLMs and present a method for transforming a trained LLM into a DS-LLM. Experimental evaluations across multiple model sizes demonstrate orders-of-magnitude improvements in speed and energy efficiency for both training and inference while maintaining consistent accuracy. Additionally, we provide an in-depth analysis of the challenges and potential solutions associated with this emerging computing paradigm, aiming to lay a solid foundation for future research.

Smartphone agents are increasingly important for helping users control devices efficiently, with (Multimodal) Large Language Model (MLLM)-based approaches emerging as key contenders. Fairly comparing these agents is essential but challenging, requiring a varied task scope, the integration of agents with different implementations, and a generalisable evaluation pipeline to assess their strengths and weaknesses. In this paper, we present SPA-Bench, a comprehensive SmartPhone Agent Benchmark designed to evaluate (M)LLM-based agents in an interactive environment that simulates real-world conditions. SPA-Bench offers three key contributions: (1) A diverse set of tasks covering system and third-party apps in both English and Chinese, focusing on features commonly used in daily routines; (2) A plug-and-play framework enabling real-time agent interaction with Android devices, integrating over ten agents with the flexibility to add more; (3) A novel evaluation pipeline that automatically assesses agent performance across multiple dimensions, encompassing seven metrics related to task completion and resource consumption. Our extensive experiments across tasks and agents reveal challenges like interpreting mobile user interfaces, action grounding, memory retention, and execution costs. We propose future research directions to ease these difficulties, moving closer to real-world smartphone agent applications.

In the realm of large-scale language models, a significant challenge arises when extrapolating sequences beyond the maximum allowable length. This is because the model's position embedding mechanisms are limited to positions encountered during training, thus preventing effective representation of positions in longer sequences.We analyzed conventional position encoding methods for long contexts and found the following characteristics.(1) When the representation dimension is regarded as the time axis, Rotary Position Embedding (RoPE) can be interpreted as a restricted wavelet transform using Haar-like wavelets. However, because it uses only a fixed scale parameter, it does not fully exploit the advantages of wavelet transforms, which capture the fine movements of non-stationary signals using multiple scales (window sizes). This limitation could explain why RoPE performs poorly in extrapolation.(2)Previous research as well as our own analysis indicates that Attention with Linear Biases (ALiBi) functions similarly to windowed attention, using windows of varying sizes.However, it has limitations in capturing deep dependencies because it restricts the receptive field of the model.From these insights, we propose a new position representation method that captures multiple scales (i.e., window sizes) by leveraging wavelet transforms without limiting the model's attention field.Experimental results show that this new method improves the performance of the model in both short and long contexts. In particular, our method allows extrapolation of position information without limiting the model's attention field.

Understanding and manipulating the causal generation mechanisms in language models is essential for controlling their behavior. Previous work has primarily relied on techniques such as representation surgery---e.g., model ablations or manipulation of linear subspaces tied to specific concepts---to intervene on these models. To understand the impact of interventions precisely, it is useful to examine counterfactuals---e.g., how a given sentence would have appeared had it been generated by the model following a specific intervention. We highlight that counterfactual reasoning is conceptually distinct from interventions, as articulated in Pearl's causal hierarchy. Based on this observation, we propose a framework for generating true string counterfactuals by reformulating language models as a structural equation model using the Gumbel-max trick, which we called Gumbel counterfactual generation. This reformulation allows us to model the joint distribution over original strings and their counterfactuals resulting from the same instantiation of the sampling noise. We develop an algorithm based on hindsight Gumbel sampling that allows us to infer the latent noise variables and generate counterfactuals of observed strings. Our experiments demonstrate that the approach produces meaningful counterfactuals while at the same time showing that commonly used intervention techniques have considerable undesired side effects.

Reinforcement learning with human feedback (RLHF) has become the dominant method to align large models to user preferences.Unlike fine-tuning, for which there are many studies regarding training data memorization, it is not clear how memorization is affected by or introduced in the RLHF alignment process.Understanding this relationship is important as real user data may be collected and used to align large models; if user data is memorized during RLHF and later regurgitated, this could raise privacy concerns. In addition to RLHF, other methods such as Direct Preference Optimization (DPO) and $\Psi$PO have gained popularity for learning directly from human preferences, removing the need for optimizing intermediary reward models with reinforcement learning.In this work, we analyze how training data memorization can surface and propagate through each phase of RLHF and direct preference learning.We focus our study on code completion models, as code completion is one of the most popular use cases for large language models. We find that RLHF significantly decreases the chance that data used for reward modeling and reinforcement learning is memorized in comparison to directly fine-tuning on this data, but that examples already memorized during the fine-tuning stage of RLHF, will, in the majority of cases, remain memorized after RLHF. In contrast, we find that aligning by learning directly from human preference data via a special case of $\Psi$PO, Identity Preference Optimization (IPO), increases the likelihood that training data is regurgitated compared to RLHF. Our work suggests that RLHF, as opposed to direct preference learning, is a safer way to mitigate the risk of regurgitating sensitive preference data when aligning large language models. We find our conclusions are robust across multiple code completion datasets, tasks, and model scales.

As the mainstream approach, LLMs have been widely applied and researched in TableQA tasks. Currently, the core of LLM-based TableQA methods typically include three phases: question decomposition, sub-question TableQA reasoning, and answer verification. However, several challenges remain in this process: i) Sub-questions generated by these methods often exhibit significant gaps with the original question due to critical information overlooked during the LLM's direct decomposition; ii) Verification of answers is typically challenging because LLMs tend to generate optimal responses during self-correct. To address these challenges, we propose a Triple-Inspired Decomposition and vErification (TIDE) strategy, which leverages the structural properties of triples to assist in decomposition and verification in TableQA. The inherent structure of triples (head entity, relation, tail entity) requires the LLM to extract as many entities and relations from the question as possible. Unlike direct decomposition methods that may overlook key information, our transformed sub-questions using triples encompass more critical details. Additionally, this explicit structure facilitates verification. By comparing the triples derived from the answers with those from the question decomposition, we can achieve easier and more straightforward validation than when relying on the LLM's self-correct tendencies. By employing triples alongside established LLM modes, Direct Prompting and Agent modes, TIDE achieves state-of-the-art performance across multiple TableQA datasets, demonstrating the effectiveness of our method.

Despite the increasing effectiveness of language models, their reasoning capabilities remain underdeveloped. In particular, causal reasoning through counterfactual question answering is lacking. This work aims to bridge this gap. We first derive novel metrics that balance accuracy in factual and counterfactual questions, capturing a more complete view of the reasoning abilities of language models than traditional factual-only based metrics. Second, we propose several fine-tuning approaches that aim to elicit better reasoning mechanisms, in the sense of the proposed metrics. Finally, we evaluate the performance of the fine-tuned language models in a variety of realistic scenarios. In particular, we investigate to what extent our fine-tuning approaches systemically achieve better generalization with respect to the base models in several problems that require, among others, inductive and deductive reasoning capabilities.

Language models (LMs) have become a staple of the code-writing toolbox. Their pre-training recipe has, however, remained stagnant over recent years, barring the occasional changes in data sourcing and filtering strategies. In particular, research exploring modifications to Code-LMs' pre-training objectives, geared towards improving data efficiency and better disentangling between syntax and semantics, has been noticeably sparse, especially compared with corresponding efforts in natural language LMs. In this work, we examine grounding on obfuscated code as a means of helping Code-LMs look beyond the surface-form syntax and enhance their pre-training sample efficiency. To this end, we compile ObscuraX, a dataset of approximately 55M source and obfuscated code pairs in seven languages. Subsequently, we pre-train ObscuraCoder models, ranging in size from 255M to 2.8B parameters, on a 272B-token corpus that includes ObscuraX and demonstrate that our obfuscation-based pre-training recipe leads to consistent improvements in Code-LMs' abilities compared to both vanilla autoregressive pre-training as well as existing de-obfuscation (DOBF) objectives. ObscuraCoder demonstrates sizeable gains across multiple tests of syntactic and semantic code understanding, along with improved capabilities in multilingual code completion, multilingual code commit summarization, and multi-purpose library-oriented code generation.

Large language models (LLMs) and large multimodal models (LMMs) have shown great potential in automating complex tasks like web browsing and gaming. However, their ability to generalize across diverse applications remains limited, hindering broader utility. To address this challenge, we present OSCAR: Operating System Control via state-Aware reasoning and Re-planning. OSCAR is a generalist agent designed to autonomously navigate and interact with various desktop and mobile applications through standardized controls, such as mouse and keyboard inputs, while processing screen images to fulfill user commands. OSCAR translates human instructions into executable Python code, enabling precise control over graphical user interfaces (GUIs). To enhance stability and adaptability, OSCAR operates as a state machine, equipped with error-handling mechanisms and dynamic task re-planning, allowing it to efficiently adjust to real-time feedback and exceptions. We demonstrate OSCAR’s effectiveness through extensive experiments on diverse benchmarks across desktop and mobile platforms, where it transforms complex workflows into simple natural language commands, significantly boosting user productivity. Our code will be open-source upon publication.

Recent advancements in operator-type neural networks have shown promising results in approximating the solutions of spatiotemporal Partial Differential Equations (PDEs). However, these neural networks often entail considerable training expenses, and may not always achieve the desired accuracy required in many scientific and engineering disciplines. Recent advancements in operator-type neural networks have shown promising results in approximating the solutions of spatiotemporal Partial Differential Equations (PDEs). However, these neural networks often entail considerable training expenses, and may not always achieve the desired accuracy required in many scientific and engineering disciplines. In this paper, we propose a new learning framework to address these issues. A new spatiotemporal adaptation is proposed to generalize any Fourier Neural Operator (FNO) variant to learn maps between Bochner spaces, which can perform an arbitrary-length temporal super-resolution for the first time. To better exploit this capacity, a new paradigm is proposed to refine the commonly adopted end-to-end neural operator training and evaluations with the help from the wisdom from traditional numerical PDE theory and techniques. Specifically, in the learning problems for the turbulent flow modeled by the Navier-Stokes Equations (NSE), the proposed paradigm trains an FNO only for a few epochs. Then, only the newly proposed spatiotemporal spectral convolution layer is fine-tuned without the frequency truncation. The spectral fine-tuning loss function uses a negative Sobolev norm for the first time in operator learning, defined through a reliable functional-type a posteriori error estimator whose evaluation is exact thanks to the Parseval identity. Moreover, unlike the difficult nonconvex optimization problems in the end-to-end training, this fine-tuning loss is convex. Numerical experiments on commonly used NSE benchmarks demonstrate significant improvements in both computational efficiency and accuracy, compared to end-to-end evaluation and traditional numerical PDE solvers under certain conditions. The source code is publicly available at https://github.com/scaomath/torch-cfd.

Recent work in language modeling has raised the possibility of “self-improvement,” where an LLM evaluates and refines its own generations to achieve higher performance without external feedback. It is impossible for this self-improvement to create information that is not already in the model, so why should we expect that this will lead to improved capabilities? We offer a new theoretical perspective on the capabilities of self-improvement through a lens we refer to as “sharpening.” Motivated by the observation that language models are often better at verifying response quality than they are at generating correct responses, we formalize self-improvement as using the model itself as a verifier during post-training in order to ‘sharpen’ the model to one placing large mass on high-quality sequences, thereby amortizing the expensive inference-time computation of generating good sequences. We begin by introducing a new statistical framework for sharpening in which the learner has sample access to a pre-trained base policy. Then, we analyze two natural families of self improvement algorithms based on SFT and RLHF. We find that (i) the SFT-based approach is minimax optimal whenever the initial model has sufficient coverage, but (ii) the RLHF-based approach can improve over SFT-based self- improvement by leveraging online exploration, bypassing the need for coverage. We view these findings as a starting point toward a foundational understanding that can guide the design and evaluation of self-improvement algorithms.

Reinforcement learning from human feedback (RLHF) has demonstrated effectiveness in aligning large language models (LLMs) with human preferences. However, token-level RLHF suffers from the credit assignment problem over long sequences, where delayed rewards make it challenging for the model to discern which actions contributed to preferred outcomes. This hinders learning efficiency and slows convergence.In this paper, we propose MA-RLHF, a simple yet effective RLHF framework that incorporates macro actions --- sequences of tokens or higher-level language constructs --- into the learning process. By operating at higher level of abstraction, our approach reduces the temporal distance between actions and rewards, facilitating faster and more accurate credit assignment. This results in more stable policy gradient estimates and enhances learning efficiency within each episode, all without increasing computational complexity during training or inference. We validate our approach through extensive experiments across various model sizes and tasks, including text summarization, dialogue generation, question answering, and program synthesis. Our method achieves substantial performance improvements over standard RLHF, with performance gains of up to 30\% in text summarization and code generation, 18\% in dialogue, and 8\% in question answering tasks. Notably, our approach reaches parity with vanilla RLHF $1.7 \sim 2$ times faster in terms of training time and continues to outperform it with further training. We make our code and data publicly available at \url{https://github.com/ernie-research/MA-RLHF}.

Large language models (LLMs) are expensive to deploy. Parameter sharing offers a possible path towards reducing their size and cost, but its effectiveness in modern LLMs remains fairly limited. In this work, we revisit "layer tying" as form of parameter sharing in Transformers, and introduce novel methods for converting existing LLMs into smaller "Recursive Transformers" that share parameters across layers, with minimal loss of performance. Here, our Recursive Transformers are efficiently initialized from standard pretrained Transformers, but only use a single block of unique layers that is then repeated multiple times in a loop. We further improve performance by introducing Relaxed Recursive Transformers that add flexibility to the layer tying constraint via depth-wise low-rank adaptation (LoRA) modules, yet still preserve the compactness of the overall model. We show that our recursive models (e.g., recursive Gemma 1B) outperform both similar-sized vanilla pretrained models (such as TinyLlama 1.1B and Pythia 1B) and knowledge distillation baselines---and can even recover most of the performance of the original "full-size" model (e.g., Gemma 2B with no shared parameters). Finally, we propose Continuous Depth-wise Batching, a promising new inference paradigm enabled by the Recursive Transformer when paired with early exiting. In a theoretical analysis, we show that this has the potential to lead to significant (2-3$\times$) gains in inference throughput.

In the era of large language models (LLMs), detecting pretraining data has been increasingly important due to concerns about fair evaluation and ethical risks. Current methods differentiate members and non-members by designing scoring functions, like Perplexity and Min-k%. However, the diversity and complexity of training data magnifies the difficulty of distinguishing, leading to suboptimal performance in detecting pretraining data. In this paper, we first explore the benefits of unseen data, which can be easily collected after the release of the LLM. We find that the perplexities of LLMs shift differently for members and non-members, after fine-tuning with a small amount of previously unseen data. In light of this, we introduce a novel and effective method termed Fine-tuned Score Deviation (FSD), which improves the performance of current scoring functions for pretraining data detection. In particular, we propose to measure the deviation distance of current scores after fine-tuning on a small amount of unseen data within the same domain. In effect, using a few unseen data can largely decrease the scores of all non-members, leading to a larger deviation distance than members. Extensive experiments demonstrate the effectiveness of our method, significantly improving the AUC score on common benchmark datasets across various models.

Post-training Large Language Models (LLMs) with explicit reasoning trajectories can enhance their reasoning abilities. However, acquiring such high-quality trajectory data typically demands meticulous supervision from humans or superior models, which can be either expensive or license-constrained. In this paper, we explore how far an LLM can improve its reasoning by self-synthesizing reasoning paths as training data without any additional supervision. Existing self-synthesizing methods, such as STaR, suffer from poor generalization to out-of-domain (OOD) reasoning tasks. We hypothesize it is due to that their self-synthesized reasoning paths are too task-specific, lacking general task-agnostic reasoning guidance. To address this, we propose Reasoning Generalist via Self-Improvement (ReGenesis), a method to self-synthesize reasoning paths as post-training data by progressing from abstract to concrete. More specifically, ReGenesis self-synthesizes reasoning paths by converting general reasoning guidelines into task-specific ones, generating reasoning structures, and subsequently transforming these structures into reasoning paths, without the need for human-designed task-specific examples used in existing methods. We show that ReGenesis achieves superior performance on all in-domain and OOD settings tested compared to existing methods. For six OOD tasks specifically, while previous methods exhibited an average performance decrease of approximately 4.6% after post training, ReGenesis delivers around 6.1% performance improvement. We also conduct an in-depth analysis of our framework and show ReGenesis is effective across various language models and design choices.

Fine-tuned large language models (LLMs) often exhibit overconfidence, particularly when trained on small datasets, resulting in poor calibration and inaccurate uncertainty estimates. Evidential Deep Learning (EDL), an uncertainty-aware approach, enables uncertainty estimation in a single forward pass, making it a promising method for calibrating fine-tuned LLMs. However, despite its computational efficiency, EDL is prone to overfitting, as its training objective can result in overly concentrated probability distributions. To mitigate this, we propose regularizing EDL by incorporating an information bottleneck (IB). Our approach IB-EDL suppresses spurious information in the evidence generated by the model and encourages truly predictive information to influence both the predictions and uncertainty estimates. Extensive experiments across various fine-tuned LLMs and tasks demonstrate that IB-EDL outperforms both existing EDL and non-EDL approaches. By improving the trustworthiness of LLMs, IB-EDL facilitates their broader adoption in domains requiring high levels of confidence calibration.

Evaluating the response quality of large language models (LLMs) for open-ended questions poses a significant challenge, especially given the subjectivity and multi-dimensionality of "quality" in natural language generation. Existing LLM evaluators often neglect that different scenarios require distinct evaluation criteria. In this work, we propose SaMer, a scenario-aware multi-dimensional evaluator designed to provide both overall and fine-grained assessments of LLM-generated responses. Unlike fixed-dimension evaluation approaches, SaMer adapts to different scenarios by automatically identifying and prioritizing relevant evaluation dimensions tailored to the given query. To achieve this, we construct a large-scale fine-grained preference dataset spanning multiple real-world scenarios, each with distinct evaluation dimensions. We then leverage a text embedding model combined with three specialized heads to predict the appropriate evaluation dimensions and corresponding scores, as well as the respective weights that contribute to the overall score. The resulting model offers fine-grained and interpretable evaluations and shows robust adaptability across diverse scenarios. Extensive experiments on eight single rating and pairwise comparison datasets demonstrate that SaMer outperforms existing baselines in a variety of evaluation tasks, showcasing its robustness, versatility, and generalizability.

As the modern tools of choice for text understanding and generation, large language models (LLMs) are expected to accurately output answers by leveraging the input context.This requires LLMs to possess both context-faithfulness and factual accuracy.While extensive efforts aim to reduce hallucinations through factuality enhancement methods, they also pose risks of hindering context-faithfulness, as factuality enhancement can lead LLMs to become overly confident in their parametric knowledge, causing them to overlook the relevant input context.In this work, we argue that current factuality enhancement methods can significantly undermine the context-faithfulness of LLMs.We first revisit the current factuality enhancement methods and evaluate their effectiveness in enhancing factual accuracy.Next, we evaluate their performance on knowledge editing tasks to assess the potential impact on context-faithfulness.The experimental results reveal that while these methods may yield inconsistent improvements in factual accuracy, they also cause a more severe decline in context-faithfulness, with the largest decrease reaching a striking 69.7\%.To explain these declines, we analyze the hidden states and logit distributions for the tokens representing new knowledge and parametric knowledge respectively, highlighting the limitations of current approaches.Our finding highlights the complex trade-offs inherent in enhancing LLMs.Therefore, we recommend that more research on LLMs' factuality enhancement make efforts to reduce the sacrifice of context-faithfulness.

Storing open-source fine-tuned models separately introduces redundancy and increases response times in applications utilizing multiple models. Delta-parameter pruning (DPP), particularly the random drop and rescale (DARE) method proposed by Yu et al., addresses this by pruning the majority of delta parameters—the differences between fine-tuned and pre-trained model weights—while typically maintaining minimal performance loss. However, DARE fails when either the pruning rate or the magnitude of the delta parameters is large. We highlight two key reasons for this failure: (1) an excessively large rescaling factor as pruning rates increase, and (2) high mean and variance in the delta parameters. To push DARE’s limits, we introduce DAREx (DARE the eXtreme), which features two algorithmic improvements: (1) DAREx-q, a rescaling factor modification that significantly boosts performance at high pruning rates (e.g., > 30% on COLA and SST2 for encoder models, with even greater gains in decoder models), and (2) DAREx-L2, which combines DARE with AdamR, an in-training method that applies appropriate delta regularization before DPP. We also demonstrate that DAREx-q can be seamlessly combined with vanilla parameter-efficient fine-tuning techniques like LoRA and can facilitate structural DPP. Additionally, we revisit the application of importance-based pruning techniques within DPP, demonstrating that they outperform random-based methods when delta parameters are large. Through this comprehensive study, we develop a pipeline for selecting the most appropriate DPP method under various practical scenarios.

Disentangling polysemantic neurons is at the core of many current approaches to interpretability of large language models. Here we attempt to study how disentanglement can be used to understand performance, particularly under weight sparsity, a leading post-training optimization technique. We suggest a novel measure for estimating neuronal entanglement: the Wasserstein distance of a neuron's output distribution to a Gaussian. Moreover, we show the existence of a small number of highly entangled "Wasserstein Neurons" in each linear layer of an LLM, characterized by their highly non-Gaussian output distributions, their role in mapping similar inputs to dissimilar outputs, and their significant impact on model accuracy. To study these phenomena, we propose a new experimental framework for disentangling polysemantic neurons. Our framework separates each layer's inputs to create a mixture of experts where each neuron's output is computed by a mixture of neurons of lower Wasserstein distance, each better at maintaining accuracy when sparsified without retraining. We provide strong evidence that this is because the mixture of sparse experts is effectively disentangling the input-output relationship of individual neurons, in particular the difficult Wasserstein neurons.

We introduce a novel masked pre-training technique for graph neural networks (GNNs) applied to computational fluid dynamics (CFD) problems. By randomly masking up to 40\% of input mesh nodes during pre-training, we force the model to learn robust representations of complex fluid dynamics. We pair this masking strategy with an asymmetric encoder-decoder architecture and gated multi-layer perceptrons to further enhance performance. The proposed method achieves state-of-the-art results on seven CFD datasets, including a new challenging dataset of 3D intracranial aneurysm simulations with over 250,000 nodes per mesh. Moreover, it significantly improves model performance and training efficiency across such diverse range of fluid simulation tasks. We demonstrate improvements of up to 60\% in long-term prediction accuracy compared to previous best models, while maintaining similar computational costs. Notably, our approach enables effective pre-training on multiple datasets simultaneously, significantly reducing the time and data required to achieve high performance on new tasks.Through extensive ablation studies, we provide insights into the optimal masking ratio, architectural choices, and training strategies.

We present a novel approach to calibrating linguistic expressions of certainty, e.g., "Maybe" and "Likely". Unlike prior work that assigns a single score to each certainty phrase, we model uncertainty as distributions over the simplex to capture their semantics more accurately. To accommodate this new representation of certainty, we generalize existing measures of miscalibration and introduce a novel post-hoc calibration method. Leveraging these tools, we analyze the calibration of both humans (e.g., radiologists) and computational models (e.g., language models) and provide interpretable suggestions to improve their calibration.

This paper introduces Quantum-PEFT that leverages quantum computations for parameter-efficient fine-tuning (PEFT). Unlike other additive PEFT methods, such as low-rank adaptation (LoRA), Quantum-PEFT exploits an underlying full-rank yet surprisingly parameter efficient quantum unitary parameterization. With the use of Pauli parameterization, the number of trainable parameters grows only logarithmically with the ambient dimension, as opposed to linearly as in LoRA-based PEFT methods. Quantum-PEFT achieves vanishingly smaller number of trainable parameters than the lowest-rank LoRA as dimensions grow, enhancing parameter efficiency while maintaining a competitive performance. We apply Quantum-PEFT to several transfer learning benchmarks in language and vision, demonstrating significant advantages in parameter efficiency.

Large language models have shown remarkable reasoning abilities and scaling laws suggest that large parameter count, especially along the depth axis, is the primary driver. In this work, we make a stronger claim --- many reasoning problems require a large depth but not necessarily many parameters. This unlocks a novel application of looped models for reasoning. Firstly, we show that for many synthetic reasoning problems like addition, $p$-hop induction, and math problems, a $k$-layer transformer looped $L$ times nearly matches the performance of a $kL$-layer non-looped model, and is significantly better than a $k$-layer model. This is further corroborated by theoretical results showing that many such reasoning problems can be solved via iterative algorithms, and thus, can be solved effectively using looped models with nearly optimal depth. Perhaps surprisingly, these benefits also translate to practical settings of language modeling --- on many downstream reasoning tasks, a language model with $k$-layers looped $L$ times can be competitive to, if not better than, a $kL$-layer language model. In fact, our empirical analysis reveals an intriguing phenomenon: looped and non-looped models exhibit scaling behavior that depends on their effective depth, akin to the inference-time scaling of chain-of-thought (CoT) reasoning. We further elucidate the connection to CoT reasoning by proving that looped models implicitly generate latent thoughts and can simulate $T$ steps of CoT with $T$ loops. Inspired by these findings, we also present an interesting dichotomy between reasoning and memorization, and design a looping-based regularization that is effective on both fronts.

We present UniDetox, a universally applicable method designed to mitigate toxicity across various large language models (LLMs).Previous detoxification methods are typically model-specific, addressing only individual models or model families, and require careful hyperparameter tuning due to the trade-off between detoxification efficacy and language modeling performance. In contrast, UniDetox provides a detoxification technique that can be universally applied to a wide range of LLMs without the need for separate model-specific tuning. Specifically, we propose a novel and efficient dataset distillation technique for detoxification using contrastive decoding. This approach distills detoxifying representations in the form of synthetic text data, enabling universal detoxification of any LLM through fine-tuning with the distilled text. Our experiments demonstrate that the detoxifying text distilled from GPT-2 can effectively detoxify larger models, including OPT, Falcon, and LLaMA-2. Furthermore, UniDetox eliminates the need for separate hyperparameter tuning for each model, as a single hyperparameter configuration can be seamlessly applied across different models. Additionally, analysis of the detoxifying text reveals a reduction in politically biased content, providing insights into the attributes necessary for effective detoxification of LLMs.

State space models (SSMs) have emerged as an efficient alternative to Transformer models for language modeling, offering linear computational complexity and constant memory usage as context length increases. However, despite their efficiency in handling long contexts, recent studies have shown that SSMs, such as Mamba models, generally underperform compared to Transformers in long-context understanding tasks. To address this significant shortfall and achieve both efficient and accurate long-context understanding, we propose LongMamba, a training-free technique that significantly enhances the long-context capabilities of Mamba models. LongMamba builds on our discovery that the hidden channels in Mamba can be categorized into local and global channels based on their receptive field lengths, with global channels primarily responsible for long-context capability. These global channels can become the key bottleneck as the input context lengthens. Specifically, when input lengths largely exceed the training sequence length, global channels exhibit limitations in adaptively extend their receptive fields, leading to Mamba’s poor long-context performance. The key idea of LongMamba is to mitigate the hidden state memory decay in these global channels by preventing the accumulation of unimportant tokens in their memory. This is achieved by first identifying critical tokens in the global channels and then applying token filtering to accumulate only those critical tokens. Through extensive benchmarking across synthetic and real-world long-context scenarios, LongMamba sets a new standard for Mamba’s long-context performance, significantly extending its operational range without requiring additional training. Our code is available at https://github.com/GATECH-EIC/LongMamba.

Traditional reinforcement learning and planning require a lot of data and training to develop effective strategies. On the other hand, large language models (LLMs) can generalize well and perform tasks without prior training but struggle with complex planning and decision-making. We introduce STRATEGIST, a new approach that combines the strengths of both methods. It uses LLMs to generate and update high-level strategies in text form, while a Monte Carlo Tree Search (MCTS) algorithm refines and executes them. STRATEGIST is a general framework that optimizes strategies through self-play simulations without requiring any training data. We test STRATEGIST in competitive, multi-turn games with partial information, such as Game of Pure Strategy (GOPS) and The Resistance: Avalon, a multi-agent hidden-identity discussion game. Our results show that STRATEGIST-based agents outperform traditional reinforcement learning models, other LLM-based methods, and existing LLM agents while achieving performance levels comparable to human players.

The use of Large Language Models (LLMs) in climate science has recently gained significant attention. However, a critical issue remains: the lack of a comprehensive evaluation framework capable of assessing the quality and scientific validity of model outputs. To address this issue, we develop ClimaGen (Climate QA Generator), an adaptive learning framework that generates question-answer pairs from graduate textbooks with climate scientists in the loop. As a result, we present ClimaQA-Gold, an expert-annotated benchmark dataset alongside ClimaQA-Silver, a large-scale, comprehensive synthetic QA dataset for climate science. Finally, we develop evaluation strategies and compare different LLMs on our benchmarks. Our results offer novel insights into various approaches used to enhance knowledge of climate LLMs. ClimaQA’s source code is publicly available at https://github.com/Rose-STL-Lab/genie-climaqa

The Mixture of Experts (MoE) architecture reduces the training and inference cost significantly compared to a dense model of equivalent capacity. Upcycling is an approach that initializes and trains an MoE model using a pre-trained dense model. While upcycling leads to initial performance gains, the training progresses slower than when trained from scratch, leading to suboptimal performance in the long term. We propose Drop-Upcycling - a method that effectively addresses this problem. Drop-Upcycling combines two seemingly contradictory approaches: utilizing the knowledge of pre-trained dense models while statistically re-initializing some parts of the weights. This approach strategically promotes expert specialization, significantly enhancing the MoE model's efficiency in knowledge acquisition. Extensive large-scale experiments demonstrate that Drop-Upcycling significantly outperforms previous MoE construction methods in the long term, specifically when training on hundreds of billions of tokens or more.As a result, our MoE model with 5.9B active parameters achieves comparable performance to a 13B dense model in the same model family, while requiring approximately 1/4 of the training FLOPs.All experimental resources, including source code, training data, model checkpoints and logs, are publicly available to promote reproducibility and future research on MoE.

Direct preference optimization (DPO), a widely adopted offline preference optimization algorithm, aims to align large language models (LLMs) with human-desired behaviors using pairwise preference data. However, the generation of the winning response and the losing response within pairwise data are typically isolated, leading to weak correlations between them as well as suboptimal alignment performance. To address this issue, we propose an effective framework for Bridging and Modeling Correlations in pairwise data, named BMC. Firstly, we increase the consistency and informativeness of the pairwise preference signals through targeted modifications, synthesizing a pseudo-winning response by improving the losing response with the winning response as a reference. Secondly, we identify that DPO alone is insufficient to model these correlations and capture nuanced variations. Therefore, we propose learning token-level correlations by dynamically leveraging the policy model's confidence during training. Comprehensive experiments on QA, math, and instruction-following tasks demonstrate the effectiveness of our approach, significantly surpassing competitive baselines, including DPO. Additionally, our in-depth quantitative analysis reveals the reasons behind our method's superior performance over DPO and showcases its versatility to other DPO variants.

Offline Safe Reinforcement Learning (RL) seeks to address safety constraints by learning from static datasets and restricting exploration. However, these approaches heavily rely on the dataset and struggle to generalize to unseen scenarios safely. In this paper, we aim to improve safety during the deployment of vision-based robotic tasks through online fine-tuning an offline pretrained policy. To facilitate effective fine-tuning, we introduce model-based RL, which is known for its data efficiency. Specifically, our method employs in-sample optimization to improve offline training efficiency while incorporating reachability guidance to ensure safety. After obtaining an offline safe policy, a safe policy expansion approach is leveraged for online fine-tuning. The performance of our method is validated on simulation benchmarks with five vision-only tasks and through real-world robot deployment using limited data. It demonstrates that our approach significantly improves the generalization of offline policies to unseen safety-constrained scenarios. To the best of our knowledge, this is the first work to explore offline-to-online RL for safe generalization tasks. The videos are available at https://sunlighted.github.io/fosp_web/.

The rapid development of AI highlights the pressing need for sustainable energy, a critical global challenge for decades. Nuclear fusion, generally seen as a promising solution, has been the focus of intensive research for nearly a century, with investments reaching hundreds of billions of dollars. Recent advancements in Inertial Confinement Fusion (ICF) have drawn significant attention to fusion research, in which Laser-Plasma Interaction (LPI) is critical for ensuring fusion stability and efficiency. However, the complexity of LPI makes analytical approaches impractical, leaving researchers dependent on extremely computationally intensive Particle-in-Cell (PIC) simulations to generate data, posing a significant bottleneck to the advancement of fusion research. In response, this work introduces Diff-PIC, a novel framework that leverages conditional diffusion models as a computationally efficient alternative to PIC simulations for generating high-fidelity scientific LPI data. In this work, physical patterns captured by PIC simulations are distilled into diffusion models associated with two tailored enhancements: (1) To effectively capture the complex relationships between physical parameters and their corresponding outcomes, the parameters are encoded in a physically informed manner. (2) To further enhance efficiency while maintaining physical validity, the rectified flow technique is employed to transform our model into a one-step conditional diffusion model. Experimental results show that Diff-PIC achieves a $\sim$16,200$\times$ speedup compared to traditional PIC on a 100 picosecond simulation, while delivering superior accuracy compared to other data generation approaches.

Prior parameter-efficient fine-tuning (PEFT) algorithms reduce memory usage and computational costs of fine-tuning large neural network models by training only a few additional adapter parameters, rather than the entire model. However, the reduction in computational costs due to PEFT does not necessarily translate to a reduction in training time; although the computational costs of the adapter layers are much smaller than the pretrained layers, it is well known that those two types of layers are processed sequentially on GPUs, resulting in significant latency overhead. LoRA and its variants avoid this latency overhead by merging the low-rank adapter matrices with the pretrained weights during inference. However, those layers cannot be merged during training since the pretrained weights must remain frozen while the low-rank adapter matrices are updated continuously over the course of training. Furthermore, LoRA and its variants do not reduce activation memory, as the first low-rank adapter matrix still requires the input activations to the pretrained weights to compute weight gradients. To mitigate this issue, we propose Partial Connection Adaptation (PaCA), which fine-tunes randomly selected partial connections within the pretrained weights instead of introducing adapter layers in the model. PaCA not only enhances training speed by eliminating the time overhead due to the sequential processing of the adapter and pretrained layers but also reduces activation memory since only partial activations, rather than full activations, need to be stored for gradient computation. Compared to LoRA, PaCA reduces training time by 22% and total memory usage by 16%, while maintaining comparable accuracy across various fine-tuning scenarios, such as fine-tuning on the MMLU dataset and instruction tuning on the Oasst1 dataset. PaCA can also be combined with quantization, enabling the fine-tuning of large models such as LLaMA3.1-70B. In addition, PaCA enables training with 23% longer sequence and improves throughput by 16\% on both NVIDIA A100 GPU and INTEL Gaudi2 HPU compared to LoRA. The code is available at https://github.com/WooSunghyeon/paca.

With the rise of large language models (LLMs), increasing research has recognizedtheir risk of leaking personally identifiable information (PII) under maliciousattacks. Although efforts have been made to protect PII in LLMs, existing methodsstruggle to balance privacy protection with maintaining model utility. In this paper,inspired by studies of amnesia in cognitive science, we propose a novel approach,Proactive Privacy Amnesia (PPA), to safeguard PII in LLMs while preserving theirutility. This mechanism works by actively identifying and forgetting key memoriesmost closely associated with PII in sequences, followed by a memory implantingusing suitable substitute memories to maintain the LLM’s functionality. We conductevaluations across multiple models to protect common PII, such as phone numbersand physical addresses, against prevalent PII-targeted attacks, demonstrating thesuperiority of our method compared with other existing defensive techniques. Theresults show that our PPA method completely eliminates the risk of phone numberexposure by 100% and significantly reduces the risk of physical address exposureby 9.8% – 87.6%, all while maintaining comparable model utility performance.

We introduce DRESS, a novel approach for generating stylized large language model (LLM) responses through representation editing. Existing methods like prompting and fine-tuning are either insufficient for complex style adaptation or computationally expensive, particularly in tasks like NPC creation or character role-playing. Our approach leverages the over-parameterized nature of LLMs to disentangle a style-relevant subspace within the model's representation space to conduct representation editing, ensuring a minimal impact on the original semantics. By applying adaptive editing strengths, we dynamically adjust the steering vectors in the style subspace to maintain both stylistic fidelity and semantic integrity. We develop two stylized QA benchmark datasets to validate the effectiveness of DRESS, and the results demonstrate significant improvements compared to baseline methods such as prompting and ITI. In short, DRESS is a lightweight, train-free solution for enhancing LLMs with flexible and effective style control, making it particularly useful for developing stylized conversational agents. Codes and benchmark datasets are available at https://github.com/ArthurLeoM/DRESS-LLM.

Exceptional mathematical reasoning ability is one of the key features that demonstrate the power of large language models (LLMs). How to comprehensively define and evaluate the mathematical abilities of LLMs, and even reflect the user experience in real-world scenarios, has emerged as a critical issue. Current benchmarks predominantly concentrate on problem-solving capabilities, presenting a substantial risk of model overfitting and fails to accurately measure the genuine mathematical reasoning abilities. In this paper, we argue that if a model really understands a problem, it should be robustly and readily applied across a diverse array of tasks. To this end, we introduce MathCheck, a well-designed checklist for testing task generalization and reasoning robustness, as well as an automatic tool to generate checklists efficiently. MathCheck includes multiple mathematical reasoning tasks and robustness tests to facilitate a comprehensive evaluation of both mathematical reasoning ability and behavior testing. Utilizing MathCheck, we develop MathCheck-GSM and MathCheck-GEO to assess mathematical textual reasoning and multi-modal reasoning capabilities, respectively, serving as upgraded versions of benchmarks including GSM8k, GeoQA, UniGeo, and Geometry3K. We adopt MathCheck-GSM and MathCheck-GEO to evaluate over 26 LLMs and 17 multi-modal LLMs, assessing their comprehensive mathematical reasoning abilities. Our results demonstrate that while frontier LLMs like GPT-4o continue to excel in various abilities on the checklist, many other model families exhibit a significant decline. Further experiments indicate that, compared to traditional math benchmarks, MathCheck better reflects true mathematical abilities and represents mathematical intelligence more linearly, thereby supporting our design. Using MathCheck, we can also efficiently conduct informative behavior analysis to deeply investigate models. Finally, we show that our proposed checklist paradigm can easily extend to other reasoning tasks for their comprehensive evaluation.

In recent years, there has been increasing attention on the capabilities of large-scale models, particularly in handling complex tasks that small-scale models are unable to perform. Notably, large language models (LLMs) have demonstrated ``intelligent'' abilities such as complex reasoning and abstract language comprehension, reflecting cognitive-like behaviors. However, current research on emergent abilities in large models predominantly focuses on the relationship between model performance and size, leaving a significant gap in the systematic quantitative analysis of the internal structures and mechanisms driving these emergent abilities. Drawing inspiration from neuroscience research on brain network structure and self-organization, we propose (i) a general network representation of large models, (ii) a new analytical framework — Neuron-based Multifractal Analysis (NeuroMFA) - for structural analysis, and (iii) a novel structure-based metric as a proxy for emergent abilities of large models. By linking structural features to the capabilities of large models, NeuroMFA provides a quantitative framework for analyzing emergent phenomena in large models. Our experiments show that the proposed method yields a comprehensive measure of the network's evolving heterogeneity and organization, offering theoretical foundations and a new perspective for investigating emergence in large models.

Synthetic data augmentation via Large Language Models (LLMs) allows researchers to leverage additional training data, thus enhancing the performance of downstream tasks, especially when real-world data is scarce. However, the generated data can deviate from the real-world data, and this misalignment can bring about deficient results while applying the trained model to applications. Therefore, we proposed efficient weighted-loss approaches to align synthetic data with real-world distribution by emphasizing high-quality and diversified data generated by LLMs using merely a tiny amount of real-world data. We empirically assessed the effectiveness of our methods on multiple text classification tasks, and the results showed that leveraging our approaches on a BERT-level model robustly outperformed standard cross-entropy and other data weighting approaches, providing potential solutions to effectively leveraging synthetic data from any suitable data generator.

Specialist language models (LMs) focus on a specific task or domain on which they often outperform generalist LMs of the same size. However, the specialist data needed to pretrain these models is only available in limited amount for most tasks. In this work, we build specialist models from large generalist training sets instead. We adjust the training distribution of the generalist data with guidance from the limited domain-specific data. We explore several approaches, with clustered importance sampling standing out. This method clusters the generalist dataset and samples from these clusters based on their frequencies in the smaller specialist dataset. It is scalable, suitable for pretraining and continued pretraining, it works well in multi-task settings. Our findings demonstrate improvements across different domains in terms of language modeling perplexity and accuracy on multiple-choice question tasks. We also present ablation studies that examine the impact of dataset sizes, clustering configurations, and model sizes.

In-Context Learning (ICL) has emerged as a pivotal capability of auto-regressive large language models, yet it is hindered by a notable sensitivity to the ordering of context examples regardless of their mutual independence. To address this issue, recent studies have introduced several variant algorithms of ICL that achieve permutation invariance. However, many of these do not exhibit comparable performance with the standard auto-regressive ICL algorithm. In this work, we identify two crucial elements in the design of an invariant ICL algorithm: information non-leakage and context interdependence, which are not simultaneously achieved by any of the existing methods. These investigations lead us to the proposed \emph{Invariant ICL (InvICL)}, a methodology designed to achieve invariance in ICL while ensuring the two properties. Empirically, our findings reveal that InvICL surpasses previous models, both invariant and non-invariant, in most benchmark datasets, showcasing superior generalization capabilities across varying input lengths. Code is available at https://github.com/PKU-ML/InvICL.

Multimodal foundation models (MMFMs) play a crucial role in various applications, including autonomous driving, healthcare, and virtual assistants. However, several studies have revealed vulnerabilities in these models, such as generating unsafe content by text-to-image models. Existing benchmarks on multimodal models either predominantly assess the helpfulness of these models, or only focus on limited perspectives such as fairness and privacy. In this paper, we present the first unified platform, MMDT (Multimodal DecodingTrust), designed to provide a comprehensive safety and trustworthiness evaluation for MMFMs. Our platform assesses models from multiple perspectives, including safety, hallucination, fairness/bias, privacy, adversarial robustness, and out-of-distribution (OOD) generalization. We have designed various evaluation scenarios and red teaming algorithms under different tasks for each perspective to generate challenging data, forming a high-quality benchmark. We evaluate a range of multimodal models using MMDT, and our findings reveal a series of vulnerabilities and areas for improvement across these perspectives. This work introduces the first comprehensive and unique safety and trustworthiness evaluation platform for MMFMs, paving the way for developing safer and more reliable MMFMs and systems. Our platform and benchmark are available at https://mmdecodingtrust.github.io/.

Large language models (LLMs) have transformed natural language processing, with frameworks like Chatbot Arena providing pioneering platforms for evaluating these models. By facilitating millions of pairwise comparisons based on human judgments, Chatbot Arena has become a cornerstone in LLM evaluation, offering rich datasets for ranking models in open-ended conversational tasks. Building upon this foundation, we propose a statistical framework that incorporates key advancements to address specific challenges in pairwise comparison analysis. First, we introduce a factored tie model that enhances the ability to handle ties—an integral aspect of human-judged comparisons—significantly improving the model's fit to observed data. Second, we extend the framework to model covariance between competitors, enabling deeper insights into performance relationships and facilitating intuitive groupings into performance tiers. Third, we resolve optimization challenges arising from parameter non-uniqueness by introducing novel constraints, ensuring stable and interpretable parameter estimation. Through rigorous evaluation and extensive experimentation, our framework demonstrates substantial improvements over existing methods in modeling pairwise comparison data. To support reproducibility and practical adoption, we release leaderbot, an open-source Python package implementing our models and analyses.

The site conditions that make astronomical observatories in space and on the ground so desirable---cold and dark---demand a physical remoteness that leads to limited data transmission capabilities. Such transmission limitations directly bottleneck the amount of data acquired and in an era of costly modern observatories, any improvements in lossless data compression has the potential scale to billions of dollars worth of additional science that can be accomplished on the same instrument. Traditional lossless methods for compressing astrophysical data are manually designed. Neural data compression, on the other hand, holds the promise of learning compression algorithms end-to-end from data and outperforming classical techniques by leveraging the unique spatial, temporal, and wavelength structures of astronomical images. This paper introduces AstroCompress: a neural compression challenge for astrophysics data, featuring four new datasets (and one legacy dataset) with 16-bit unsigned integer imaging data in various modes: space-based, ground-based, multi-wavelength, and time-series imaging. We provide code to easily access the data and benchmark seven lossless compression methods (three neural and four non-neural, including all practical state-of-the-art algorithms).Our results on lossless compression indicate that lossless neural compression techniques can enhance data collection at observatories, and provide guidance on the adoption of neural compression in scientific applications. Though the scope of this paper is restricted to lossless compression, we also comment on the potential exploration of lossy compression methods in future studies.

Outliers have been widely observed in Large Language Models (LLMs), significantly impacting model performance and posing challenges for model compression. Understanding the functionality and formation mechanisms of these outliers is critically important. Existing works, however, largely focus on reducing the impact of outliers from an algorithmic perspective, lacking an in-depth investigation into their causes and roles. In this work, we provide a detailed analysis of the formation process, underlying causes, and functions of outliers in LLMs. We define and categorize three types of outliers—activation outliers, weight outliers, and attention outliers—and analyze their distributions across different dimensions, uncovering inherent connections between their occurrences and their ultimate influence on the attention mechanism. Based on these observations, we hypothesize and explore the mechanisms by which these outliers arise and function, demonstrating through theoretical derivations and experiments that they emerge due to the self-attention mechanism's softmax operation. These outliers act as implicit context-aware scaling factors within the attention mechanism. As these outliers stem from systematic influences, we term them systematic outliers. Our study not only enhances the understanding of Transformer-based LLMs but also shows that structurally eliminating outliers can accelerate convergence and improve model compression. The code is avilable at \url{https://github.com/an-yongqi/systematic-outliers}.

Large Language Models (LLMs) have shown immense potential in enhancing various aspects of our daily lives, from conversational AI to search and AI assistants. However, their growing capabilities come at the cost of extremely large model sizes, making deployment on edge devices challenging due to memory and computational constraints. This paper introduces a novel approach to LLM weight pruning that directly optimizes for approximating the attention matrix, a core component of transformer architectures. Unlike existing methods that focus on linear approximations, our approach accounts for the non-linear nature of the Softmax attention mechanism. We provide theoretical guarantees for the convergence of our Gradient Descent-based optimization method to a near-optimal pruning mask solution. Our empirical results demonstrate the effectiveness of our non-linear pruning approach in maintaining model performance while significantly reducing computational costs, which is beyond the current state-of-the-art methods, i.e., SparseGPT and Wanda, by a large margin. This work establishes a new theoretical foundation for pruning algorithm design in LLMs, potentially paving the way for more efficient LLM inference on resource-constrained devices.

Automatic LLM benchmarks, such as AlpacaEval 2.0, Arena-Hard-Auto, and MT-Bench, have become popular for evaluating language models due to their cost-effectiveness and scalability compared to human evaluation. Achieving high win rates on these benchmarks can significantly boost the promotional impact of newly released language models. This promotional benefit may motivate tricks, such as manipulating model output length or style to game win rates, even though several mechanisms have been developed to control length and disentangle style to reduce gameability. Nonetheless, we show that even a **"null model"** that always outputs a **constant** response (*irrelevant to input instructions*) can cheat automatic benchmarks and achieve top-ranked win rates: an $86.5\\%$ LC win rate on AlpacaEval 2.0; an $83.0$ score on Arena-Hard-Auto; and a $9.55$ score on MT-Bench. Moreover, the crafted cheating outputs are **transferable** because we assume that the instructions of these benchmarks (e.g., $805$ samples of AlpacaEval 2.0) are *private* and cannot be accessed. While our experiments are primarily proof-of-concept, an adversary could use LLMs to generate more imperceptible cheating responses, unethically benefiting from high win rates and promotional impact. Our findings call for the development of anti-cheating mechanisms for reliable automatic benchmarks. The code is available at https://github.com/sail-sg/Cheating-LLM-Benchmarks.

Fine-tuning language models (LMs) with the standard Adam optimizer often demands excessive memory, limiting accessibility. The ``in-place'' version of Stochastic Gradient Descent (IP-SGD) and Memory-Efficient Zeroth-order Optimizer (MeZO) have been proposed as solutions to improve memory efficiency. However, IP-SGD still requires a decent amount of memory, and MeZO suffers from slow convergence and degraded final performance due to its zeroth-order nature. This paper introduces Addax, a novel method that improves both memory efficiency and algorithm performance of IP-SGD by integrating it with MeZO. Specifically, Addax computes the zeroth-order or first-order gradient of the data points in the minibatch based on their memory consumption and combines zeroth- and first-order gradient estimates to obtain the updated direction in each step.By computing the zeroth-order order gradient of data points that require more memory and the first-order gradient of the ones that require less memory, Addax overcomes the slow convergence of MeZO and excessive memory requirement of IP-SGD. Additionally, the zeroth-order gradient acts as a regularizer for the first-order gradient, further enhancing the model's final performance.Theoretically, we establish the convergence of Addax under mild assumptions, demonstrating faster convergence and less restrictive hyper-parameter choices than MeZO. Our extensive experiments with diverse LMs and tasks show that Addax consistently outperforms MeZO in terms of accuracy and convergence speed, while having a comparable memory footprint. In particular, our experiments using one A100 GPU on OPT-13B model reveal that, on average, Addax outperforms MeZO in terms of accuracy/F1 score by 14%, and runs $15\times$ faster, while having a comparable memory footprint to MeZO. In our experiments on the larger OPT-30B model, on average, Addax outperforms MeZO in terms of accuracy/F1 score by >16% and runs $30\times$ faster on a single H100 GPU. Moreover, Addax surpasses the performance of standard fine-tuning approaches, such as IP-SGD and Adam, in most tasks in terms of Accuracy/F1 score with significantly less memory requirement.

Tokenization is a fundamental step in natural language processing, breaking text into units that computational models can process. While learned subword tokenizers have become the de-facto standard, they present challenges such as large vocabularies, limited adaptability to new domains or languages, and sensitivity to spelling errors and variations. To overcome these limitations, we investigate a hierarchical architecture for autoregressive language modelling that combines character-level and word-level processing. It employs a lightweight character-level encoder to convert character sequences into word embeddings, which are then processed by a word-level backbone model and decoded back into characters via a compact character-level decoder. This method retains the sequence compression benefits of word-level tokenization without relying on a rigid, predefined vocabulary. We demonstrate, at scales up to 7 billion parameters, that hierarchical transformers match the downstream task performance of subword-tokenizer-based models while exhibiting significantly greater robustness to input perturbations. Additionally, during continued pretraining on an out-of-domain language, our model trains almost twice as fast, achieves superior performance on the target language, and retains more of its previously learned knowledge. Hierarchical transformers pave the way for NLP systems that are more robust, flexible, and generalizable across languages and domains.

We introduce LLaVA-MoD, a novel framework designed to enable the efficient training of small-scale Multimodal Language Models ($s$-MLLM) distilling knowledge from large-scale MLLM ($l$-MLLM). Our approach tackles two fundamental challenges in MLLM distillation. First, we optimize the network structure of $s$-MLLM by integrating a sparse Mixture of Experts (MoE) architecture into the language model, striking a balance between computational efficiency and model expressiveness. Second, we propose a progressive knowledge transfer strategy for comprehensive knowledge transfer. This strategy begins with mimic distillation, where we minimize the Kullback-Leibler (KL) divergence between output distributions to enable $s$-MLLM to emulate $s$-MLLM's understanding. Following this, we introduce preference distillation via Preference Optimization (PO), where the key lies in treating $l$-MLLM as the reference model. During this phase, the $s$-MLLM's ability to discriminate between superior and inferior examples is significantly enhanced beyond $l$-MLLM, leading to a better $s$-MLLM that surpasses $l$-MLLM, particularly in hallucination benchmarks.Extensive experiments demonstrate that LLaVA-MoD surpasses existing works across various benchmarks while maintaining a minimal activated parameters and low computational costs. Remarkably, LLaVA-MoD-2B surpasses Qwen-VL-Chat-7B with an average gain of 8.8\%, using merely $0.3\%$ of the training data and 23\% trainable parameters. The results underscore LLaVA-MoD's ability to effectively distill comprehensive knowledge from its teacher model, paving the way for developing efficient MLLMs.

Multimodal large language models (LLMs) have demonstrated impressive capabilities in generating high-quality images from textual instructions. However, their performance in generating scientific images—a critical application for accelerating scientific progress—remains underexplored. In this work, we address this gap by introducing ScImage, a benchmark designed to evaluate the multimodal capabilities of LLMs in generating scientific images from textual descriptions. ScImage assesses three key dimensions of understanding: spatial, numeric, and attribute comprehension, as well as their combinations, focusing on the relationships between scientific objects (e.g., squares, circles). We evaluate seven models, GPT-4o, Llama, AutomaTikZ, Dall-E, StableDiffusion, GPT-o1 and Qwen2.5-Coder-Instruct using two modes of output generation: code-based outputs (Python, TikZ) and direct raster image generation. Additionally, we examine four different input languages: English, German, Farsi, and Chinese. Our evaluation, conducted with 11 scientists across three criteria (correctness, relevance, and scientific accuracy), reveals that while GPT4-o produces outputs of decent quality for simpler prompts involving individual dimensions such as spatial, numeric, or attribute understanding in isolation, all models face challenges in this task, especially for more complex prompts. ScImage is available: huggingface.co/datasets/casszhao/ScImage

Scaling laws provide important insights that can guide the design of large language models (LLMs). Existing work has primarily focused on studying scaling laws for pretraining (upstream) loss. However, in transfer learning settings, in which LLMs are pretrained on an unsupervised dataset and then finetuned on a downstream task, we often also care about the downstream performance. In this work, we study the scaling behavior in a transfer learning setting, where LLMs are finetuned for machine translation tasks. Specifically, we investigate how the choice of the pretraining data and its size affect downstream performance (translation quality) as judged by: downstream cross-entropy and translation quality metrics such as BLEU and COMET scores. Our experiments indicate that the size of the finetuning dataset and the distribution alignment between the pretraining and downstream data significantly influence the scaling behavior. With sufficient alignment, both downstream cross-entropy and translation quality scores improve monotonically with more pretraining data. In such cases, we show that it is possible to predict the downstream translation quality metrics with good accuracy using a log-law. However, there are cases where moderate misalignment causes the downstream translation scores to fluctuate or get worse with more pretraining, whereas downstream cross-entropy monotonically improves. By analyzing these, we provide new practical insights for choosing appropriate pretraining data.

Cascades and speculative decoding are two common approaches to improving language models' inference efficiency. Both approaches interleave two models, but via fundamentally distinct mechanisms: deferral rule that invokes the larger model only for “hard” inputs, while speculative decoding uses speculative execution to primarily invoke the larger model in parallel scoring mode. These mechanisms offer different benefits: empirically, cascades offer compelling cost-quality trade-offs, often even outperforming the large model; speculative cascades offer impressive speed-ups, while guaranteeing quality-neutrality. In this paper, we leverage the best of both these approaches by designing new speculative cascading techniques that implement their deferral rule through speculative execution. We characterize the optimal deferral rule for our speculative cascades, and employ a plug-in approximation to the optimal rule. Experiments with Gemma and T5 models on a range of language benchmarks show that our approach yields better cost quality trade-offs than cascading and speculative decoding baselines.

Large language models (LLM) are being increasingly applied to tasks requiring commonsense reasoning. Despite their outstanding potential, the reasoning process of LLMs is prone to errors and hallucinations that hinder their applicability, especially in high-stakes scenarios. Several works have attempted to enhance commonsense reasoning performance of LLMs by (i) using prompting styles that elicit more accurate reasoning, (ii) utilizing the LLM as a semantic parser for a symbolic reasoner, or (iii) enforcing the LLM to simulate a logical inference rule. However, all these solutions have critical limitations: they are unable to leverage the internal commonsense knowledge of the LLM in tandem with an axiomatic knowledge base, they lack a mechanism to reliably repair erroneous inference steps, and their application is restricted to small knowledge bases that fit the context limit of the LLM. In this work, we present LLM-based Typed Hyperresolution (LLM-TH), a logical commonsense reasoning framework that leverages "theory resolution", a concept from classical logical inference which enables integrating LLMs into the "resolution" inference rule, thus mitigating reasoning errors and hallucinations and enabling verification of the reasoning procedure. LLM-TH is also equipped with a mechanism for repairing erroneous inference steps supported by theoretical guarantees. Using "Hyperresolution" and "Typed inference" schemes, we show that LLM-TH can efficiently reason over large knowledge bases consisting of tens of thousands of rules with arbitrary predicate arities. Our experiments on three diverse language-based reasoning tasks—preference reasoning, multi-domain deductive reasoning, and geographical question answering—showcase that LLM-TH, using merely a BART 406M parameter NLI entailment model, significantly reduces reasoning errors compared to baselines using Llama3-70B, Gemini1.5-Flash, GPT-3.5-Turbo, and Mixtral-46.7B.

Molecular relational learning (MRL) seeks to understand the interaction behaviors between molecules, a pivotal task in domains such as drug discovery and materials science. Recently, extracting core substructures and modeling their interactions have emerged as mainstream approaches within machine learning-assisted methods. However, these methods still exhibit some limitations, such as insufficient consideration of molecular interactions or capturing substructures that include excessive noise, which hampers precise core substructure extraction.To address these challenges, we present an integrated dynamic framework called Iterative Substructure Extraction (ISE). ISE employs the Expectation-Maximization (EM) algorithm for MRL tasks, where the core substructures of interacting molecules are treated as latent variables and model parameters, respectively. Through iterative refinement, ISE gradually narrows the interactions from the entire molecular structures to just the core substructures.Moreover, to ensure the extracted substructures are concise and compact, we propose the Interactive Graph Information Bottleneck (IGIB) theory, which focuses on capturing the most influential yet minimal interactive substructures. In summary, our approach, guided by the IGIB theory, achieves precise substructure extraction within the ISE framework and is encapsulated in the IGIB-ISE}Extensive experiments validate the superiority of our model over state-of-the-art baselines across various tasks in terms of accuracy, generalizability, and interpretability.

Data-driven modeling of dynamical systems is a crucial area of machine learning. In many scenarios, a thorough understanding of the model’s behavior becomes essential for practical applications. For instance, understanding the behavior of a pharmacokinetic model, constructed as part of drug development, may allow us to both verify its biological plausibility (e.g., the drug concentration curve is non-negative and decays to zero in the long term) and to design dosing guidelines (e.g., by looking at the peak concentration and its timing). Discovery of closed-form ordinary differential equations (ODEs) can be employed to obtain such insights by finding a compact mathematical equation and then analyzing it (a two-step approach). However, its widespread use is currently hindered because the analysis process may be time-consuming, requiring substantial mathematical expertise, or even impossible if the equation is too complex. Moreover, if the found equation's behavior does not satisfy the requirements, editing it or influencing the discovery algorithms to rectify it is challenging as the link between the symbolic form of an ODE and its behavior can be elusive. This paper proposes a conceptual shift to modeling low-dimensional dynamical systems by departing from the traditional two-step modeling process. Instead of first discovering a closed-form equation and then analyzing it, our approach, direct semantic modeling, predicts the semantic representation of the dynamical system (i.e., description of its behavior) directly from data, bypassing the need for complex post-hoc analysis. This direct approach also allows the incorporation of intuitive inductive biases into the optimization algorithm and editing the model's behavior directly, ensuring that the model meets the desired specifications. Our approach not only simplifies the modeling pipeline but also enhances the transparency and flexibility of the resulting models compared to traditional closed-form ODEs.

Language models (LMs) can produce errors that are hard to detect for humans, especially when the task is complex.RLHF, the most popular post-training method, may exacerbate this problem: to achieve higher rewards, LMs might get better at convincing humans that they are right even when they are wrong. We study this phenomenon under a standard RLHF pipeline, calling it ``U-Sophistry'' since it is \textbf{U}nintended by model developers. Specifically, we ask time-constrained (e.g., 3-10 minutes) human subjects to evaluate the correctness of model outputs and calculate humans' accuracy against gold labels. On a question-answering task (QuALITY) and programming task (APPS), RLHF makes LMs better at convincing our subjects but not at completing the task correctly. RLHF also makes the model harder to evaluate: our subjects' false positive rate increases by 24.1% on QuALITY and 18.3% on APPS.Finally, we show that probing, a state-of-the-art approach for detecting \textbf{I}ntended Sophistry (e.g.~backdoored LMs), does not generalize to U-Sophistry. Our results highlight an important failure mode of RLHF and call for more research in assisting humans to align them.

Evaluating Large Language Models (LLMs) in open-ended scenarios is challenging because existing benchmarks and metrics can not measure them comprehensively. To address this problem, we propose to fine-tune LLMs as scalable judges (JudgeLM) to evaluate LLMs efficiently and effectively in open-ended benchmarks. We first propose a comprehensive, large-scale, high-quality dataset containing task seeds, LLMs-generated answers, and GPT-4-generated judgments for fine-tuning high-performance judges, as well as a new benchmark for evaluating the judges. We train JudgeLM at different scales from 7B, 13B, to 33B parameters, and conduct a systematic analysis of its capabilities and behaviors. We then analyze the key biases in fine-tuning LLM as a judge and consider them as position bias, knowledge bias, and format bias. To address these issues, JudgeLM introduces a bag of techniques including swap augmentation, reference support, and reference drop, which clearly enhance the judge's performance. JudgeLM obtains the state-of-the-art judge performance on both the existing PandaLM benchmark and our proposed new benchmark. Our JudgeLM is efficient and the JudgeLM-7B only needs 3 minutes to judge 5K samples with 8 A100 GPUs. JudgeLM obtains high agreement with the teacher judge, achieving an agreement exceeding 90% that even surpasses human-to-human agreement. JudgeLM also demonstrates extended capabilities in being judges of the single answer, multimodal models, multiple answers, multi-turn chat, etc.

The pretrain+fine-tune paradigm is foundational for deploying large language models (LLMs) across various downstream applications. Within this framework, Low-Rank Adaptation (LoRA) stands out for its parameter-efficient fine-tuning (PEFT), producing numerous reusable task-specific LoRA adapters. However, this approach requires explicit task intention selection, posing challenges for autonomous task sensing and switching during inference with multiple existing LoRA adapters embedded in a single LLM. In this work, we introduce MeteoRA (Multiple-Tasks embedded LoRA), a scalable and efficient framework that reuses multiple task-specific LoRA adapters into the base LLM via a full-mode Mixture-of-Experts (MoE) architecture. This framework also includes novel MoE forward acceleration strategies to address the efficiency challenges of traditional MoE implementations. Our evaluation, using the LlaMA2-13B and LlaMA3-8B base models equipped with 28 existing LoRA adapters through MeteoRA, demonstrates equivalent performance with the traditional PEFT method. Moreover, the LLM equipped with MeteoRA achieves superior performance in handling composite tasks, effectively solving ten sequential problems in a single inference pass, thereby demonstrating the framework's enhanced capability for timely adapter switching.

Incorporating user preferences into large language models (LLMs) can enhance the personalization and reliability of model outputs and facilitate the application of LLMs to real-world scenarios. However, leveraging user preferences can be a double-edged sword. Recent studies have found that improper utilization can incur sycophancy, where LLMs prioritize alignment with user preferences over the correctness of their outputs. To address sycophancy in LLMs, we analyze and model the problem through the lens of structured causal models (SCMs). We attribute sycophancy to LLMs' reliance on spurious correlations between user preferences and model outputs in this paper. Based on the proposed SCMs, we develop a novel framework, termed CAUSM, to mitigate sycophancy in LLMs by exploiting a significant causal signature. Specifically, we eliminate the spurious correlations embedded in the intermediate layers of LLMs through causally motivated head reweighting, and then calibrate the intra-head knowledge along the causal representation direction. Extensive experiments are conducted across diverse language tasks to demonstrate the superiority of our method over state-of-the-art competitors in mitigating sycophancy in LLMs.

Large language models (LLMs) have significantly benefited from training on diverse, high-quality task-specific data, leading to impressive performance across a range of downstream applications. Current methods often rely on human-annotated data or predefined task templates to direct powerful LLMs in synthesizing task-relevant data for effective model training. However, this dependence on manually designed components may constrain the scope of generated data, potentially overlooking critical edge cases or novel scenarios that could challenge the model. In this paper, we present a novel approach, ReverseGen, designed to automatically generate effective training samples that expose the weaknesses of LLMs. Specifically, we introduce a dedicated proposer trained to produce queries that lead target models to generate unsatisfactory responses. These failure-inducing queries are then used to construct training data, helping to address the models' shortcomings and improve overall performance. Our approach is flexible and can be applied to models of various scales (3B, 7B, and 8B). We evaluate ReverseGen on three key applications—safety, honesty, and math—demonstrating that our generated data is both highly effective and diverse. Models fine-tuned with ReverseGen-generated data consistently outperform those trained on human-annotated or general model-generated data, offering a new perspective on data synthesis for task-specific LLM enhancement.

Length generalization (LG) is a challenging problem in learning to reason. It refers to the phenomenon that when trained on reasoning problems of smaller lengths/sizes, the model struggles with problems of larger sizes or lengths. Although it has been proven that reasoning can be learned if the intermediate reasoning steps (also known as chain-of-thought (CoT)) are given in the training data, existing studies only apply to within a given length (interpolation), while LG is about extrapolation beyond the given length. This paper begins by presenting a theorem that identifies the root cause of the LG problem. It then defines a class of reasoning problems for which achieving LG with Transformers can be theoretically guaranteed, provided the CoT schemes are constructed to meet a proposed condition called $(n,r)$-consistency.

Federated Domain Adaptation (FDA) is a Federated Learning (FL) scenario where models are trained across multiple clients with unique data domains but a shared category space, without transmitting private data. The primary challenge in FDA is data heterogeneity, which causes significant divergences in gradient updates when using conventional averaging-based aggregation methods, reducing the efficacy of the global model. This further undermines both in-domain and out-of-domain performance (within the same federated system but outside the local client), which is critical in certain business applications. To address this, we propose a novel framework called \textbf{M}ulti-domain \textbf{P}rototype-based \textbf{F}ederated Fine-\textbf{T}uning (MPFT). MPFT fine-tunes a pre-trained model using multi-domain prototypes, i.e., several pretrained representations enriched with domain-specific information from category-specific local data. This enables supervised learning on the server to create a globally optimized adapter that is subsequently distributed to local clients, without the intrusion of data privacy. Empirical results show that MPFT significantly improves both in-domain and out-of-domain accuracy over conventional methods, enhancing knowledge preservation and adaptation in FDA. Notably, MPFT achieves convergence within a single communication round, greatly reducing computation and communication costs. To ensure privacy, MPFT applies differential privacy to protect the prototypes. Additionally, we develop a prototype-based feature space hijacking attack to evaluate robustness, confirming that raw data samples remain unrecoverable even after extensive training epochs. The complete implementation of MPFL is available at \url{https://anonymous.4open.science/r/DomainFL/}.

Knowledge Distillation (KD) has been a popular paradigm for training a (smaller) student model from its teacher model. However, little research has been done on the practical scenario where only a subset of the teacher's knowledge needs to be distilled, which we term selective KD (SelKD). This demand is especially pronounced in the era of foundation models, where the teacher model can be significantly larger than the student model. To address this issue, we propose to rethink the knowledge distillation problem from the perspective of Inverse Optimal Transport (IOT). Previous Bayesian frameworks mapped each sample to the probabilities of corresponding labels in an end-to-end manner, which fixed the number of classification categories and hindered effective partial knowledge transfer. In contrast, IOT calculates from the standpoint of transportation or matching, allowing for the flexible selection of samples and their quantities for matching. Traditional logit-based KD can be viewed as a special case within the IOT framework. Building on this IOT foundation, we formalize this setting in the context of classification, where only selected categories from the teacher's category space are required to be recognized by the student in the context of closed-set recognition, which we call closed-set SelKD, enhancing the student's performance on specific subtasks. Furthermore, we extend the closed-set SelKD, introducing an open-set version of SelKD, where the student model is required to provide a "not selected" response for categories outside its assigned task. Experimental results on standard benchmarks demonstrate the superiority of our approach. The source code is available at: \href{https://github.com/machoshi/SelKD}

In this paper, we leverage existing statistical methods to better understand feature learning from data. We tackle this by modifying the model-free variable selection method, Feature Ordering by Conditional Independence (FOCI), which is introduced in Azadkia & Chatterjee (2021). While FOCI is based on a non-parametric coefficient of conditional dependence, we introduce its parametric, differentiable approximation. With this approximate coefficient of correlation, we present a new algorithm called difFOCI, which is applicable to a wider range of machine learning problems thanks to its differentiable nature and learnable parameters. We present difFOCI in three contexts: (1) as a variable selection method with baseline comparisons to FOCI, (2) as a trainable model parametrized with a neural network, and (3) as a generic, widely applicable neural network regularizer, one that improves feature learning with better management of spurious correlations. We evaluate difFOCI on increasingly complex problems ranging from basic variable selection in toy examples to saliency map comparisons in convolutional networks. We then show how difFOCI can be incorporated in the context of fairness to facilitate classifications without relying on sensitive data.

Recently within Spiking Neural Networks, a method called Twin Network Augmentation (TNA) has been introduced. This technique claims to improve the validation accuracy of a Spiking Neural Network simply by training two networks in conjunction and matching the logits via the Mean Squared Error loss. In this paper, we validate the viability of this method on a wide range of popular Convolutional Neural Network (CNN) benchmarks and compare this approach to existing Knowledge Distillation schemes. Next, we conduct a in-depth study of the different components that make up TNA and determine that its effectiveness is not solely situated in an increase of trainable parameters, but rather the effect of the training methodology. Finally, we analyse the representations learned by networks trained with TNA and highlight their superiority in a number of tasks, thus proving empirically the applicability of Twin Network Augmentation on CNN models.

In cognition theory, human thinking is governed by two systems: the fast and intuitive System 1 and the slower but more deliberative System 2. Analogously, Large Language Models (LLMs) can operate in two reasoning modes: outputting only the solutions (\emph{fast mode}) or both the reasoning chain and the final solution (\emph{slow mode}). We present \dualformer, a single Transformer model that seamlessly integrates both the fast and slow reasoning modes by training on randomized reasoning traces, where different parts of the traces are strategically dropped during training. At inference time, \dualformer can be easily configured to execute in either fast or slow mode, or automatically decide which mode to engage (\emph{auto mode}). It outperforms baselines in both performance and computational efficiency across all three modes: \textbf{(1)} in slow mode, \dualformer achieves $97.6\%$ optimal rate on unseen $30 \times 30$ maze tasks, surpassing the \searchformer baseline (93.3\%) trained on data with complete reasoning traces, with $45.5\%$ fewer reasoning steps; \textbf{(2)} in fast mode, \dualformer achieves $80\%$ optimal rate, significantly outperforming the Solution-Only model trained on solution-only data, which has an optimal rate of only 30\%; \textbf{(3)} in auto mode, \dualformer achieves $96.6\%$ optimal rate with $59.9\%$ fewer steps than \searchformer. For math reasoning problems, our techniques have also achieved improved performance with LLM fine-tuning, demonstrating its generalization beyond task-specific models. We open source our code at https://github.com/facebookresearch/dualformer.

Learning disentangled representations of concepts and re-composing them in unseen ways is crucial for generalizing to out-of-domain situations. However, the underlying properties of concepts that enable such disentanglement and compositional generalization remain poorly understood. In this work, we propose the principle of interaction asymmetry which states: "Parts of the same concept have more complex interactions than parts of different concepts". We formalize this via block diagonality conditions on the $(n+1)$th order derivatives of the generator mapping concepts to observed data, where different orders of "complexity" correspond to different $n$. Using this formalism, we prove that interaction asymmetry enables both disentanglement and compositional generalization. Our results unify recent theoretical results for learning concepts of objects, which we show are recovered as special cases with $n=0$ or $1$. We provide results for up to $n=2$, thus extending these prior works to more flexible generator functions, and conjecture that the same proof strategies generalize to larger $n$. Practically, our theory suggests that, to disentangle concepts, an autoencoder should penalize its latent capacity and the interactions between concepts during decoding. We propose an implementation of these criteria using a flexible Transformer-based VAE, with a novel regularizer on the attention weights of the decoder. On synthetic image datasets consisting of objects, we provide evidence that this model can achieve comparable object disentanglement to existing models that use more explicit object-centric priors.

Cellular automata have become a cornerstone for investigating emergence and self-organization across diverse scientific disciplines. However, the absence of a hardware-accelerated cellular automata library limits the exploration of new research directions, hinders collaboration, and impedes reproducibility. In this work, we introduce CAX (Cellular Automata Accelerated in JAX), a high-performance and flexible open-source library designed to accelerate cellular automata research. CAX delivers cutting-edge performance through hardware acceleration while maintaining flexibility through its modular architecture, intuitive API, and support for both discrete and continuous cellular automata in arbitrary dimensions. We demonstrate CAX's performance and flexibility through a wide range of benchmarks and applications. From classic models like elementary cellular automata and Conway's Game of Life to advanced applications such as growing neural cellular automata and self-classifying MNIST digits, CAX speeds up simulations up to 2,000 times faster. Furthermore, we demonstrate CAX's potential to accelerate research by presenting a collection of three novel cellular automata experiments, each implemented in just a few lines of code thanks to the library's modular architecture. Notably, we show that a simple one-dimensional cellular automaton can outperform GPT-4 on the 1D-ARC challenge.

We address the challenge of representing long captions in vision-language models, such as CLIP. By design these models are limited by fixed, absolute positional encodings, restricting inputs to a maximum of 77 tokens and hindering performance on tasks requiring longer descriptions. Although recent work has attempted to overcome this limit, their proposed approaches struggle to model token relationships over longer distances and simply extend to a fixed new token length. Instead, we propose a generalizable method, named TULIP, able to upgrade the token length to any length for CLIP-like models. We do so by improving the architecture with relative position encodings, followed by a training procedure that (i) distills the original CLIP text encoder into an encoder with relative position encodings and (ii) enhances the model for aligning longer captions with images. By effectively encoding captions longer than the default 77 tokens, our model outperforms baselines on cross-modal tasks such as retrieval and text-to-image generation. The code repository is available at https://github.com/ivonajdenkoska/tulip.

The rapid advancements of AI rely on the support of integrated circuits (ICs). However, the growing complexity of digital ICs makes the traditional IC design process costly and time-consuming. In recent years, AI-assisted IC design methods have demonstrated great potential, but most methods are task-specific or focus solely on the circuit structure in graph format, overlooking other circuit modalities with rich functional information. In this paper, we introduce CircuitFusion, the first multimodal and implementation-aware circuit encoder. It encodes circuits into general representations that support different downstream circuit design tasks. To learn from circuits, we propose to fuse three circuit modalities: hardware code, structural graph, and functionality summary. More importantly, we identify four unique properties of circuits: parallel execution, functional equivalent transformation, multiple design stages, and circuit reusability. Based on these properties, we propose new strategies for both the development and application of CircuitFusion: 1) During circuit preprocessing, utilizing the parallel nature of circuits, we split each circuit into multiple sub-circuits based on sequential-element boundaries, each sub-circuit in three modalities. It enables fine-grained encoding at the sub-circuit level. 2) During CircuitFusion pre-training, we introduce three self-supervised tasks that utilize equivalent transformations both within and across modalities. We further utilize the multi-stage property of circuits to align representation with ultimate circuit implementation. 3) When applying CircuitFusion to downstream tasks, we propose a new retrieval-augmented inference method, which retrieves similar known circuits as a reference for predictions. It improves fine-tuning performance and even enables zero-shot inference. Evaluated on five different circuit design tasks, CircuitFusion consistently outperforms the state-of-the-art supervised method specifically developed for every single task, demonstrating its generalizability and ability to learn circuits' inherent properties.

Although it is traditionally believed that lossy image compression, such as JPEG compression, has a negative impact on the performance of deep neural networks (DNNs), it is shown by recent works that well-crafted JPEG compression can actually improve the performance of deep learning (DL). Inspired by this, we propose JPEG-DL, a novel DL framework that prepends any underlying DNN architecture with a trainable JPEG compression layer. To make the quantization operation in JPEG compression trainable, a new differentiable soft quantizer is employed at the JPEG layer, and then the quantization operation and underlying DNN are jointly trained. Extensive experiments show that in comparison with the standard DL, JPEG-DL delivers significant accuracy improvements across various datasets and model architectures while enhancing robustness against adversarial attacks. Particularly, on some fine-grained image classification datasets, JPEG-DL can increase prediction accuracy by as much as 20.9%. Our code is available on https://github.com/AhmedHussKhalifa/JPEG-Inspired-DL.git.

Learning high-quality multi-modal entity representations is an important goal of multi-modal knowledge graph (MMKG) representation learning, which can en- hance reasoning tasks within the MMKGs, such as MMKG completion (MMKGC). The main challenge is to collaboratively model the structural information concealed in massive triples and the multi-modal features of the entities. Existing methods focus on crafting elegant entity-wise multi-modal fusion strategies, yet they over- look the utilization of multi-perspective features concealed within the modalities under diverse relational contexts. To address this issue, we introduce a novel framework with Mixture of Modality Knowledge experts (MOMOK for short) to learn adaptive multi-modal entity representations for better MMKGC. We design relation-guided modality knowledge experts to acquire relation-aware modality embeddings and integrate the predictions from multi-modalities to achieve joint decisions. Additionally, we disentangle the experts by minimizing their mutual information. Experiments on four public MMKG benchmarks demonstrate the outstanding performance of MOMOK under complex scenarios. Our code and data are available at https://github.com/zjukg/MoMoK.

Estimating matrices in the symmetric positive-definite (SPD) cone is of interest for many applications ranging from computer vision to graph learning. While there exist various convex optimization-based estimators, they remain limited in expressivity due to their model-based approach. The success of deep learning motivates the use of learning-based approaches to estimate SPD matrices with neural networks in a data-driven fashion. However, designing effective neural architectures for SPD learning is challenging, particularly when the task requiresadditional structural constraints, such as element-wise sparsity. Current approaches either do not ensure that the output meets all desired properties or lack expressivity. In this paper, we introduce SpodNet, a novel and generic learning module that guarantees SPD outputs and supports additional structural constraints. Notably, it solves the challenging task of learning jointly SPD andsparse matrices. Our experiments illustrate the versatility and relevance of SpodNet layers for such applications.

Model robustness is essential for ensuring the stability and reliability of machine learning systems. Despite extensive research on various aspects of model robustness, such as adversarial robustness and label noise robustness, the exploration of robustness towards different resolutions, remains less explored. To address this gap, we introduce a novel form of attack: the resolution attack. This attack aims to deceive both classifiers and human observers by generating images that exhibit different semantics across different resolutions. To implement the resolution attack, we propose an automated framework capable of generating dual-semantic images in a zero-shot manner. Specifically, we leverage large-scale diffusion models for their comprehensive ability to construct images and propose a staged denoising strategy to achieve a smoother transition across resolutions. Through the proposed framework, we conduct resolution attacks against various off-the-shelf classifiers. The experimental results exhibit high attack success rate, which not only validates the effectiveness of our proposed framework but also reveals the vulnerability of current classifiers towards different resolutions. Additionally, our framework, which incorporates features from two distinct objects, serves as a competitive tool for applications such as face swapping and facial camouflage. The code is available at https://github.com/ywj1/resolution-attack.

Model miscalibration has been frequently identified in modern deep neural networks. Recent work aims to improve model calibration directly through a differentiable calibration proxy. However, the calibration produced is often biased due to the binning mechanism. In this work, we propose to learn better-calibrated models via meta-regularization, which has two components: (1) gamma network (gamma-net), a meta learner that outputs sample-wise gamma value (continuous variable) for Focal loss for regularizing the backbone network; (2) smooth expected calibration error (SECE), a Gaussian-kernel based, unbiased, and differentiable surrogate to ECE that enables the smooth optimization of gamma-net. We evaluate the effectiveness of the proposed approach in regularizing neural networks towards improved and unbiased calibration on three computer vision datasets. We empirically demonstrate that: (a) learning sample-wise $\gamma$ as continuous variables can effectively improve calibration; (b) SECE smoothly optimizes gamma-net towards unbiased and robust calibration with respect to the binning schemes; and (c) the combination of gamma-net and SECE achieves the best calibration performance across various calibration metrics while retaining very competitive predictive performance as compared to multiple recently proposed methods.

Visual reprogramming (VR) leverages well-developed pre-trained models (e.g., a pre-trained classifier on ImageNet) to tackle target tasks (e.g., a traffic sign recognition task), without the need for training from scratch. Despite the effectiveness of previous VR methods, all of them did not consider the adversarial robustness of reprogrammed models against adversarial attacks, which could lead to unpredictable problems in safety-crucial target tasks. In this paper, we empirically find that reprogramming pre-trained models with adversarial robustness and incorporating adversarial samples from the target task during reprogramming can both improve the adversarial robustness of reprogrammed models. Furthermore, we propose a theoretically guaranteed adversarial robustness risk upper bound for VR, which validates our empirical findings and could provide a theoretical foundation for future research. Extensive experiments demonstrate that by adopting the strategies revealed in our empirical findings, the adversarial robustness of reprogrammed models can be enhanced.

Understanding protein dynamics are essential for deciphering protein functional mechanisms and developing molecular therapies. However, the complex high-dimensional dynamics and interatomic interactions of biological processes pose significant challenge for existing computational techniques. In this paper, we approach this problem for the first time by introducing Deep Signature, a novel computationally tractable framework that characterizes complex dynamics and interatomic interactions based on their evolving trajectories. Specifically, our approach incorporates soft spectral clustering that locally aggregates cooperative dynamics to reduce the size of the system, as well as signature transform that collects iterated integrals to provide a global characterization of the non-smooth interactive dynamics. Theoretical analysis demonstrates that Deep Signature exhibits several desirable properties, including invariance to translation, near invariance to rotation, equivariance to permutation of atomic coordinates, and invariance under time reparameterization. Furthermore, experimental results on three benchmarks of biological processes verify that our approach can achieve superior performance compared to baseline methods.

Transferability of adversarial examples is a well-known property that endangers all classification models, even those that are only accessible through black-box queries. Prior work has shown that an ensemble of models is more resilient to transferability: the probability that an adversarial example is effective against most models of the ensemble is low. Thus, most ongoing research focuses on improving ensemble diversity. Another line of prior work has shown that Lipschitz continuity of the models can make models more robust since it limits how a model's output changes with small input perturbations. {\em In this paper, we study the effect of Lipschitz continuity on transferability rates.} We show that although a lower Lipschitz constant increases the robustness of a single model, it is not as beneficial in training robust ensembles as it increases the transferability rate of adversarial examples across models in the ensemble. Therefore, we introduce LOTOS, a new training paradigm for ensembles, which counteracts this adverse effect. It does so by promoting orthogonality among the top-$k$ sub-spaces of the transformations of the corresponding affine layers of any pair of models in the ensemble. We theoretically show that $k$ does not need to be large for convolutional layers, which makes the computational overhead negligible. Through various experiments, we show LOTOS increases the robust accuracy of ensembles of ResNet-18 models by $6$ percentage points (p.p) against black-box attacks on CIFAR-10. It is also capable of combining with the robustness of prior state-of-the-art methods for training robust ensembles to enhance their robust accuracy by $10.7$ p.p.

Machine learning models are often required to perform well across several pre-defined settings, such as a set of user groups. Worst-case performance is a common metric to capture this requirement, and is the objective of group distributionally robust optimization (group DRO). Unfortunately, these methods struggle when the loss is non-convex in the parameters, or the model class is non-parametric. Here, we make a classical move to address this: we reparameterize group DRO from parameter space to function space, which results in a number of advantages. First, we show that group DRO over the space of bounded functions admits a minimax theorem. Second, for cross-entropy and mean squared error, we show that the minimax optimal mixture distribution is the solution of a simple convex optimization problem. Thus, provided one is working with a model class of universal function approximators, group DRO can be solved by a convex optimization problem followed by a classical risk minimization problem. We call our method MixMax. In our experiments, we found that MixMax matched or outperformed the standard group DRO baselines, and in particular, MixMax improved the performance of XGBoost over the only baseline, data balancing, for variations of the ACSIncome and CelebA annotations datasets.

Recently Diffusion-based Purification (DiffPure) has been recognized as an effective defense method against adversarial examples. However, we find DiffPure which directly employs the original pre-trained diffusion models for adversarial purification, to be suboptimal. This is due to an inherent trade-off between noise purification performance and data recovery quality. Additionally, the reliability of existing evaluations for DiffPure is questionable, as they rely on weak adaptive attacks. In this work, we propose a novel Adversarial Diffusion Bridge Model, termed ADBM. ADBM directly constructs a reverse bridge from the diffused adversarial data back to its original clean examples, enhancing the purification capabilities of the original diffusion models. Through theoretical analysis and experimental validation across various scenarios, ADBM has proven to be a superior and robust defense mechanism, offering significant promise for practical applications. Code is available at https://github.com/LixiaoTHU/ADBM.

We address the challenge of minimizing "true risk" in multi-node distributed learning.\footnote{We use the term node to refer to a client, FPGA, APU, CPU, GPU, or worker.} These systems are frequently exposed to both inter-node and intra-node "label shifts", which present a critical obstacle to effectively optimizing model performance while ensuring that data remains confined to each node.To tackle this, we propose the Versatile Robust Label Shift (VRLS) method, which enhances the maximum likelihood estimation of the test-to-train label importance ratio. VRLS incorporates Shannon entropy-based regularization and adjusts the importance ratio during training to better handle label shifts at the test time.In multi-node learning environments, VRLS further extends its capabilities by learning and adapting importance ratios across nodes, effectively mitigating label shifts and improving overall model performance. Experiments conducted on MNIST, Fashion MNIST, and CIFAR-10 demonstrate the effectiveness of VRLS, outperforming baselines by up to 20\% in imbalanced settings. These results highlight the significant improvements VRLS offers in addressing label shifts. Our theoretical analysis further supports this by establishing high-probability bounds on estimation errors.

Discriminative approaches to classification often learn shortcuts that hold in-distribution but fail even under minor distribution shift. This failure mode stems from an overreliance on features that are spuriously correlated with the label. We show that generative classifiers, which use class-conditional generative models, can avoid this issue by modeling all features, both core and spurious, instead of mainly spurious ones. These generative classifiers are simple to train, avoiding the need for specialized augmentations, strong regularization, extra hyperparameters, or knowledge of the specific spurious correlations to avoid. We find that diffusion-based and autoregressive generative classifiers achieve state-of-the-art performance on five standard image and text distribution shift benchmarks and reduce the impact of spurious correlations in realistic applications, such as medical or satellite datasets. Finally, we carefully analyze a Gaussian toy setting to understand the inductive biases of generative classifiers, as well as the data properties that determine when generative classifiers outperform discriminative ones.

This paper explores feature prediction as a stand-alone objective for unsupervised learning from video and introduces V-JEPA, a collection of vision models trained solely using a feature prediction objective, without the use of pretrained image encoders, text, negative examples, reconstruction, or other sources of supervision. The models are trained on 2 million videos collected from public datasets and are evaluated on downstream image and video tasks. Our results show that learning by predicting video features leads to versatile visual representations that perform well on both motion and appearance-based tasks, without adaption of the model’s parameters; e.g., using a frozen backbone. Our largest model, a ViT-H/16 trained only on videos, obtains 81.9% on Kinetics-400, 72.2% on Something-Something-v2, and 77.9% on ImageNet1K.

In this paper, we tackle the problem of Generalized Category Discovery (GCD). Given a dataset containing both labelled and unlabelled images, the objective is to categorize all images in the unlabelled subset, irrespective of whether they are from known or unknown classes. In GCD, an inherent label bias exists between known and unknown classes due to the lack of ground-truth labels for the latter. State-of-the-art methods in GCD leverage parametric classifiers trained through self-distillation with soft labels, leaving the bias issue unattended. Besides, they treat all unlabelled samples uniformly, neglecting variations in certainty levels and resulting in suboptimal learning. Moreover, the explicit identification of semantic distribution shifts between known and unknown classes, a vital aspect for effective GCD, has been neglected. To address these challenges, we introduce DebGCD, a Debiased learning with distribution guidance framework for GCD. Initially, DebGCD co-trains an auxiliary debiased classifier in the same feature space as the GCD classifier, progressively enhancing the GCD features. Moreover, we introduce a semantic distribution detector in a separate feature space to implicitly boost the learning efficacy of GCD. Additionally, we employ a curriculum learning strategy based on semantic distribution certainty to steer the debiased learning at an optimized pace. Thorough evaluations on GCD benchmarks demonstrate the consistent state-of-the-art performance of our framework, highlighting its superiority. Project page: https://visual-ai.github.io/debgcd/

Syllables are compositional units of spoken language that efficiently structure human speech perception and production. However, current neural speech representations lack such structure, resulting in dense token sequences that are costly to process. To bridge this gap, we propose a new model, Sylber, that produces speech representations with clean and robust syllabic structure. Specifically, we propose a self-supervised learning (SSL) framework that bootstraps syllabic embeddings by distilling from its own initial unsupervised syllabic segmentation. This results in a highly structured representation of speech features, offering three key benefits: 1) a fast, linear-time syllable segmentation algorithm, 2) efficient syllabic tokenization with an average of 4.27 tokens per second, and 3) novel phonological units suited for efficient spoken language modeling. Our proposed segmentation method is highly robust and generalizes to out-of-domain data and unseen languages without any tuning. By training token-to-speech generative models, fully intelligible speech can be reconstructed from Sylber tokens with a significantly lower bitrate than baseline SSL tokens. This suggests that our model effectively compresses speech into a compact sequence of tokens with minimal information loss. Lastly, we demonstrate that categorical perception—a linguistic phenomenon in speech perception—emerges naturally in Sylber, making the embedding space more categorical and sparse than previous speech features and thus supporting the high efficiency of our tokenization. Together, we present a novel SSL approach for representing speech as syllables, with significant potential for efficient speech tokenization and spoken language modeling.

As the field of representation learning grows, there has been a proliferation of different loss functions to solve different classes of problems. We introduce a single information-theoretic equation that generalizes a large collection of mod- ern loss functions in machine learning. In particular, we introduce a framework that shows that several broad classes of machine learning methods are precisely minimizing an integrated KL divergence between two conditional distributions: the supervisory and learned representations. This viewpoint exposes a hidden information geometry underlying clustering, spectral methods, dimensionality re- duction, contrastive learning, and supervised learning. This framework enables the development of new loss functions by combining successful techniques from across the literature. We not only present a wide array of proofs, connecting over 23 different approaches, but we also leverage these theoretical results to create state-of-the-art unsupervised image classifiers that achieve a +8% improvement over the prior state-of-the-art on unsupervised classification on ImageNet-1K. We also demonstrate that I-Con can be used to derive principled debiasing methods which improve contrastive representation learners.

Existing self-supervised adversarial training (self-AT) methods rely on hand-crafted adversarial attack strategies for PGD attacks, which fail to adapt to the evolving learning dynamics of the model and do not account for instance-specific characteristics of images. This results in sub-optimal adversarial robustness and limits the alignment between clean and adversarial data distributions. To address this, we propose $\textit{ASTrA}$ ($\textbf{A}$dversarial $\textbf{S}$elf-supervised $\textbf{Tr}$aining with $\textbf{A}$daptive-Attacks), a novel framework introducing a learnable, self-supervised attack strategy network that autonomously discovers optimal attack parameters through exploration-exploitation in a single training episode. ASTrA leverages a reward mechanism based on contrastive loss, optimized with REINFORCE, enabling adaptive attack strategies without labeled data or additional hyperparameters. We further introduce a mixed contrastive objective to align the distribution of clean and adversarial examples in representation space. ASTrA achieves state-of-the-art results on CIFAR10, CIFAR100, and STL10 while integrating seamlessly as a plug-and-play module for other self-AT methods. ASTrA shows scalability to larger datasets, demonstrates strong semi-supervised performance, and is resilient to robust overfitting, backed by explainability analysis on optimal attack strategies. Project page for source code and other details at https://prakashchhipa.github.io/projects/ASTrA.

The ability to leverage heterogeneous robotic experience from different robots and tasks to quickly master novel skills and embodiments has the potential to transform robot learning. Inspired by recent advances in foundation models for vision and language, we propose a multi-embodiment, multi-task generalist agent for robotic manipulation. This agent, named RoboCat, is a visual goal-conditioned decision transformer capable of consuming action-labelled visual experience. This data spans a large repertoire of motor control skills from simulated and real robotic arms with varying sets of observations and actions. With RoboCat, we demonstrate the ability to generalise to new tasks and robots, both zero-shot as well as through adaptation using only 100–1000 examples for the target task. We also show how a trained model itself can be used to generate data for subsequent training iterations, thus providing a basic building block for an autonomous improvement loop. We investigate the agent’s capabilities, with large-scale evaluations both in simulation and on three different real robot embodiments. We find that as we grow and diversify its training data, RoboCat not only shows signs of cross-task transfer, but also becomes more efficient at adapting to new tasks.

Contrastive Language--Image Pre-training (CLIP) has manifested remarkable improvements in zero-shot classification and cross-modal vision-language tasks. Yet, from a geometrical point of view, the CLIP embedding space has been found to have a pronounced modality gap. This gap renders the embedding space overly sparse and disconnected, with different modalities being densely distributed in distinct subregions of the hypersphere. In this work, we propose AlignCLIP, in order to improve the alignment between text and image embeddings, and thereby reduce the modality gap. AlignCLIP increases the cross-modal alignment, and yields gains across several zero-shot and fine-tuning downstream evaluations by sharing the learnable parameters between the modality encoders and a semantically-regularized separation objective function on the uni-modal embeddings. The source code and model checkpoints for reproducing our experiments are available at https://github.com/sarahESL/AlignCLIP.

Deep learning models often suffer from a lack of interpretability due to \emph{polysemanticity}, where individual neurons are activated by multiple unrelated semantics, resulting in unclear attributions of model behavior. Recent advances in \emph{monosemanticity}, where neurons correspond to consistent and distinct semantics, have significantly improved interpretability but are commonly believed to compromise accuracy. In this work, we challenge the prevailing belief of the accuracy-interpretability tradeoff, showing that monosemantic features not only enhance interpretability but also bring concrete gains in model performance of {\color{black} robustness-related tasks}. Across multiple robust learning scenarios—including input and label noise, few-shot learning, and out-of-domain generalization—our results show that models leveraging monosemantic features significantly outperform those relying on polysemantic features. Furthermore, we provide empirical and theoretical understandings on the robustness gains of feature monosemanticity. Our preliminary analysis suggests that monosemanticity, by promoting better separation of feature representations, leads to more robust decision boundaries {\color{black} under noise}. This diverse evidence highlights the \textbf{generality} of monosemanticity in improving model robustness. As a first step in this new direction, we embark on exploring the learning benefits of monosemanticity beyond interpretability, supporting the long-standing hypothesis of linking interpretability and robustness. Code is available at \url{https://github.com/PKU-ML/Monosemanticity-Robustness}.

In typical multimodal contrastive learning, such as CLIP, encoders produce onepoint in the latent representation space for each input. However, one-point representationhas difficulty in capturing the relationship and the similarity structure of ahuge amount of instances in the real world. For richer classes of the similarity, wepropose the use of weighted point sets, namely, sets of pairs of weight and vector,as representations of instances. In this work, we theoretically show the benefitof our proposed method through a new understanding of the contrastive loss ofCLIP, which we call symmetric InfoNCE. We clarify that the optimal similaritythat minimizes symmetric InfoNCE is the pointwise mutual information, and showan upper bound of excess risk on downstream classification tasks of representationsthat achieve the optimal similarity. In addition, we show that our proposedsimilarity based on weighted point sets consistently achieves the optimal similarity.To verify the effectiveness of our proposed method, we demonstrate pretraining oftext-image representation models and classification tasks on common benchmarks.

Self-supervised learning (SSL) aims to learn meaningful representations from unlabeled data. Orthogonal Low-rank Embedding (OLE) shows promise for SSL by enhancing intra-class similarity in a low-rank subspace and promoting inter-class dissimilarity in a high-rank subspace, making it particularly suitable for multi-view learning tasks. However, directly applying OLE to SSL poses significant challenges: (1) the virtually infinite number of "classes" in SSL makes achieving the OLE objective impractical, leading to representational collapse; and (2) low-rank constraints may fail to distinguish between positively and negatively correlated features, further undermining learning. To address these issues, we propose SSOLE (Self-Supervised Orthogonal Low-rank Embedding), a novel framework that integrates OLE principles into SSL by (1) decoupling the low-rank and high-rank enforcement to align with SSL objectives; and (2) applying low-rank constraints to feature deviations from their mean, ensuring better alignment of positive pairs by accounting for the signs of cosine similarities. Our theoretical analysis and empirical results demonstrate that these adaptations are crucial to SSOLE’s effectiveness. Moreover, SSOLE achieves competitive performance across SSL benchmarks without relying on large batch sizes, memory banks, or dual-encoder architectures, making it an efficient and scalable solution for self-supervised tasks. Code is available at https://github.com/husthuaan/ssole.

For high-dimensional Gaussian data, we investigate theoretically how the features of a two-layer neural network adapt to the structure of the target function through a few large batch gradient descent steps, leading to an improvement in the approximation capacity with respect to the initialization. First, we compare the influence of batch size to that of multiple (but finitely many) steps. For a single gradient step, a batch of size $n = O(d)$ is both necessary and sufficient to align with the target function, although only a single direction can be learned. In contrast, $n = O(d^2)$ is essential for neurons to specialize in multiple relevant directions of the target with a single gradient step. Even in this case, we show there might exist ``hard'' directions requiring $n = O(d^\ell)$ samples to be learned, where $\ell$ is known as the leap index of the target. Second, we show that the picture drastically improves over multiple gradient steps: a batch size of $n = O(d)$ is indeed sufficient to learn multiple target directions satisfying a staircase property, where more and more directions can be learned over time. Finally, we discuss how these directions allow for a drastic improvement in the approximation capacity and generalization error over the initialization, illustrating a separation of scale between the random features/lazy regime and the feature learning regime. Our technical analysis leverages a combination of techniques related to concentration, projection-based conditioning, and Gaussian equivalence, which we believe are of independent interest. By pinning down the conditions necessary for specialization and learning, our results highlight the intertwined role of the structure of the task to learn, the detail of the algorithm (the batch size), and the architecture (i.e., the number of hidden neurons), shedding new light on how neural networks adapt to the feature and learn complex task from data over time.

Deep neural networks are widely used for classification tasks, but the interpretation of their output activations is often unclear. This post explains how these outputs can be understood as approximations of the Bayesian posterior probability. We showed that, in theory, the loss function for classification tasks -- derived by maximum likelihood -- is minimized by the Bayesian posterior. We conducted empirical studies training neural networks to classify synthetic data from a known generative model. In a simple classification task, the network closely approximates the theoretically derived posterior. However, simple changes in the task can make accurate approximation much more difficult. The model's ability to approximate the posterior depends on multiple factors, such as the complexity of the posterior and whether there is sufficient data for learning.

In recent years, there has been a significant growth in research focusing on minimum $\ell_2$ norm (ridgeless) interpolation least squares estimators. However, the majority of these analyses have been limited to an unrealistic regression error structure, assuming independent and identically distributed errors with zero mean and common variance. In this paper, we explore prediction risk as well as estimation risk under more general regression error assumptions, highlighting the benefits of overparameterization in a more realistic setting that allows for clustered or serial dependence. Notably, we establish that the estimation difficulties associated with the variance components of both risks can be summarized through the trace of the variance-covariance matrix of the regression errors. Our findings suggest that the benefits of overparameterization can extend to time series, panel and grouped data.

We examine the implicit bias of mirror flow in least squares error regression with wide and shallow neural networks. For a broad class of potential functions, we show that mirror flow exhibits lazy training and has the same implicit bias as ordinary gradient flow when the network width tends to infinity. For univariate ReLU networks, we characterize this bias through a variational problem in function space. Our analysis includes prior results for ordinary gradient flow as a special case and lifts limitations which required either an intractable adjustment of the training data or networks with skip connections. We further introduce \emph{scaled potentials} and show that for these, mirror flow still exhibits lazy training but is not in the kernel regime. For univariate networks with absolute value activations, we show that mirror flow with scaled potentials induces a rich class of biases, which generally cannot be captured by an RKHS norm. A takeaway is that whereas the parameter initialization determines how strongly the curvature of the learned function is penalized at different locations of the input space, the scaled potential determines how the different magnitudes of the curvature are penalized.

Contextual semantic information plays a pivotal role in the brain's visual interpretation of the surrounding environment. When processing visual information, electrical signals within synapses facilitate the dynamic activation and deactivation of synaptic connections, guided by the contextual semantic information associated with different objects. In the realm of Artificial Intelligence (AI), neural networks have emerged as powerful tools to emulate complex signaling systems, enabling tasks such as classification and segmentation by understanding visual information. However, conventional neural networks have limitations in simulating the conditional activation and deactivation of synapses, collectively known as the connectome, a comprehensive map of neural connections in the brain. Additionally, the pixel-wise inference mechanism of conventional neural networks failed to account for the explicit utilization of contextual semantic information in the prediction process. To overcome these limitations, we developed a novel neural network, dubbed the Shape Memory Network (SMN), which excels in two key areas: (1) faithfully emulating the intricate mechanism of the brain's connectome, and (2) explicitly incorporating contextual semantic information during the inference process. The SMN memorizes the structure suitable for contextual semantic information and leverages this structure at the inference phase. The structural transformation emulates the conditional activation and deactivation of synaptic connections within the connectome. Rigorous experimentation carried out across a range of semantic segmentation benchmarks demonstrated the outstanding performance of the SMN, highlighting its superiority and effectiveness. Furthermore, our pioneering network on connectome emulation reveals the immense potential of the SMN for next-generation neural networks.

Understanding the dynamics of neural networks in different width regimes is crucial for improving their training and performance. We present an exact solution for the learning dynamics of a one-hidden-layer linear network, with one-dimensional data, across any finite width, uniquely exhibiting both kernel and feature learning phases. This study marks a technical advancement by enabling the analysis of the training trajectory from any initialization and a detailed phase diagram under varying common hyperparameters such as width, layer-wise learning rates, and scales of output and initialization. We identify three novel prototype mechanisms specific to the feature learning regime: (1) learning by alignment, (2) learning by disalignment, and (3) learning by rescaling, which contrast starkly with the dynamics observed in the kernel regime. Our theoretical findings are substantiated with empirical evidence showing that these mechanisms also manifest in deep nonlinear networks handling real-world tasks, enhancing our understanding of neural network training dynamics and guiding the design of more effective learning strategies.

The impact of communication on decision-making systems has been extensively studied under the assumption of dedicated communication channels. We instead consider communicating through actions, where the message is embedded into the actions of an agent which interacts with the environment in a Markov decision process (MDP) framework. We conceptualize the MDP environment as a finite-state channel (FSC), where the actions of the agent serve as the channel input, while the states of the MDP observed by another agent (i.e., receiver) serve as the channel output. Here, we treat the environment as a communication channel over which the agent communicates through its actions, while at the same time, trying to maximize its reward. We first characterize the optimal information theoretic trade-off between the average reward and the rate of reliable communication in the infinite-horizon regime. Then, we propose a novel framework to design a joint control/coding policy, termed Act2Comm, which seamlessly embeds messages into actions. From a communication perspective, Act2Comm functions as a learning-based channel coding scheme for non-differentiable FSCs under input-output constraints. From a control standpoint, Act2Comm learns an MDP policy that incorporates communication capabilities, though at the cost of some control performance. Overall, Act2Comm effectively balances the dual objectives of control and communication in this environment. Experimental results validate Act2Comm's capability to enable reliable communication while maintaining a certain level of control performance.

Biological and artificial neural networks develop internal representations that enable them to perform complex tasks. In artificial networks, the effectiveness of these models relies on their ability to build task specific representation, a process influenced by interactions among datasets, architectures, initialization strategies, and optimization algorithms. Prior studies highlight that different initializations can place networks in either a lazy regime, where representations remain static, or a rich/feature learning regime, where representations evolve dynamically. Here, we examine how initialization influences learning dynamics in deep linear neural networks, deriving exact solutions for lambda-balanced initializations-defined by the relative scale of weights across layers. These solutions capture the evolution of representations and the Neural Tangent Kernel across the spectrum from the rich to the lazy regimes. Our findings deepen the theoretical understanding of the impact of weight initialization on learning regimes, with implications for continual learning, reversal learning, and transfer learning, relevant to both neuroscience and practical applications.

Task arithmetic refers to editing the pre-trained model by adding a weighted sum of task vectors, each of which is the weight update from the pre-trained model to fine-tuned models for certain tasks. This approach recently gained attention as a computationally efficient inference method for model editing, e.g., multi-task learning, forgetting, and out-of-domain generalization capabilities. However, the theoretical understanding of why task vectors can execute various conceptual operations remains limited, due to the highly non-convexity of training Transformer-based models. To the best of our knowledge, this paper provides the first theoretical characterization of the generalization guarantees of task vector methods on nonlinear Transformers. We consider a conceptual learning setting, where each task is a binary classification problem based on a discriminative pattern. We theoretically prove the effectiveness of task addition in simultaneously learning a set of irrelevant or aligned tasks, as well as the success of task negation in unlearning one task from irrelevant or contradictory tasks. Moreover, we prove the proper selection of linear coefficients for task arithmetic to achieve guaranteed generalization to out-of-domain tasks. All of our theoretical results hold for both dense-weight parameters and their low-rank approximations. Although established in a conceptual setting, our theoretical findings were validated on a practical machine unlearning task using the large language model Phi-1.5 (1.3B).

State-space models (SSMs) that utilize linear, time-invariant (LTI) systems are known for their effectiveness in learning long sequences. To achieve state-of-the-art performance, an SSM often needs a specifically designed initialization, and the training of state matrices is on a logarithmic scale with a very small learning rate. To understand these choices from a unified perspective, we view SSMs through the lens of Hankel operator theory. Building upon it, we develop a new parameterization scheme, called HOPE, for LTI systems that utilizes Markov parameters within Hankel operators. Our approach helps improve the initialization and training stability, leading to a more robust parameterization. We efficiently implement these innovations by nonuniformly sampling the transfer functions of LTI systems, and they require fewer parameters compared to canonical SSMs. When benchmarked against HiPPO-initialized models such as S4 and S4D, an SSM parameterized by Hankel operators demonstrates improved performance on Long-Range Arena (LRA) tasks. Moreover, our new parameterization endows the SSM with non-decaying memory within a fixed time window, which is empirically corroborated by a sequential CIFAR-10 task with padded noise.

Anomaly detection in multivariate time series is challenging as heterogeneous subsequence anomalies may occur. Reconstruction-based methods, which focus on learning normal patterns in the frequency domain to detect diverse abnormal subsequences, achieve promising results, while still falling short on capturing fine-grained frequency characteristics and channel correlations. To contend with the limitations, we introduce CATCH, a framework based on frequency patching. We propose to patchify the frequency domain into frequency bands, which enhances its ability to capture fine-grained frequency characteristics. To perceive appropriate channel correlations, we propose a Channel Fusion Module (CFM), which features a patch-wise mask generator and a masked-attention mechanism. Driven by a bi-level multi-objective optimization algorithm, the CFM is encouraged to iteratively discover appropriate patch-wise channel correlations, and to cluster relevant channels while isolating adverse effects from irrelevant channels. Extensive experiments on 10 real-world datasets and 12 synthetic datasets demonstrate that CATCH achieves state-of-the-art performance. We make our code and datasets available at https://github.com/decisionintelligence/CATCH.

In time-series classification, interpretable models can bring additional insights but be outperformed by deep models since human-understandable features have limited expressivity and flexibility. In this work, we present InterpGN, a framework that integrates an interpretable model and a deep neural network. Within this framework, we introduce a novel gating function design based on the confidence of the interpretable expert, preserving interpretability for samples where interpretable features are significant while also identifying samples that require additional expertise. For the interpretable expert, we incorporate shapelets to effectively model shape-level features for time-series data. We introduce a variant of Shapelet Transforms to build logical predicates using shapelets. Our proposed model achieves comparable performance with state-of-the-art deep learning models while additionally providing interpretable classifiers for various benchmark datasets. We further show that our models improve on quantitative shapelet quality and interpretability metrics over existing shapelet-learning formulations. Finally, we show that our models can integrate additional advanced architectures and be applied to real-world tasks beyond standard benchmarks such as the MIMIC-III and time series extrinsic regression datasets.

Recent advancements in dataset distillation have demonstrated the significant benefits of employing soft labels generated by pre-trained teacher models. In this paper, we introduce a novel perspective by emphasizing the full utilization of labels. We first conduct a comprehensive comparison of various loss functions for soft label utilization in dataset distillation, revealing that the model trained on the synthetic dataset exhibits high sensitivity to the choice of loss function for soft label utilization. This finding highlights the necessity of a universal loss function for training models on synthetic datasets. Building on these insights, we introduce an extremely simple yet surprisingly effective plug-and-play approach, GIFT, which encompasses soft label refinement and a cosine similarity-based loss function to efficiently leverage full label information. Extensive experiments indicate that GIFT consistently enhances state-of-the-art dataset distillation methods across various dataset scales without incurring additional computational costs. Importantly, GIFT significantly enhances cross-optimizer generalization, an area previously overlooked. For instance, on ImageNet-1K with IPC = 10, GIFT enhances the state-of-the-art method RDED by 30.8% in cross-optimizer generalization. Our code is available at https://github.com/LINs-lab/GIFT.

Despite being the cornerstone of deep learning, backpropagation is criticized for its inherent sequentiality, which can limit the scalability of very deep models.Such models faced convergence issues due to vanishing gradient, later resolved using residual connections. Variants of these are now widely used in modern architectures.However, the computational cost of backpropagation remains a major burden, accounting for most of the training time.Taking advantage of residual-like architectural designs, we introduce Highway backpropagation, a parallelizable iterative algorithm that approximates backpropagation, by alternatively i) accumulating the gradient estimates along the residual path, and ii) backpropagating them through every layer in parallel. This algorithm is naturally derived from a decomposition of the gradient as the sum of gradients flowing through all paths, and is adaptable to a diverse set of common architectures, ranging from ResNets and Transformers to recurrent neural networks.Through an extensive empirical study on a large selection of tasks and models, we evaluate Highway-BP and show that major speedups can be achieved with minimal performance degradation.

Deep clustering has exhibited remarkable performance; however, the over confidence problem, i.e., the estimated confidence for a sample belonging to a particular cluster greatly exceeds its actual prediction accuracy, has been over looked in prior research. To tackle this critical issue, we pioneer the development of a calibrated deep clustering framework. Specifically, we propose a novel dualhead (calibration head and clustering head) deep clustering model that can effectively calibrate the estimated confidence and the actual accuracy. The calibration head adjusts the overconfident predictions of the clustering head, generating prediction confidence that matches the model learning status. Then, the clustering head dynamically selects reliable high-confidence samples estimated by the calibration head for pseudo-label self-training. Additionally, we introduce an effective network initialization strategy that enhances both training speed and network robustness. The effectiveness of the proposed calibration approach and initialization strategy are both endorsed with solid theoretical guarantees. Extensive experiments demonstrate the proposed calibrated deep clustering model not only surpasses the state-of-the-art deep clustering methods by 5× on average in terms of expected calibration error, but also significantly outperforms them in terms of clustering accuracy. The code is available at https://github.com/ChengJianH/CDC.

Advances in machine learning research drive progress in real-world applications. To ensure this progress, it is important to understand the potential pitfalls on the way from a novel method's success on academic benchmarks to its practical deployment. In this work, we analyze existing tabular deep learning benchmarks and find two common characteristics of tabular data in typical industrial applications that are underrepresented in the datasets usually used for evaluation in the literature.First, in real-world deployment scenarios, distribution of data often changes over time. To account for this distribution drift, time-based train/test splits should be used in evaluation. However, existing academic tabular datasets often lack timestamp metadata to enable such evaluation.Second, a considerable portion of datasets in production settings stem from extensive data acquisition and feature engineering pipelines. This can have an impact on the absolute and relative number of predictive, uninformative, and correlated features compared to academic datasets.In this work, we aim to understand how recent research advances in tabular deep learning transfer to these underrepresented conditions.To this end, we introduce TabReD -- a collection of eight industry-grade tabular datasets. We reassess a large number of tabular ML models and techniques on TabReD. We demonstrate that evaluation on both time-based data splits and richer feature sets leads to different methods ranking, compared to evaluation on random splits and smaller number of features, which are common in academic benchmarks. Furthermore, simple MLP-like architectures and GBDT show the best results on the TabReD datasets, while other methods are less effective in the new setting.

In-context learning (ICL), the remarkable ability to solve a task from only input exemplars, is often assumed to be a unique hallmark of Transformer models. By examining commonly employed synthetic ICL tasks, we demonstrate that multi-layer perceptrons (MLPs) can also learn in-context. Moreover, MLPs, and the closely related MLP-Mixer models, learn in-context comparably with Transformers under the same compute budget in this setting. We further show that MLPs outperform Transformers on a series of classical tasks from psychology designed to test relational reasoning, which are closely related to in-context classification. These results underscore a need for studying in-context learning beyond attention-based architectures, while also challenging prior arguments against MLPs' ability to solve relational tasks. Altogether, our results highlight the unexpected competence of MLPs in a synthetic setting, and support the growing interest in all-MLP alternatives to Transformer architectures. It remains unclear how MLPs perform against Transformers at scale on real-world tasks, and where a performance gap may originate. We encourage further exploration of these architectures in more complex settings to better understand the potential comparative advantage of attention-based schemes.

Understanding human locomotion is crucial for AI agents such as robots, particularly in complex indoor home environments. Modeling human trajectories in these spaces requires insight into how individuals maneuver around physical obstacles and manage social navigation dynamics. These dynamics include subtle behaviors influenced by proxemics - the social use of space, such as stepping aside to allow others to pass or choosing longer routes to avoid collisions. Previous research has developed datasets of human motion in indoor scenes, but these are often limited in scale and lack the nuanced social navigation dynamics common in home environments. To address this, we present LocoVR, a dataset of 7000+ two-person trajectories captured in virtual reality from over 130 different indoor home environments. LocoVR provides accurate trajectory and precise spatial information, along with rich examples of socially-motivated movement behaviors. For example, the dataset captures instances of individuals navigating around each other in narrow spaces, adjusting paths to respect personal boundaries in living areas, and coordinating movements in high-traffic zones like entryways and kitchens. Our evaluation shows that LocoVR significantly enhances model performance in three practical indoor tasks utilizing human trajectories, and demonstrates predicting socially-aware navigation patterns in home environments.

Partial label learning is a weakly supervised learning problem in which an instance is annotated with a set of candidate labels, among which only one is the correct label. However, in practice the correct label is not always in the candidate label set, leading to the noisy partial label learning (NPLL) problem. In this paper, we theoretically prove that the generalization error of the classifier constructed under NPLL paradigm is bounded by the noise rate and the average length of the candidate label set. Motivated by the theoretical guide, we propose a novel NPLL framework that can separate the noisy samples from the normal samples to reduce the noise rate and reconstruct the shorter candidate label sets for both of them. Extensive experiments on multiple benchmark datasets confirm the efficacy of the proposed method in addressing NPLL. For example, on CIFAR100 dataset with severe noise, our method improves the classification accuracy of the state-of-the-art one by 11.57%. The code is available at: https://github.com/pruirui/PLRC.

Hypergraphs are essential in modeling higher-order complex networks, excelling in representing group interactions within real-world contexts. This is particularly evident in collaboration networks, where they facilitate the capture of groupwise polyadic patterns, extending beyond traditional pairwise dyadic interactions. The use of hypergraph generators, or generative models, is a crucial method for promoting and validating our understanding of these structures. If such generators accurately replicate observed hypergraph patterns, it reinforces the validity of our interpretations. In this context, we introduce a novel hypergraph generative paradigm, HyperPLR, encompassing three phases: Projection, Learning, and Reconstruction. Initially, the hypergraph is projected onto a weighted graph. Subsequently, the model learns this graph's structure within a latent space, while simultaneously computing a distribution between the hyperedge and the projected graph. Finally, leveraging the learned model and distribution, HyperPLR generates new weighted graphs and samples cliques from them. These cliques are then used to reconstruct new hypergraphs by solving a specific clique cover problem.We have evaluated HyperPLR on existing real-world hypergraph datasets, which consistently demonstrate superior performance and validate the effectiveness of our approach.

Molecular docking that predicts the bound structures of small molecules (ligands) to their protein targets, plays a vital role in drug discovery. However, existing docking methods often face limitations: they either overlook crucial structural changes by assuming protein rigidity or suffer from low computational efficiency due to their reliance on generative models for structure sampling. To address these challenges, we propose FABFlex, a fast and accurate regression-based multi-task learning model designed for realistic blind flexible docking scenarios, where proteins exhibit flexibility and binding pocket sites are unknown (blind). Specifically, FABFlex's architecture comprises three specialized modules working in concert: (1) A pocket prediction module that identifies potential binding sites, addressing the challenges inherent in blind docking scenarios. (2) A ligand docking module that predicts the bound (holo) structures of ligands from their unbound (apo) states. (3) A pocket docking module that forecasts the holo structures of protein pockets from their apo conformations. Notably, FABFlex incorporates an iterative update mechanism that serves as a conduit between the ligand and pocket docking modules, enabling continuous structural refinements. This approach effectively integrates the three subtasks of blind flexible docking—pocket identification, ligand conformation prediction, and protein flexibility modeling—into a unified, coherent framework. Extensive experiments on public benchmark datasets demonstrate that FABFlex not only achieves superior effectiveness in predicting accurate binding modes but also exhibits a significant speed advantage (208$\times$) compared to existing state-of-the-art methods. Our code is released at~\url{https://github.com/tmlr-group/FABFlex}.

Large language models (LLMs) famously exhibit emergent in-context learning (ICL) - the ability to rapidly adapt to new tasks using few-shot examples provided as a prompt, without updating the model's weights. Built on top of LLMs, vision large language models (VLLMs) have advanced significantly in areas such as recognition, reasoning, and grounding. However, investigations into multimodal ICL have predominantly focused on few-shot visual question answering (VQA), and image captioning, which we will show neither exploit the strengths of ICL, nor test its limitations. The broader capabilities and limitations of multimodal ICL remain under-explored. In this study, we introduce a comprehensive benchmark VL-ICL Bench for multimodal in-context learning, encompassing a broad spectrum of tasks that involve both images and text as inputs and outputs, and different types of challenges, from {perception to reasoning and long context length}. We evaluate the abilities of state-of-the-art VLLMs against this benchmark suite, revealing their diverse strengths and weaknesses, and showing that even the most advanced models, such as GPT-4, find the tasks challenging. By highlighting a range of new ICL tasks, and the associated strengths and limitations of existing models, we hope that our dataset will inspire future work on enhancing the in-context learning capabilities of VLLMs, as well as inspire new applications that leverage VLLM ICL. Project page is at https://ys-zong.github.io/VL-ICL/

Industrial recommendation systems (RS) rely on the multi-stage pipeline to balance effectiveness and efficiency when delivering items from a vast corpus to users. Existing RS benchmark datasets primarily focus on the exposure space, where novel RS algorithms are trained and evaluated. However, when these algorithms transition to real-world industrial RS, they face two critical challenges: (1) handling unexposed items—a significantly larger space than the exposed one, profoundly impacting their practical performance; and (2) overlooking the intricate interplay between multiple stages of the recommendation pipeline, resulting in suboptimal system performance. To bridge the gap between offline RS benchmarks and real-world online environments, we introduce RecFlow—an industrial full-flow recommendation dataset. Unlike existing datasets, RecFlow includes samples not only from the exposure space but also from unexposed items filtered at each stage of the RS funnel. RecFlow comprises 38 million interactions from 42,000 users across nearly 9 million items with additional 1.9 billion stage samples collected from 9.3 million online requests over 37 days and spanning 6 stages. Leveraging RecFlow, we conduct extensive experiments to demonstrate its potential in designing novel algorithms that enhance effectiveness by incorporating stage-specific samples. Some of these algorithms have already been deployed online at KuaiShou, consistently yielding significant gains. We propose RecFlow as the first comprehensive whole-pipeline benchmark dataset for the RS community, enabling research on algorithm design across the entire recommendation pipeline, including selection bias study, debiased algorithms, multi-stage consistency and optimality, multi-task recommendation, and user behavior modeling.

There is growing evidence of the effectiveness of Shampoo, a higher-order preconditioning method, over Adam in deep learning optimization tasks. However, Shampoo's drawbacks include additional hyperparameters and computational overhead when compared to Adam, which only updates running averages of first- and second-moment quantities. This work establishes a formal connection between Shampoo (implemented with the 1/2 power) and Adafactor --- a memory-efficient approximation of Adam --- showing that Shampoo is equivalent to running Adafactor in the eigenbasis of Shampoo's preconditioner. This insight leads to the design of a simpler and computationally efficient algorithm: ShampoO with Adam in the Preconditioner's eigenbasis (SOAP).With regards to improving Shampoo's computational efficiency, the most straightforward approach would be to simply compute Shampoo's eigendecomposition less frequently. Unfortunately, as our empirical results show, this leads to performance degradation that worsens with this frequency. SOAP mitigates this degradation by continually updating the running average of the second moment, just as Adam does, but in the current (slowly changing) coordinate basis. Furthermore, since SOAP is equivalent to running Adam in a rotated space, it introduces only one additional hyperparameter (the preconditioning frequency) compared to Adam. We empirically evaluate SOAP on language model pre-training with 360m and 660m sized models. In the large batch regime, SOAP reduces the number of iterations by over 40\% and wall clock time by over 35\% compared to AdamW, with approximately 20\% improvements in both metrics compared to Shampoo. An implementation of SOAP is available at https://github.com/nikhilvyas/SOAP.

Post-Training low-bit Quantization (PTQ) is useful to accelerate DNNs due to its high efficiency, the current SOTAs of which mostly adopt feature reconstruction with self-distillation finetuning. However, when bitwidth goes to be extremely low, we find the current reconstruction optimization space is not optimal. Considering all possible parameters and the ignored fact that integer weight can be obtained early before actual inference, we thoroughly explore different optimization space by quant-step decoupling, where a wider PTQ optimization space, which consistently makes a better optimum, is found out. Based on these, we propose an Adaptive Quantization Transformation (AdaQTransform) for PTQ reconstruction, which makes the quantized output feature better fit the FP32 counterpart with adaptive per-channel transformation, thus achieves lower feature reconstruction error. In addition, it incurs negligible extra finetuning cost and no extra inference cost. Based on AdaQTransform, for the first time, we build a general quantization setting paradigm subsuming current PTQs, QATs and other potential forms. Experiments demonstrate AdaQTransform expands the optimization space for PTQ and helps current PTQs find a better optimum over CNNs, ViTs, LLMs and image super-resolution networks, e.g., it improves NWQ by 5.7% on ImageNet for W2A2-MobileNet-v2.

We initiate a systematic study of utilizing predictions to improve over approximation guarantees of classic algorithms, without increasing the running time. We propose a generic method for a wide class of optimization problems that ask to select a feasible subset of input items of minimal (or maximal) total weight. This gives simple (near-)linear-time algorithms for, e.g., Vertex Cover, Steiner Tree, Minimum Weight Perfect Matching, Knapsack, and Maximum Clique. Our algorithms produce an optimal solution when provided with perfect predictions and their approximation ratio smoothly degrades with increasing prediction error. With small enough prediction error we achieve approximation guarantees that are beyond the reach without predictions in given time bounds, as exemplified by the NP-hardness and APX-hardness of many of the above problems. Although we show our approach to be optimal for this class of problems as a whole, there is a potential for exploiting specific structural properties of individual problems to obtain improved bounds; we demonstrate this on the Steiner Tree problem. We conclude with an empirical evaluation of our approach.

Long-horizon combinatorial optimization problems (COPs), such as the Flexible Job-Shop Scheduling Problem (FJSP), often involve complex, interdependent decisions over extended time frames, posing significant challenges for existing solvers. While Rolling Horizon Optimization (RHO) addresses this by decomposing problems into overlapping shorter-horizon subproblems, such overlap often involves redundant computations. In this paper, we present L-RHO, the first learning-guided RHO framework for COPs. L-RHO employs a neural network to intelligently fix variables that in hindsight did not need to be re-optimized, resulting in smaller and thus easier-to-solve subproblems. For FJSP, this means identifying operations with unchanged machine assignments between consecutive subproblems. Applied to FJSP, L-RHO accelerates RHO by up to 54\% while significantly improving solution quality, outperforming other heuristic and learning-based baselines. We also provide in-depth discussions and verify the desirable adaptability and generalization of L-RHO across numerous FJSP variates, distributions, online scenarios and benchmark instances. Moreover, we provide a theoretical analysis to elucidate the conditions under which learning is beneficial.

Neural Combinatorial Optimization (NCO) methods have exhibited promising performance in solving Vehicle Routing Problems (VRPs). However, most NCO methods rely on the conventional self-attention mechanism that induces excessive computational complexity, thereby struggling to contend with large-scale VRPs and hindering their practical applicability. In this paper, we propose a lightweight cross-attention mechanism with linear complexity, by which a Transformer network is developed to learn efficient and favorable solutions for large-scale VRPs. We also propose a Self-Improved Training (SIT) algorithm that enables direct model training on large-scale VRP instances, bypassing extensive computational overhead for attaining labels. By iterating solution reconstruction, the Transformer network itself can generate improved partial solutions as pseudo-labels to guide the model training. Experimental results on the Travelling Salesman Problem (TSP) and the Capacitated Vehicle Routing Problem (CVRP) with up to 100K nodes indicate that our method consistently achieves superior performance for synthetic and real-world benchmarks, significantly boosting the scalability of NCO methods.

Diffusion models have recently been successfully applied to a wide range of robotics applications for learning complex multi-modal behaviors from data. However, prior works have mostly been confined to single-robot and small-scale environments due to the high sample complexity of learning multi-robot diffusion models. In this paper, we propose a method for generating collision-free multi-robot trajectories that conform to underlying data distributions while using only single-robot data. Our algorithm, Multi-robot Multi-model planning Diffusion (MMD), does so by combining learned diffusion models with classical search-based techniques---generating data-driven motions under collision constraints. Scaling further, we show how to compose multiple diffusion models to plan in large environments where a single diffusion model fails to generalize well. We demonstrate the effectiveness of our approach in planning for dozens of robots in a variety of simulated scenarios motivated by logistics environments.

Despite the rich works on machine learning (ML) for combinatorial optimization (CO), a unified, principled framework remains lacking. This study utilizes the Travelling Salesman Problem (TSP) as a major case study, with adaptations demonstrated for other CO problems, dissecting established mainstream learning-based solvers to outline a comprehensive design space. We present ML4TSPBench, which advances a unified modular streamline incorporating existing technologies in both learning and search for transparent ablation, aiming to reassess the role of learning and discern which parts of existing techniques are genuinely beneficial and which are not. This further leads to the investigation of desirable principles of learning designs and the exploration of concepts guiding method designs. We demonstrate the desirability of principles such as joint probability estimation, symmetry solution representation, and online optimization for learning-based designs. Leveraging the findings, we propose enhancements to existing methods to compensate for their missing attributes, thereby advancing performance and enriching the technique library. From a higher viewpoint, we also uncover a performance advantage in non-autoregressive and supervised paradigms compared to their counterparts. The strategic decoupling and organic recompositions yield a factory of new TSP solvers, where we investigate synergies across various method combinations and pinpoint the optimal design choices to create more powerful ML4TSP solvers, thereby facilitating and offering a reference for future research and engineering endeavors.

Various neural solvers have been devised for combinatorial optimization (CO), which are often tailored for specific problem types, e.g., TSP, CVRP and SAT, etc. Yet, it remains an open question how to achieve universality regarding problem representing and learning with a general framework. This paper first proposes UniCO, to unify a set of CO problems by reducing them into the general TSP form featured by distance matrices. The applicability of this strategy depends on the efficiency of the problem reduction and solution transition procedures, which we show that at least ATSP, HCP, and SAT are readily feasible. The hope is to allow for the effective and even simultaneous use of as many types of CO instances as possible to train a neural TSP solver, and optionally finetune it for specific problem types. In particular, unlike the prevalent TSP benchmarks based on Euclidean instances with 2-D coordinates, our studied domain of TSP could involve non-metric, asymmetric or discrete distances without explicit node coordinates, which is much less explored in TSP literature while poses new intellectual challenges. Along this direction, we devise two neural TSP solvers with and without supervision to conquer such matrix-formulated input, respectively: 1) MatPOENet and 2) MatDIFFNet. The former is a reinforcement learning-based sequential model with pseudo one-hot embedding (POE) scheme; and the latter is a Diffusion-based generative model with the mix-noised reference mapping scheme. Experiments on ATSP, 2DTSP, HCP- and SAT-distributed general TSPs show the strong ability towards arbitrary matrix-encoded TSP with structure and size variation.

Machine Learning-based heuristics have recently shown impressive performance in solving a variety of hard combinatorial optimization problems (COPs). However they generally rely on a separate neural model, specialized and trained for each single problem. Any variation of a problem requires adjustment of its model and re-training from scratch. In this paper, we propose GOAL (for Generalist combinatorial Optimization Agent Learner), a generalist model capable of efficiently solving multiple COPs and which can be fine-tuned to solve new COPs. GOAL consists of a single backbone plus light-weight problem-specific adapters for input and output processing. The backbone is based on a new form of mixed-attention blocks which allows to handle problems defined on graphs with arbitrary combinations of node, edge and instance-level features. Additionally, problems which involve heterogeneous types of nodes or edges are handled through a novel multi-type transformer architecture, where the attention blocks are duplicated to attend the meaningful combinations of types while relying on the same shared parameters. We train GOAL on a set of routing, scheduling and classic graph problems and show that it is only slightly inferior to the specialized baselines while being the first multi-task model that solves a wide range of COPs. Finally we showcase the strong transfer learning capacity of GOAL by fine-tuning it on several new problems. Our code is available at https://github.com/naver/goal-co .

The Gromov-Wasserstein (GW) distance has gained increasing interest in the machine learning community in recent years, as it allows for the comparison of measures in different metric spaces. To overcome the limitations imposed by the equal mass requirements of the classical GW problem, researchers have begun exploring its application in unbalanced settings. However, Unbalanced GW (UGW) can only be regarded as a discrepancy rather than a rigorous metric/distance between two metric measure spaces (mm-spaces). In this paper, we propose a particular case of the UGW problem, termed Partial Gromov-Wasserstein (PGW). We establish that PGW is a well-defined metric between mm-spaces and discuss its theoretical properties, including the existence of a minimizer for the PGW problem and the relationship between PGW and GW, among others. We then propose two variants of the Frank-Wolfe algorithm for solving the PGW problem and show that they are mathematically and computationally equivalent. Moreover, based on our PGW metric, we introduce the analogous concept of barycenters for mm-spaces. Finally, we validate the effectiveness of our PGW metric and related solvers in applications such as shape matching, shape retrieval, and shape interpolation, comparing them against existing baselines. Our code is available at https://github.com/mint-vu/PGW_Metric.

Natural language prompt optimization, or prompt engineering, has emerged as a powerful technique to unlock the potential of Large Language Models (LLMs) for various tasks. While existing methods primarily focus on maximizing a single task-specific performance metric for LLM outputs, real-world applications often require considering trade-offs between multiple objectives. In this work, we address this limitation by proposing an effective technique for multi-objective prompt optimization for LLMs. Specifically, we propose ParetoPrompt, a reinforcement learning~(RL) method that leverages dominance relationships between prompts to derive a policy model for prompts optimization using preference-based loss functions. By leveraging multi-objective dominance relationships, ParetoPrompt enables efficient exploration of the entire Pareto front without the need for a predefined scalarization of multiple objectives. Our experimental results show that ParetoPrompt consistently outperforms existing algorithms that use specific objective values. ParetoPrompt also yields robust performances when the objective metrics differ between training and testing.

Topological correctness plays a critical role in many image segmentation tasks, yet most networks are trained using pixel-wise loss functions, such as Dice, neglecting topological accuracy. Existing topology-aware methods often lack robust topological guarantees, are limited to specific use cases, or impose high computational costs. In this work, we propose a novel, graph-based framework for topologically accurate image segmentation that is both computationally efficient and generally applicable. Our method constructs a component graph that fully encodes the topological information of both the prediction and ground truth, allowing us to efficiently identify topologically critical regions and aggregate a loss based on local neighborhood information. Furthermore, we introduce a strict topological metric capturing the homotopy equivalence between the union and intersection of prediction-label pairs. We formally prove the topological guarantees of our approach and empirically validate its effectiveness on binary and multi-class datasets, demonstrating state-of-the-art performance with up to fivefold faster loss computation compared to persistent homology methods.

An important open problem is the theoretically feasible acceleration of mini-batch SGD-type algorithms on quadratic problems with power-law spectrum. In the non-stochastic setting, the optimal exponent $\xi$ in the loss convergence $L_t\sim C_Lt^{-\xi}$ is double that in plain GD and is achievable using Heavy Ball (HB) with a suitable schedule; this no longer works in the presence of mini-batch noise. We address this challenge by considering first-order methods with an arbitrary fixed number $M$ of auxiliary velocity vectors (*memory-$M$ algorithms*). We first prove an equivalence between two forms of such algorithms and describe them in terms of suitable characteristic polynomials. Then we develop a general expansion of the loss in terms of *signal and noise propagators*. Using it, we show that losses of stationary stable memory-$M$ algorithms always retain the exponent $\xi$ of plain GD, but can have different constants $C_L$ depending on their *effective learning rate* that generalizes that of HB. We prove that in memory-1 algorithms we can make $C_L$ arbitrarily small while maintaining stability. As a consequence, we propose a memory-1 algorithm with a time-dependent schedule that we show heuristically and experimentally to improve the exponent $\xi$ of plain SGD.

We deal with the task of sampling from an unnormalized Boltzmann density $\rho_D$by learning a Boltzmann curve given by energies $f_t$ starting in a simple density $\rho_Z$.First, we examine conditions under which Fisher-Rao flows are absolutely continuous in the Wasserstein geometry.Second, we address specific interpolations $f_t$ and the learning of the related density/velocity pairs $(\rho_t,v_t)$.It was numerically observed that the linear interpolation, which requires only a parametrization of the velocity field $v_t$,suffers from a "teleportation-of-mass" issue.Using tools from the Wasserstein geometry,we give an analytical example,where we can precisely measure the explosion of the velocity field.Inspired by Máté and Fleuret, who parametrize both $f_t$ and $v_t$, we propose aninterpolation which parametrizes only $f_t$ and fixes an appropriate $v_t$. This corresponds tothe Wasserstein gradient flow of the Kullback-Leibler divergence related to Langevin dynamics. We demonstrate by numerical examples that our model provides a well-behaved flow field which successfully solves the above sampling task.

The stochastic three points (STP) algorithm is a derivative-free optimization technique designed for unconstrained optimization problems in $\mathbb{R}^d$. In this paper, we analyze this algorithm for three classes of functions: smooth functions that may lack convexity, smooth convex functions, and smooth functions that are strongly convex. Our work provides the first almost sure convergence results of the STP algorithm, alongside some convergence results in expectation.For the class of smooth functions, we establish that the best gradient iterate of the STP algorithm converges almost surely to zero at a rate of $o(1/{T^{\frac{1}{2}-\epsilon}})$ for any $\epsilon\in (0,\frac{1}{2})$, where $T$ is the number of iterations. Furthermore, within the same class of functions, we establish both almost sure convergence and convergence in expectation of the final gradient iterate towards zero.For the class of smooth convex functions, we establish that $f(\theta^T)$ converges to $\inf_{\theta \in \mathbb{R}^d} f(\theta)$ almost surely at a rate of $o(1/{T^{1-\epsilon}})$ for any $\epsilon\in (0,1)$, and in expectation at a rate of $O(\frac{d}{T})$ where $d$ is the dimension of the space.Finally, for the class of smooth functions that are strongly convex, we establish that when step sizes are obtained by approximating the directional derivatives of the function, $f(\theta^T)$ converges to $\inf_{\theta \in \mathbb{R}^d} f(\theta)$ in expectation at a rate of $O((1-\frac{\mu}{dL})^T)$, and almost surely at a rate of $o((1-s\frac{\mu}{dL})^T)$ for any $s\in (0,1)$, where $\mu$ and $L$are the strong convexity and smoothness parameters of the function.

In cross-device federated learning (FL) with millions of mobile clients, only a small subset of clients participate in training in every communication round, and Federated Averaging (FedAvg) is the most popular algorithm in practice. Existing analyses of FedAvg usually assume the participating clients are independently sampled in each round from a uniform distribution, which does not reflect real-world scenarios. This paper introduces a theoretical framework that models client participation in FL as a Markov chain to study optimization convergence when clients have non-uniform and correlated participation across rounds. We apply this framework to analyze a more practical pattern: every client must wait a minimum number of $R$ rounds (minimum separation) before re-participating. We theoretically prove and empirically observe that increasing minimum separation reduces the bias induced by intrinsic non-uniformity of client availability in cross-device FL systems. Furthermore, we develop an effective debiasing algorithm for FedAvg that provably converges to the unbiased optimal solution under arbitrary minimum separation and unknown client availability distribution.

3D Affordance detection is a challenging problem with broad applications on various robotic tasks. Existing methods typically formulate the detection paradigm as a label-based semantic segmentation task.This paradigm relies on predefined labels and lacks the ability to comprehend complex natural language, resulting in limited generalization in open-world scene.To address these limitations, we reformulate the traditional affordance detection paradigm into \textit{Instruction Reasoning Affordance Segmentation} (IRAS) task. This task is designed to output a affordance mask region given a query reasoning text, which avoids fixed categories of input labels.We accordingly propose the \textit{3D-AffordanceLLM} (3D-ADLLM), a framework designed for reasoning affordance detection in 3D open-scene.Specifically, 3D-ADLLM introduces large language models (LLMs) to 3D affordance perception with a custom-designed decoder for generating affordance masks, thus achieving open-world reasoning affordance detection.In addition, given the scarcity of 3D affordance datasets for training large models, we seek to extract knowledge from general segmentation data and transfer it to affordance detection.Thus, we propose a multi-stage training strategy that begins with a novel pre-training task, i.e., \textit{Referring Object Part Segmentation}~(ROPS).This stage is designed to equip the model with general recognition and segmentation capabilities at the object-part level.Then followed by fine-tuning with the IRAS task, 3D-ADLLM obtains the reasoning ability for affordance detection. In summary, 3D-ADLLM leverages the rich world knowledge and human-object interaction reasoning ability of LLMs, achieving approximately an 8\% improvement in mIoU on open-vocabulary affordance detection tasks.

We propose a novel asynchronous bundle method to solve distributed learning problems. Compared to existing asynchronous methods, our algorithm computes the next iterate based on a more accurate approximation of the objective function and does not require any prior information about the maximal information delay in the system. This makes the proposed method fast and easy to tune. We prove that the algorithm converges in both deterministic and stochastic (mini-batch) settings, and quantify how the convergence times depend on the level of asynchrony. The practical advantages of our method are illustrated through numerical experiments on classification problems of varying complexities and scales.

In distributed stochastic optimization, where parallel and asynchronous methods are employed, we establish optimal time complexities under virtually any computation behavior of workers/devices/CPUs/GPUs, capturing potential disconnections due to hardware and network delays, time-varying computation powers, and any possible fluctuations and trends of computation speeds. These real-world scenarios are formalized by our new universal computation model. Leveraging this model and new proof techniques, we discover tight lower bounds that apply to virtually all synchronous and asynchronous methods, including Minibatch SGD, Asynchronous SGD (Recht et al., 2011), and Picky SGD (Cohen et al., 2021). We show that these lower bounds, up to constant factors, are matched by the optimal Rennala SGD and Malenia SGD methods (Tyurin & Richtárik, 2023).

Scaling Transformer to a large scale without using some technical tricks such as learning rate warump and an obviously lower learning rate, is an extremely challenging task, and is increasingly gaining more attention. In this paper, we provide a theoretical analysis for the process of training Transformer and reveal a key problem behind model crash phenomenon in the training process, termed *spectral energy concentration* of ${W_q}^{\top} W_k$, which is the reason for a malignant entropy collapse, where ${W_q}$ and $W_k$ are the projection matrices for the query and the key in Transformer, respectively. To remedy this problem, motivated by *Weyl's Inequality*, we present a novel optimization strategy, \ie, making the weight updating in successive steps steady---if the ratio $\frac{\sigma_{1}(\nabla W_t)}{\sigma_{1}(W_{t-1})}$ is larger than a threshold, we will automatically bound the learning rate to a weighted multiple of $\frac{\sigma_{1}(W_{t-1})}{\sigma_{1}(\nabla W_t)}$, where $\nabla W_t$ is the updating quantity in step $t$. Such an optimization strategy can prevent spectral energy concentration to only a few directions, and thus can avoid malignant entropy collapse which will trigger the model crash. We conduct extensive experiments using ViT, Swin-Transformer and GPT, showing that our optimization strategy can effectively and stably train these (Transformer) models without using learning rate warmup.

The growing number of parameters and computational demands of large language models (LLMs) present significant challenges for their efficient deployment.Recently, there is an increasing interest in quantizing weights to extremely low precision while offsetting the resulting error with low-rank, high-precision error reconstruction terms.The combination of quantization and low-rank approximation is now popular in both adapter-based, parameter-efficient fine-tuning methods such as LoftQ and low-precision inference techniques including ZeroQuant-V2.Usually, the low-rank terms are calculated via the singular value decomposition (SVD) of the weight quantization error,minimizing the Frobenius and spectral norms of the weight approximation error.Recent methods like LQ-LoRA and LQER introduced hand-crafted heuristics to minimize errors in layer outputs (activations) rather than weights, resulting improved quantization results.However, these heuristic methods lack an analytical solution to guide the design of quantization error reconstruction terms.In this paper, we revisit this problem and formulate an analytical framework, named Quantization Error Reconstruction Analysis (QERA),and offer a closed-form solution to the problem.We show QERA benefits both existing low-precision fine-tuning and inference methods --QERA achieves a fine-tuned accuracy gain of $\Delta_{\text{acc}}$ = 6.05\% of 2-bit RoBERTa-base on GLUE compared to LoftQ;and obtains $\Delta_{\text{acc}}$ = 2.97\% higher post-training quantization accuracy of 4-bit Llama-3.1-70B on average than ZeroQuant-V2 and $\Delta_{\text{ppl}}$ = $-$ 0.28 lower perplexity on WikiText2 than LQER.

Optimizing the performance of many objectives (instantiated by tasks or clients) jointly with a few Pareto stationary solutions (models) is critical in machine learning. However, previous multi-objective optimization methods often focus on a few objectives and cannot scale to many objectives that outnumber the solutions, leading to either subpar performance or ignored objectives. We introduce ''Many-objective multi-solution Transport (MosT)'', a framework that finds multiple diverse solutions in the Pareto front of many objectives. Our insight is to seek multiple solutions, each performing as a domain expert and focusing on a specific subset of objectives while collectively covering all of them. MosT formulates the problem as a bi-level optimization of weighted objectives for each solution, where the weights are defined by an optimal transport between objectives and solutions. Our algorithm ensures convergence to Pareto stationary solutions for complementary subsets of objectives. On a range of applications in federated learning, multi-task learning, and mixture-of-prompt learning for LLMs, MosT distinctly outperforms strong baselines, delivering high-quality, diverse solutions that profile the entire Pareto frontier, thus ensuring balanced trade-offs across many objectives.

Stochastic gradient descent with momentum, also known as Stochastic Heavy Ball method (SHB), is one of the most popular algorithms for solving large-scale stochastic optimization problems in various machine learning tasks. In practical scenarios, tuning the step-size and momentum parameters of the method is a prohibitively expensive and time-consuming process. In this work, inspired by the recent advantages of stochastic Polyak step-size in the performance of stochastic gradient descent (SGD), we propose and explore new Polyak-type variants suitable for the update rule of the SHB method. In particular, using the Iterate Moving Average (IMA) viewpoint of SHB, we propose and analyze three novel step-size selections: MomSPSmax, MomDecSPS, and MomAdaSPS. For MomSPSmax, we provide convergence guarantees for SHB to a neighborhood of the solution for convex and smooth problems (without assuming interpolation). If interpolation is also satisfied, then using MomSPSmax, SHB converges to the true solution at a fast rate matching the deterministic HB. The other two variants, MomDecSPS and MomAdaSPS, are the first adaptive step-size for SHB that guarantee convergence to the exact minimizer - without a priori knowledge of the problem parameters and without assuming interpolation. Our convergence analysis of SHB is tight and obtains the convergence guarantees of stochastic Polyak step-size for SGD as a special case. We supplement our analysis with experiments validating our theory and demonstrating the effectiveness and robustness of our algorithms.

Offline Goal-Conditioned RL (GCRL) offers a feasible paradigm for learning general-purpose policies from diverse and multi-task offline datasets. Despite notable recent progress, the predominant offline GCRL methods, mainly model-free, face constraints in handling limited data and generalizing to unseen goals. In this work, we propose Goal-conditioned Offline Planning (GOPlan), a novel model-based framework that contains two key phases: (1) pretraining a prior policy capable of capturing multi-modal action distribution within the multi-goal dataset; (2) employing the reanalysis method with planning to generate imagined trajectories for funetuning policies. Specifically, we base the prior policy on an advantage-weighted conditioned generative adversarial network, which facilitates distinct mode separation, mitigating the pitfalls of out-of-distribution (OOD) actions. For further policy optimization, the reanalysis method generates high-quality imaginary data by planning with learned models for both intra-trajectory and inter-trajectory goals. With thorough experimental evaluations, we demonstrate that GOPlan achieves state-of-the-art performance on various offline multi-goal navigation and manipulation tasks. Moreover, our results highlight the superior ability of GOPlan to handle small data budgets and generalize to OOD goals.

Applying reinforcement learning (RL) to real-world problems is often made challenging by the inability to interact with the environment and the difficulty of designing reward functions. Offline RL addresses the first challenge by considering access to an offline dataset of environment interactions labeled by the reward function. In contrast, Preference-based RL does not assume access to the reward function and learns it from preferences, but typically requires an online interaction with the environment. We bridge the gap between these frameworks by exploring efficient methods for acquiring preference feedback in a fully offline setup. We propose Sim-OPRL, an offline preference-based reinforcement learning algorithm, which leverages a learned environment model to elicit preference feedback on simulated rollouts. Drawing on insights from both the offline RL and the preference-based RL literature, our algorithm employs a pessimistic approach for out-of-distribution data, and an optimistic approach for acquiring informative preferences about the optimal policy. We provide theoretical guarantees regarding the sample complexity of our approach, dependent on how well the offline data covers the optimal policy. Finally, we demonstrate the empirical performance of Sim-OPRL in various environments.

Developing agents for complex and underspecified tasks, where no clear objective exists, remains challenging but offers many opportunities. This is especially true in video games, where simulated players (bots) need to play realistically, and there is no clear reward to evaluate them. While imitation learning has shown promise in such domains, these methods often fail when agents encounter out-of-distribution scenarios during deployment. Expanding the training dataset is a common solution, but it becomes impractical or costly when relying on human demonstrations. This article addresses active imitation learning, aiming to trigger expert intervention only when necessary, reducing the need for constant expert input along training. We introduce Random Network Distillation DAgger (RND-DAgger), a new active imitation learning method that limits expert querying by using a learned state-based out-of-distribution measure to trigger interventions. This approach avoids frequent expert-agent action comparisons, thus making the expert intervene only when it is useful. We evaluate RND-DAgger against traditional imitation learning and other active approaches in 3D video games (racing and third-person navigation) and in a robotic locomotion task and show that RND-DAgger surpasses previous methods by reducing expert queries.https://sites.google.com/view/rnd-dagger

Model-based offline reinforcement learning (RL) is a compelling approach that addresses the challenge of learning from limited, static data by generating imaginary trajectories using learned models. However, these approaches often struggle with inaccurate value estimation from model rollouts. In this paper, we introduce a novel model-based offline RL method, Lower Expectile Q-learning (LEQ), which provides a low-bias model-based value estimation via lower expectile regression of $\lambda$-returns. Our empirical results show that LEQ significantly outperforms previous model-based offline RL methods on long-horizon tasks, such as the D4RL AntMaze tasks, matching or surpassing the performance of model-free approaches and sequence modeling approaches. Furthermore, LEQ matches the performance of state-of-the-art model-based and model-free methods in dense-reward environments across both state-based tasks (NeoRL and D4RL) and pixel-based tasks (V-D4RL), showing that LEQ works robustly across diverse domains. Our ablation studies demonstrate that lower expectile regression, $\lambda$-returns, and critic training on offline data are all crucial for LEQ.

Articulated object manipulation is a critical capability for robots to perform various tasks in real-world scenarios.Composed of multiple parts connected by joints, articulated objects are endowed with diverse functional mechanisms through complex relative motions. For example, a safe consists of a door, a handle, and a lock, where the door can only be opened when the latch is unlocked. The internal structure, such as the state of a lock or joint angle constraints, cannot be directly observed from visual observation. Consequently, successful manipulation of these objects requires adaptive adjustment based on trial and error rather than a one-time visual inference. However, previous datasets and simulation environments for articulated objects have primarily focused on simple manipulation mechanisms where the complete manipulation process can be inferred from the object's appearance. To enhance the diversity and complexity of adaptive manipulation mechanisms, we build a novel articulated object manipulation environment and equip it with 9 categories of objects. Based on the environment and objects, we further propose an adaptive demonstration collection and 3D visual diffusion-based imitation learning pipeline that learns the adaptive manipulation policy. The effectiveness of our designs and proposed method is validated through both simulation and real-world experiments.

Offline model-based reinforcement learning (RL) offers a principled approach to using a learned dynamics model as a simulator to optimize a control policy. Despite the near-optimal performance of existing approaches on benchmarks with high-quality datasets, most struggle on datasets with low state-action space coverage or suboptimal demonstrations.We develop a novel offline model-based RL approach that particularly shines in low-quality data regimes while maintaining competitive performance on high-quality datasets.Neural Stochastic Differential Equations for Uncertainty-aware, Offline RL (NUNO) learns a dynamics model as neural stochastic differential equations (SDE), where its drift term can leverage prior physics knowledge as inductive bias.In parallel, its diffusion term provides distance-aware estimates of model uncertainty by matching the dynamics' underlying stochasticity near the training data regime while providing high but bounded estimates beyond it.To address the so-called model exploitation problem in offline model-based RL, NUNO builds on existing studies by penalizing and adaptively truncating neural SDE's rollouts according to uncertainty estimates.Our empirical results in D4RL and NeoRL MuJoCo benchmarks evidence that NUNO outperforms state-of-the-art methods in low-quality datasets by up to 93% while matching or surpassing their performance by up to 55% in some high-quality counterparts.

Sequential decision-making in high-dimensional continuous action spaces, particularly in stochastic environments, faces significant computational challenges. We explore this challenge in the traditional offline RL setting, where an agent must learn how to make decisions based on data collected through a stochastic behavior policy. We present \textit{Latent Macro Action Planner} (L-MAP), which addresses this challenge by learning a set of temporally extended macro-actions through a state-conditional Vector Quantized Variational Autoencoder (VQ-VAE), effectively reducing action dimensionality. L-MAP employs a (separate) learned prior model that acts as a latent transition model and allows efficient sampling of plausible actions. During planning, our approach accounts for stochasticity in both the environment and the behavior policy by using Monte Carlo tree search (MCTS). In offline RL settings, including stochastic continuous control tasks, L-MAP efficiently searches over discrete latent actions to yield high expected returns.Empirical results demonstrate that L-MAP maintains low decision latency despite increased action dimensionality. Notably, across tasks ranging from continuous control with inherently stochastic dynamics to high-dimensional robotic hand manipulation, L-MAP significantly outperforms existing model-based methods and performs on par with strong model-free actor-critic baselines, highlighting the effectiveness of the proposed approach in planning in complex and stochastic environments with high-dimensional action spaces.

Hindsight relabeling is a powerful tool for overcoming sparsity in goal-conditioned reinforcement learning (GCRL), especially in certain domains such as navigation and locomotion. However, hindsight relabeling can struggle in object-centric domains. For example, suppose that the goal space consists of a robotic arm pushing a particular target block to a goal location. In this case, hindsight relabeling will give high rewards to any trajectory that does not interact with the block. However, these behaviors are only useful when the object is already at the goal---an extremely rare case in practice. A dataset dominated by these kinds of trajectories can complicate learning and lead to failures. In object-centric domains, one key intuition is that meaningful trajectories are often characterized by object-object interactions such as pushing the block with the gripper. To leverage this intuition, we introduce Hindsight Relabeling using Interactions (HInt), which combines interactions with hindsight relabeling to improve the sample efficiency of downstream RL. However, interactions do not have a consensus statistical definition that is tractable for downstream GCRL. Therefore, we propose a definition of interactions based on the concept of _null counterfactual_: a cause object is interacting with a target object if, in a world where the cause object did not exist, the target object would have different transition dynamics. We leverage this definition to infer interactions in Null Counterfactual Interaction Inference (NCII), which uses a ``nulling'' operation with a learned model to simulate absences and infer interactions. We demonstrate that NCII is able to achieve significantly improved interaction inference accuracy in both simple linear dynamics domains and dynamic robotic domains in Robosuite, Robot Air Hockey, and Franka Kitchen. Furthermore, we demonstrate that HInt improves sample efficiency by up to $4\times$ in these domains as goal-conditioned tasks.

Achieving optimal performance in reinforcement learning requires robust policies supported by training processes that ensure both sample efficiency and stability. Modeling the policy in reproducing kernel Hilbert space (RKHS) enables efficient exploration of local optimal solutions. However, the stability of existing RKHS-based methods is hindered by significant variance in gradients, while the robustness of the learned policies is often compromised due to the sensitivity of hyperparameters. In this work, we conduct a comprehensive analysis of the significant instability in RKHS policies and reveal that the variance of the policy gradient increases substantially when a wide-bandwidth kernel is employed. To address these challenges, we propose a novel RKHS policy learning method integrated with representation learning to dynamically process observations in complex environments, enhancing the robustness of RKHS policies. Furthermore, inspired by the advantage functions, we introduce a residual layer that further stabilizes the training process by significantly reducing gradient variance in RKHS. Our novel algorithm, the Residual Kernel Policy Network (ResKPN), demonstrates state-of-the-art performance, achieving a 30% improvement in episodic rewards across complex environments.

Building deep reinforcement learning (RL) agents that find a good policy with few samples has proven notoriously challenging. To achieve sample efficiency, recent work has explored updating neural networks with large numbers of gradient steps for every new sample. While such high update-to-data (UTD) ratios have shown strong empirical performance, they also introduce instability to the training process. Previous approaches need to rely on periodic neural network parameter resets to address this instability, but restarting the training process is infeasible in many real-world applications and requires tuning the resetting interval. In this paper, we focus on one of the core difficulties of stable training with limited samples: the inability of learned value functions to generalize to unobserved on-policy actions. We mitigate this issue directly by augmenting the off-policy RL training process with a small amount of data generated from a learned world model. Our method, Model-Augmented Data for TD Learning (MAD-TD) uses small amounts of generated data to stabilize high UTD training and achieve competitive performance on the most challenging tasks in the DeepMind control suite. Our experiments further highlight the importance of employing a good model to generate data, MAD-TD's ability to combat value overestimation, and its practical stability gains for continued learning.

Existing off-policy reinforcement learning algorithms often rely on an explicit state-action-value function representation, which can be problematic in high-dimensional action spaces due to the curse of dimensionality.This reliance results in data inefficiency as maintaining a state-action-value function in such spaces is challenging. We present an efficient approach that utilizes only a state-value function as the critic for off-policy deep reinforcement learning.This approach, which we refer to as Vlearn, effectively circumvents the limitations of existing methods by eliminating the necessity for an explicit state-action-value function. To this end, we leverage a weighted importance sampling loss for learning deep value functions from off-policy data. While this is common for linear methods, it has not been combined with deep value function networks. This transfer to deep methods is not straightforward and requires novel design choices such as robust policy updates, twin value function networks to avoid an optimization bias, and importance weight clipping.We also present a novel analysis of the variance of our estimate compared to commonly used importance sampling estimators such as V-trace. Our approach improves sample complexity as well as final performance and ensures consistent and robust performance across various benchmark tasks.Eliminating the state-action-value function in Vlearn facilitates a streamlined learning process, yielding high-return agents.

Model-based methods in reinforcement learning offer a promising approach to enhance data efficiency by facilitating policy exploration within a dynamics model. However, accurately predicting sequential steps in the dynamics model remains a challenge due to the bootstrapping prediction, which attributes the next state to the prediction of the current state. This leads to accumulated errors during model roll-out. In this paper, we propose the Any-step Dynamics Model (ADM) to mitigate the compounding error by reducing bootstrapping prediction to direct prediction. ADM allows for the use of variable-length plans as inputs for predicting future states without frequent bootstrapping. We design two algorithms, ADMPO-ON and ADMPO-OFF, which apply ADM in online and offline model-based frameworks, respectively. In the online setting, ADMPO-ON demonstrates improved sample efficiency compared to previous state-of-the-art methods. In the offline setting, ADMPO-OFF not only demonstrates superior performance compared to recent state-of-the-art offline approaches but also offers better quantification of model uncertainty using only a single ADM.

Offline goal-conditioned reinforcement learning (GCRL) is a major problem in reinforcement learning (RL) because it provides a simple, unsupervised, and domain-agnostic way to acquire diverse behaviors and representations from unlabeled data without rewards. Despite the importance of this setting, we lack a standard benchmark that can systematically evaluate the capabilities of offline GCRL algorithms. In this work, we propose OGBench, a new, high-quality benchmark for algorithms research in offline goal-conditioned RL. OGBench consists of 8 types of environments, 85 datasets, and reference implementations of 6 representative offline GCRL algorithms. We have designed these challenging and realistic environments and datasets to directly probe different capabilities of algorithms, such as stitching, long-horizon reasoning, and the ability to handle high-dimensional inputs and stochasticity. While representative algorithms may rank similarly on prior benchmarks, our experiments reveal stark strengths and weaknesses in these different capabilities, providing a strong foundation for building new algorithms. Project page: https://seohong.me/projects/ogbench

Despite a plethora of anomaly detection models developed over the years, their ability to generalize to unseen anomalies remains an issue, particularly in critical systems. This paper aims to address this challenge by introducing Swift Hydra, a new framework for training an anomaly detection method based on generative AI and reinforcement learning (RL). Through featuring an RL policy that operates on the latent variables of a generative model, the framework synthesizes novel and diverse anomaly samples that are capable of bypassing a detection model. These generated synthetic samples are, in turn, used to augment the detection model, further improving its ability to handle challenging anomalies. Swift Hydra also incorporates Mamba models structured as a Mixture of Experts (MoE) to enable scalable adaptation of the number of Mamba experts based on data complexity, effectively capturing diverse feature distributions without increasing the model’s inference time. Empirical evaluations on ADBench benchmark demonstrate that Swift Hydra outperforms other state-of-the-art anomaly detection models while maintaining a relatively short inference time. From these results, our research highlights a new and auspicious paradigm of integrating RL and generative AI for advancing anomaly detection.

The smoothness of control actions is a significant challenge faced by deep reinforcement learning (RL) techniques in solving optimal control problems. Existing RL-trained policies tend to produce non-smooth actions due to high-frequency input noise and unconstrained Lipschitz constants in neural networks. This article presents a Smooth ODE (SmODE) network capable of simultaneously addressing both causes of unsmooth control actions, thereby enhancing policy performance and robustness under noise condition. We first design a smooth ODE neuron with first-order low-pass filtering expression, which can dynamically filter out high frequency noises of hidden state by a learnable state-based system time constant. Additionally, we construct a state-based mapping function, $g$, and theoretically demonstrate its capacity to control the ODE neuron's Lipschitz constant. Then, based on the above neuronal structure design, we further advanced the SmODE network serving as RL policy approximators. This network is compatible with most existing RL algorithms, offering improved adaptability compared to prior approaches. Various experiments show that our SmODE network demonstrates superior anti-interference capabilities and smoother action outputs than the multi-layer perception and smooth network architectures like LipsNet.

Imitation learning is a data-driven approach to learning policies from expert behavior, but it is prone to unreliable outcomes in out-of-sample (OOS) regions. While previous research relying on stable dynamical systems guarantees convergence to a desired state, it often overlooks transient behavior. We propose a framework for learning policies modeled by contractive dynamical systems, ensuring that all policy rollouts converge regardless of perturbations, and in turn, enable efficient OOS recovery. By leveraging recurrent equilibrium networks and coupling layers, the policy structure guarantees contractivity for any parameter choice, which facilitates unconstrained optimization. We also provide theoretical upper bounds for worst-case and expected loss to rigorously establish the reliability of our method in deployment. Empirically, we demonstrate substantial OOS performance improvements for simulated robotic manipulation and navigation tasks. See sites.google.com/view/contractive-dynamical-policies for our codebase and highlight of the results.

Model-based reinforcement learning (MBRL) seeks to enhance data efficiency by learning a model of the environment and generating synthetic rollouts from it. However, accumulated model errors during these rollouts can distort the data distribution, negatively impacting policy learning and hindering long-term planning. Thus, the accumulation of model errors is a key bottleneck in current MBRL methods. We propose Infoprop, a model-based rollout mechanism that separates aleatoric from epistemic model uncertainty and reduces the influence of the latter on the data distribution. Further, Infoprop keeps track of accumulated model errors along a model rollout and provides termination criteria to limit data corruption. We demonstrate the capabilities of Infoprop in the Infoprop-Dyna algorithm, reporting state-of-the-art performance in Dyna-style MBRL on common MuJoCo benchmark tasks while substantially increasing rollout length and data quality.

Multi-task reinforcement learning (MTRL) aims to learn several tasks simultaneously for better sample efficiency than learning them separately. Traditional methods achieve this by sharing parameters or relabeling data between tasks. In this work, we introduce a new framework for sharing behavioral policies across tasks, which can be used in addition to existing MTRL methods. The key idea is to improve each task's off-policy data collection by employing behaviors from other task policies. Selectively sharing helpful behaviors acquired in one task to collect training data for another task can lead to higher-quality trajectories, leading to more sample-efficient MTRL. Thus, we introduce a simple and principled framework called Q-switch mixture of policies (QMP) that selectively shares behavior between different task policies by using the task's Q-function to evaluate and select useful shareable behaviors. We theoretically analyze how QMP improves the sample efficiency of the underlying RL algorithm. Our experiments show that QMP's behavioral policy sharing provides complementary gains over many popular MTRL algorithms and outperforms alternative ways to share behaviors in various manipulation, locomotion, and navigation environments. Videos are available at https://qmp-mtrl.github.io/.

Extracting relevant information from a stream of high-dimensional observations is a central challenge for deep reinforcement learning agents. Actor-critic algorithms add further complexity to this challenge, as it is often unclear whether the same information will be relevant to both the actor and the critic. To this end, we here explore the principles that underlie effective representations for the actor and for the critic in on-policy algorithms. We focus our study on understanding whether the actor and critic will benefit from separate, rather than shared, representations. Our primary finding is that when separated, the representations for the actor and critic systematically specialise in extracting different types of information from the environment---the actor's representation tends to focus on action-relevant information, while the critic's representation specialises in encoding value and dynamics information. We conduct a rigourous empirical study to understand how different representation learning approaches affect the actor and critic's specialisations and their downstream performance, in terms of sample efficiency and generation capabilities. Finally, we discover that a separated critic plays an important role in exploration and data collection during training. Our code, trained models and data are accessible at https://github.com/francelico/deac-rep.

We study computationally and statistically efficient Reinforcement Learning algorithms for the linear Bellman Complete setting. This setting uses linear function approximation to capture value functions and unifies existing models like linear Markov Decision Processes (MDP) and Linear Quadratic Regulators (LQR). While it is known from the prior works that this setting is statistically tractable, it remained open whether a computationally efficient algorithm exists. Our work provides a computationally efficient algorithm for the linear Bellman complete setting that works for MDPs with large action spaces, random initial states, and random rewards but relies on the underlying dynamics to be deterministic. Our approach is based on randomization: we inject random noise into least squares regression problems to perform optimistic value iteration. Our key technical contribution is to carefully design the noise to only act in the null space of the training data to ensure optimism while circumventing a subtle error amplification issue.

Reinforcement Learning (RL) agents have demonstrated their potential across various robotic tasks. However, they still heavily rely on human-engineered reward functions, requiring extensive trial-and-error and access to target behavior information, often unavailable in real-world settings. This paper introduces REDS: REward learning from Demonstration with Segmentations, a novel reward learning framework that leverages action-free videos with minimal supervision. Specifically, REDS employs video demonstrations segmented into subtasks from diverse sources and treats these segments as ground-truth rewards. We train a dense reward function conditioned on video segments and their corresponding subtasks to ensure alignment with ground-truth reward signals by minimizing the Equivalent-Policy Invariant Comparison distance. Additionally, we employ contrastive learning objectives to align video representations with subtasks, ensuring precise subtask inference during online interactions. Our experiments show that REDS significantly outperforms baseline methods on complex robotic manipulation tasks in Meta-World and more challenging real-world tasks, such as furniture assembly in FurnitureBench, with minimal human intervention. Moreover, REDS facilitates generalization to unseen tasks and robot embodiments, highlighting its potential for scalable deployment in diverse environments.

Multi-agent reinforcement learning (MARL) has recently excelled in solving challenging cooperative and competitive multi-agent problems in various environments, typically involving a small number of agents and full observability. Moreover, a range of crucial robotics-related tasks, such as multi-robot pathfinding, which have traditionally been approached with classical non-learnable methods (e.g., heuristic search), are now being suggested for solution using learning-based or hybrid methods. However, in this domain, it remains difficult, if not impossible, to conduct a fair comparison between classical, learning-based, and hybrid approaches due to the lack of a unified framework that supports both learning and evaluation. To address this, we introduce POGEMA, a comprehensive set of tools that includes a fast environment for learning, a problem instance generator, a collection of predefined problem instances, a visualization toolkit, and a benchmarking tool for automated evaluation. We also introduce and define an evaluation protocol that specifies a range of domain-related metrics, computed based on primary evaluation indicators (such as success rate and path length), enabling a fair multi-fold comparison. The results of this comparison, which involves a variety of state-of-the-art MARL, search-based, and hybrid methods, are presented.

Multi-agent reinforcement learning has demonstrated significant potential in addressing complex cooperative tasks across various real-world applications. However, existing MARL approaches often rely on the restrictive assumption that the number of entities (e.g., agents, obstacles) remains constant between training and inference. This overlooks scenarios where entities are dynamically removed or $\textit{added}$ $\textit{during}$ the inference trajectory—a common occurrence in real-world environments like search and rescue missions and dynamic combat situations. In this paper, we tackle the challenge of intra-trajectory dynamic entity composition under zero-shot out-of-domain (OOD) generalization, where such dynamic changes cannot be anticipated beforehand. Our empirical studies reveal that existing MARL methods suffer $\textit{significant}$ performance degradation and increased uncertainty in these scenarios. In response, we propose FlickerFusion, a novel OOD generalization method that acts as a $\textit{universally}$ applicable augmentation technique for MARL backbone methods. FlickerFusion stochastically drops out parts of the observation space, emulating being in-domain when inferenced OOD. The results show that FlickerFusion not only achieves superior inference rewards but also $\textit{uniquely}$ reduces uncertainty vis-à-vis the backbone, compared to existing methods. Benchmarks, implementations, and model weights are organized and open-sourced at $\texttt{\href{flickerfusion305.github.io}{\textbf{flickerfusion305.github.io}}}$, accompanied by ample demo video renderings.

Artificially intelligent agents are increasingly being integrated into human decision-making: from large language model (LLM) assistants to autonomous vehicles. These systems often optimize their individual objective, leading to conflicts, particularly in general-sum games where naive reinforcement learning agents empirically converge to Pareto-suboptimal Nash equilibria. To address this issue, opponent shaping has emerged as a paradigm for finding socially beneficial equilibria in general-sum games. In this work, we introduce Advantage Alignment, a family of algorithms derived from first principles that perform opponent shaping efficiently and intuitively. We achieve this by aligning the advantages of interacting agents, increasing the probability of mutually beneficial actions when their interaction has been positive. We prove that existing opponent shaping methods implicitly perform Advantage Alignment. Compared to these methods, Advantage Alignment simplifies the mathematical formulation of opponent shaping, reduces the computational burden and extends to continuous action domains. We demonstrate the effectiveness of our algorithms across a range of social dilemmas, achieving state-of-the-art cooperation and robustness against exploitation.

Data scarcity in offline multi-agent reinforcement learning (MARL) is a key challenge for real-world applications. Recent advances in offline single-agent reinforcement learning (RL) demonstrate the potential of data synthesis to mitigate this issue.However, in multi-agent systems, interactions between agents introduce additional challenges. These interactions complicate the synthesis of multi-agent datasets, leading to data distortion when inter-agent interactions are neglected. Furthermore, the quality of the synthetic dataset is often constrained by the original dataset. To address these challenges, we propose INteraction-aware Synthesis (INS), which synthesizes high-quality multi-agent datasets using diffusion models. Recognizing the sparsity of inter-agent interactions, INS employs a sparse attention mechanism to capture these interactions, ensuring that the synthetic dataset reflects the underlying agent dynamics. To overcome the limitation of diffusion models requiring continuous variables, INS implements a bit action module, enabling compatibility with both discrete and continuous action spaces. Additionally, we incorporate a select mechanism to prioritize transitions with higher estimated values, further enhancing the dataset quality. Experimental results across multiple datasets in MPE and SMAC environments demonstrate that INS consistently outperforms existing methods, resulting in improved downstream policy performance and superior dataset metrics. Notably, INS can synthesize high-quality data using only 10% of the original dataset, highlighting its efficiency in data-limited scenarios.

Traditional multi-agent reinforcement learning (MARL) systems can develop cooperative strategies through repeated interactions. However, these systems are unable to perform well on any other setting than the one they have been trained on, and struggle to successfully cooperate with unfamiliar collaborators. This is particularly visible in the Hanabi benchmark, a popular 2-to-5 player cooperative card-game which requires complex reasoning and precise assistance to other agents. Current MARL agents for Hanabi can only learn one specific game-setting (e.g., 2-player games), and play with the same algorithmic agents. This is in stark contrast to humans, who can quickly adjust their strategies to work with unfamiliar partners or situations. In this paper, we introduce Recurrent Replay Relevance Distributed DQN (R3D2), a generalist agent for Hanabi, designed to overcome these limitations. We reformulate the task using text, as language has been shown to improve transfer. We then propose a distributed MARL algorithm that copes with the resulting dynamic observation- and action-space. In doing so, our agent is the first that can play all game settings concurrently, and extend strategies learned from one setting to other ones. As a consequence, our agent also demonstrates the ability to collaborate with different algorithmic agents ---agents that are themselves unable to do so.

Proteins are essential macromolecules defined by their amino acid sequences, which determine their three-dimensional structures and, consequently, their functions in all living organisms. Therefore, generative protein modeling necessitates a multimodal approach to simultaneously model, understand, and generate both sequences and structures. However, existing methods typically use separate models for each modality, limiting their ability to capture the intricate relationships between sequence and structure. This results in suboptimal performance in tasks that requires joint understanding and generation of both modalities.In this paper, we introduce DPLM-2, a multimodal protein foundation model that extends discrete diffusion protein language model (DPLM) to accommodate both sequences and structures.To enable structural learning with the language model, 3D coordinates are converted to discrete tokens using a lookup-free quantization-based tokenizer.By training on both experimental and high-quality synthetic structures, DPLM-2 learns the joint distribution of sequence and structure, as well as their marginals and conditionals.We also implement an efficient warm-up strategy to exploit the connection between large-scale evolutionary data and structural inductive biases from pre-trained sequence-based protein language models.Empirical evaluation shows that DPLM-2 can simultaneously generate highly compatible amino acid sequences and their corresponding 3D structures eliminating the need for a two-stage generation approach.Moreover, DPLM-2 demonstrates competitive performance in various conditional generation tasks, including folding, inverse folding, and scaffolding with multimodal motif inputs.

We present Timer-XL, a causal Transformer for unified time series forecasting. To uniformly predict multidimensional time series, we generalize next token prediction, predominantly adopted for 1D token sequences, to multivariate next token prediction. The paradigm formulates various forecasting tasks as a long-context prediction problem. We opt for decoder-only Transformers that capture causal dependencies from varying-length contexts for unified forecasting, making predictions on non-stationary univariate time series, multivariate series with complicated dynamics and correlations, as well as covariate-informed contexts that include exogenous variables. Technically, we propose a universal TimeAttention to capture fine-grained intra- and inter-series dependencies of flattened time series tokens (patches), which is further enhanced by deft position embedding for temporal causality and variable equivalence. Timer-XL achieves state-of-the-art performance across task-specific forecasting benchmarks through a unified approach. Based on large-scale pre-training, Timer-XL achieves state-of-the-art zero-shot performance, making it a promising architecture for pre-trained time series models. Code is available at this repository: https://github.com/thuml/Timer-XL.

A significant roadblock to the development of principled multi-agent reinforcement learning (MARL) algorithms is the fact that desired solution concepts like Nash equilibria may be intractable to compute. We show how one can overcome this obstacle by introducing concepts from behavioral economics into MARL. To do so, we imbue agents with two key features of human decision-making: risk aversion and bounded rationality. We show that introducing these two properties into games gives rise to a class of equilibria---risk-averse quantal response equilibria (RQE)---which are tractable to compute in \emph{all} $n$-player matrix and finite-horizon Markov games. In particular, we show that they emerge as the endpoint of no-regret learning in suitably adjusted versions of the games. Crucially, the class of computationally tractable RQE is independent of the underlying game structure and only depends on agents' degrees of risk-aversion and bounded rationality. To validate the expressivity of this class of solution concepts we show that it captures peoples' patterns of play in a number of 2-player matrix games previously studied in experimental economics. Furthermore, we give a first analysis of the sample complexity of computing these equilibria in finite-horizon Markov games when one has access to a generative model. We validate our findings on a simple multi-agent reinforcement learning benchmark. Our results open the doors for to the principled development of new decentralized multi-agent reinforcement learning algorithms.

In the context of multi-agent reinforcement learning, generalization is a challenge to solve various tasks that may require different joint policies or coordination without relying on policies specialized for each task. We refer to this type of problem as a multi-task, and we train agents to be versatile in this multi-task setting through a single training process. To address this challenge, we introduce TRajectory-class-Aware Multi-Agent reinforcement learning (TRAMA). In TRAMA, agents recognize a task type by identifying the class of trajectories they are experiencing through partial observations, and the agents use this trajectory awareness or prediction as additional information for action policy. To this end, we introduce three primary objectives in TRAMA: (a) constructing a quantized latent space to generate trajectory embeddings that reflect key similarities among them; (b) conducting trajectory clustering using these trajectory embeddings; and (c) building a trajectory-class-aware policy. Specifically for (c), we introduce a trajectory-class predictor that performs agent-wise predictions on the trajectory class; and we design a trajectory-class representation model for each trajectory class. Each agent takes actions based on this trajectory-class representation along with its partial observation for task-aware execution. The proposed method is evaluated on various tasks, including multi-task problems built upon StarCraft II. Empirical results show further performance improvements over state-of-the-art baselines.

Recent advancements in reinforcement learning (RL) have achieved great success in fine-tuning diffusion-based generative models. However, fine-tuning continuous flow-based generative models to align with arbitrary user-defined reward functions remains challenging, particularly due to issues such as policy collapse from overoptimization and the prohibitively high computational cost of likelihoods in continuous-time flows. In this paper, we propose an easy-to-use and theoretically sound RL fine-tuning method, which we term Online Reward-Weighted Conditional Flow Matching with Wasserstein-2 Regularization (ORW-CFM-W2). Our method integrates RL into the flow matching framework to fine-tune generative models with arbitrary reward functions, without relying on gradients of rewards or filtered datasets. By introducing an online reward-weighting mechanism, our approach guides the model to prioritize high-reward regions in the data manifold. To prevent policy collapse and maintain diversity, we incorporate Wasserstein-2 (W2) distance regularization into our method and derive a tractable upper bound for it in flow matching, effectively balancing exploration and exploitation of policy optimization. We provide theoretical analyses to demonstrate the convergence properties and induced data distributions of our method, establishing connections with traditional RL algorithms featuring Kullback-Leibler (KL) regularization and offering a more comprehensive understanding of the underlying mechanisms and learning behavior of our approach. Extensive experiments on tasks including target image generation, image compression, and text-image alignment demonstrate the effectiveness of our method, where our method achieves optimal policy convergence while allowing controllable trade-offs between reward maximization and diversity preservation.

We study the gap-dependent bounds of two important algorithms for on-policy $Q$-learning for finite-horizon episodic tabular Markov Decision Processes (MDPs): UCB-Advantage (Zhang et al. 2020) and Q-EarlySettled-Advantage (Li et al. 2021). UCB-Advantage and Q-EarlySettled-Advantage improve upon the results based on Hoeffding-type bonuses and achieve the {almost optimal} $\sqrt{T}$-type regret bound in the worst-case scenario, where $T$ is the total number of steps. However, the benign structures of the MDPs such as a strictly positive suboptimality gap can significantly improve the regret. While gap-dependent regret bounds have been obtained for $Q$-learning with Hoeffding-type bonuses, it remains an open question to establish gap-dependent regret bounds for $Q$-learning using variance estimators in their bonuses and reference-advantage decomposition for variance reduction. We develop a novel error decompositionframework to prove gap-dependent regret bounds of UCB-Advantage and Q-EarlySettled-Advantage that are logarithmic in $T$ and improve upon existing ones for $Q$-learning algorithms. Moreover, we establish the gap-dependent bound for the policy switching cost of UCB-Advantage and improve that under the worst-case MDPs. To our knowledge, this paper presents the first gap-dependent regret analysis for $Q$-learning using variance estimators and reference-advantage decomposition and also provides the first gap-dependent analysis on policy switching cost for $Q$-learning.

Planning with options -- a sequence of primitive actions -- has been shown effective in reinforcement learning within complex environments. Previous studies have focused on planning with predefined options or learned options through expert demonstration data.Inspired by MuZero, which learns superhuman heuristics without any human knowledge, we propose a novel approach, named OptionZero. OptionZero incorporates an option network into MuZero, providing autonomous discovery of options through self-play games. Furthermore, we modify the dynamics network to provide environment transitions when using options, allowing searching deeper under the same simulation constraints. Empirical experiments conducted in 26 Atari games demonstrate that OptionZero outperforms MuZero, achieving a 131.58% improvement in mean human-normalized score. Our behavior analysis shows that OptionZero not only learns options but also acquires strategic skills tailored to different game characteristics. Our findings show promising directions for discovering and using options in planning. Our code is available at https://rlg.iis.sinica.edu.tw/papers/optionzero.

Model-based reinforcement learning (MBRL) has shown promise for improving sample efficiency and decision-making in complex environments. However, existing methods face challenges in training stability, robustness to noise, and computational efficiency. In this paper, we propose Bisimulation Metric for Model Predictive Control (BS-MPC), a novel approach that incorporates bisimulation metric loss in its objective function to directly optimize the encoder. This optimization enables the learned encoder to extract intrinsic information from the original state space while discarding irrelevant details. BS-MPC improves training stability, robustness against input noise, and computational efficiency by reducing training time. We evaluate BS-MPC on both continuous control and image-based tasks from the DeepMind Control Suite, demonstrating superior performance and robustness compared to state-of-the-art baseline methods.

Multi-Objective Markov Decision Processes (MO-MDPs) are receiving increasing attention, as real-world decision-making problems often involve conflicting objectives that cannot be addressed by a single-objective MDP. The Pareto front identifies the set of policies that cannot be dominated, providing a foundation for finding Pareto optimal solutions that can efficiently adapt to various preferences.However, finding the Pareto front is a highly challenging problem. Most existing methods either (i) rely on traversing the *continuous preference space*, which is impractical and results in approximations that are difficult to evaluate against the true Pareto front, or (ii) focus solely on deterministic Pareto optimal policies, from which there are no known techniques to characterize the full Pareto front. Moreover, finding the structure of the Pareto front itself remains unclear even in the context of dynamic programming, where the MDP is fully known in advance.In this work, we address the challenge of efficiently discovering the Pareto front, involving both deterministic and stochastic Pareto optimal policies.By investigating the geometric structure of the Pareto front in MO-MDPs, we uncover a key property: the Pareto front is on the boundary of a convex polytope whose vertices all correspond to deterministic policies, and neighboring vertices of the Pareto front differ by only one state-action pair of the deterministic policy, almost surely.This insight transforms the global comparison across all policies into a localized search among deterministic policies that differ by only one state-action pair, drastically reducing the complexity of searching for the exact Pareto front. We develop an efficient algorithm that identifies the vertices of the Pareto front by solving a single-objective MDP only once and then traversing the edges of the Pareto front, making it more efficient than existing methods. Furthermore, the entire Pareto front can be found in $V$ iterations, where $V$ represents the number of vertices on the Pareto front.Our empirical studies demonstrate the effectiveness of our theoretical strategy in discovering the Pareto front efficiently.

In the face of difficult exploration problems in reinforcement learning, we study whether giving an agent an object-centric mapping (describing a set of items and their attributes) allow for more efficient learning. We found this problem is best solved hierarchically by modelling items at a higher level of state abstraction to pixels, and attribute change at a higher level of temporal abstraction to primitive actions. This abstraction simplifies the transition dynamic by making specific future states easier to predict. We make use of this to propose a fully model-based algorithm that learns a discriminative world model, plans to explore efficiently with only a count-based intrinsic reward, and can subsequently plan to reach any discovered (abstract) states.We demonstrate the model's ability to (i) efficiently solve single tasks, (ii) transfer zero-shot and few-shot across item types and environments, and (iii) plan across long horizons. Across a suite of 2D crafting and MiniHack environments, we empirically show our model significantly out-performs state-of-the-art low-level methods (without abstraction), as well as performant model-free and model-based methods using the same abstraction. Finally, we show how to learn low level object-perturbing policies via reinforcement learning, and the object mapping itself by supervised learning.

We present Agent S, an open agentic framework that enables autonomous interaction with computers through Graphical User Interface (GUI), aimed at transforming human-computer interaction by automating complex, multi-step tasks. Agent S addresses three key challenges in automating computer tasks: acquiring domain-specific knowledge, planning over long task horizons, and handling dynamic, non-uniform interfaces. To this end, Agent S introduces experience-augmented hierarchical planning, which learns from external knowledge search and internal experience retrieval at multiple levels, facilitating efficient task planning and subtask execution. In addition, it employs an Agent-Computer Interface (ACI) to better elicit the reasoning and control capabilities of GUI agents based on Multimodal Large Language Models (MLLMs). Evaluation on the OSWorld benchmark shows that Agent S outperforms the baseline by 9.37\% on success rate (an 83.6\% relative improvement) and achieves a new state-of-the-art. Comprehensive analysis highlights the effectiveness of individual components and provides insights for future improvements. Furthermore, Agent S demonstrates broad generalizability to different operating systems on a newly-released WindowsAgentArena benchmark. Code available at https://github.com/simular-ai/Agent-S.

Large language models (LLMs) have demonstrated remarkable capabilities across a range of text-generation tasks. However, LLMs still struggle with problems requiring multi-step decision-making and environmental feedback, such as online shopping, scientific reasoning, and mathematical problem-solving. Unlike pure text data, collecting large-scale decision-making data is challenging. Moreover, many powerful LLMs are only accessible through APIs, which hinders their fine-tuning for agent tasks due to cost and complexity. To address LLM agents' limitations, we propose a framework that can automatically learn a reward model from the environment without human annotations. This model can be used to evaluate the action trajectories of LLM agents and provide heuristics for task planning. Specifically, our approach involves employing one LLM-based agent to navigate an environment randomly, generating diverse action trajectories. Subsequently, a separate LLM is leveraged to assign a task intent and synthesize a negative response alongside the correct response for each trajectory. These triplets (task intent, positive response, and negative response) are then utilized as training data to optimize a reward model capable of scoring action trajectories. This reward model can be integrated with LLM-based agents and various planning algorithms to enhance task-solving performance. The effectiveness and generalizability of our framework are demonstrated through evaluations conducted on different agent benchmarks. In conclusion, our proposed framework represents a significant advancement in enhancing LLM agents' decision-making capabilities. By automating the learning of reward models, we overcome the challenges of data scarcity and API limitations, potentially revolutionizing the application of LLMs in complex and interactive environments. This research paves the way for more sophisticated AI agents capable of tackling a wide range of real-world problems requiring multi-step decision-making.

Evaluating the contribution of individual data points to a model's prediction is critical for interpreting model predictions and improving model performance. Existing data contribution methods have been applied to various data types, including tabular data, images, and text; however, their primary focus has been on i.i.d. settings. Despite the pressing need for principled approaches tailored to time series datasets, the problem of estimating data contribution in such settings remains under-explored, possibly due to challenges associated with handling inherent temporal dependencies. This paper introduces TimeInf, a model-agnostic data contribution estimation method for time-series datasets. By leveraging influence scores, TimeInf attributes model predictions to individual time points while preserving temporal structures between the time points. Our empirical results show that TimeInf effectively detects time series anomalies and outperforms existing data attribution techniques as well as state-of-the-art anomaly detection methods. Moreover, TimeInf offers interpretable attributions of data values, allowing us to distinguish diverse anomalous patterns through visualizations. We also showcase a potential application of TimeInf in identifying mislabeled anomalies in the ground truth annotations.

Large Language Models (LLMs) have recently shown great promise in planning and reasoning applications. These tasks demand robust systems, which arguably require a causal understanding of the environment. While LLMs can acquire and reflect common sense causal knowledge from their pretraining data, this information is often incomplete, incorrect, or inapplicable to a specific environment. In contrast, causal representation learning (CRL) focuses on identifying the underlying causal structure within a given environment. We propose a framework that integrates CRLs with LLMs to enable causally-aware reasoning and planning. This framework learns a causal world model, with causal variables linked to natural language expressions. This mapping provides LLMs with a flexible interface to process and generate descriptions of actions and states in text form. Effectively, the causal world model acts as a simulator that the LLM can query and interact with. We evaluate the framework on causal inference and planning tasks across temporal scales and environmental complexities. Our experiments demonstrate the effectiveness of the approach, with the causally-aware method outperforming LLM-based reasoners, especially for longer planning horizons.

Reward shaping is critical in reinforcement learning (RL), particularly for complex tasks where sparse rewards can hinder learning. However, choosing effective shaping rewards from a set of reward functions in a computationally efficient manner remains an open challenge. We propose Online Reward Selection and Policy Optimization (ORSO), a novel approach that frames the selection of shaping reward function as an online model selection problem. ORSO automatically identifies performant shaping reward functions without human intervention with provable regret guarantees. We demonstrate ORSO's effectiveness across various continuous control tasks. Compared to prior approaches, ORSO significantly reduces the amount of data required to evaluate a shaping reward function, resulting in superior data efficiency and a significant reduction in computational time (up to 8×). ORSO consistently identifies high-quality reward functions outperforming prior methods by more than 50% and on average identifies policies as performant as the ones learned using manually engineered reward functions by domain experts.

Skill learning from language instructions is a critical challenge in developing intelligent agents that can generalize across diverse tasks and follow complex human instructions. Hierarchical methods address this by decomposing the learning problem into multiple levels, where the high-level and low-level policies are mediated through a latent plan space. Effective modeling and learning of this latent plan space are key to enabling robust and interpretable skill learning. In this paper, we introduce LADS, a hierarchical approach that learns language-conditioned discrete latent plans through semantic skill abstractions. Our method decouples the learning of the latent plan space from the language-conditioned high-level policy to improve training stability. First, we incorporate a trajectory encoder to learn a discrete latent space with the low-level policy, regularized by language instructions. Next, we model the high-level policy as a categorical distribution over these discrete latent plans to capture the multi-modality of the dataset. Through experiments in simulated control environments, we demonstrate that LADS outperforms state-of-the-art methods in both skill learning and compositional generalization.

Recent advances in reinforcement learning (RL) have predominantly leveraged neural network policies for decision-making, yet these models often lack interpretability, posing challenges for stakeholder comprehension and trust. Concept bottleneck models offer an interpretable alternative by integrating human-understandable concepts into policies. However, prior work assumes that concept annotations are readily available during training. For RL, this requirement poses a significant limitation: it necessitates continuous real-time concept annotation, which either places an impractical burden on human annotators or incurs substantial costs in API queries and inference time when employing automated labeling methods. To overcome this limitation, we introduce a novel training scheme that enables RL agents to efficiently learn a concept-based policy by only querying annotators to label a small set of data. Our algorithm, LICORICE, involves three main contributions: interleaving concept learning and RL training, using an ensemble to actively select informative data points for labeling, and decorrelating the concept data. We show how LICORICE reduces human labeling efforts to 500 or fewer concept labels in three environments, and 5000 or fewer in two more complex environments, all at no cost to performance. We also explore the use of VLMs as automated concept annotators, finding them effective in some cases but imperfect in others. Our work significantly reduces the annotation burden for interpretable RL, making it more practical for real-world applications that necessitate transparency. Our code is released.

Risk-sensitive reinforcement learning (RL) with an entropic risk measure typically requires knowledge of the transition kernel or performs unstable updates w.r.t. exponential Bellman equations. As a consequence, algorithms that optimize this objective have been restricted to tabular or low-dimensional continuous environments. In this work we leverage the connection between the entropic risk measure and the RL-as-inference framework to develop a risk-sensitive variational actor-critic algorithm (rsVAC). Our work extends the variational framework to incorporate stochastic rewards and proposes a variational model-based actor-critic approach that modulates policy risk via a risk parameter. We consider, both, the risk-seeking and risk-averse regimes and present rsVAC learning variants for each setting. Our experiments demonstrate that this approach produces risk-sensitive policies and yields improvements in both tabular and risk-aware variants of complex continuous control tasks in MuJoCo.

Simulation-based inference (SBI) methods typically require fully observed data to infer parameters of models with intractable likelihood functions. However, datasets often contain missing values due to incomplete observations, data corruptions (common in astrophysics), or instrument limitations (e.g., in high-energy physics applications). In such scenarios, missing data must be imputed before applying any SBI method. We formalize the problem of missing data in SBI and demonstrate that naive imputation methods can introduce bias in the estimation of SBI posterior. We also introduce a novel amortized method that addresses this issue by jointly learning the imputation model and the inference network within a neural posterior estimation (NPE) framework. Extensive empirical results on SBI benchmarks show that our approach provides robust inference outcomes compared to standard baselines for varying levels of missing data. Moreover, we demonstrate the merits of our imputation model on two real-world bioactivity datasets (Adrenergic and Kinase assays). Code is available at https://github.com/Aalto-QuML/RISE.

The effectiveness of statistical and machine learning methods depends on how well data features are characterized. Developing informative and interpretable latent representations with controlled complexity is essential for visualizing data structure and for facilitating efficient model building through dimensionality reduction. Latent variable models, such as Gaussian Process Latent Variable Models (GP-LVM), have become popular for learning complex, nonlinear representations as alternatives to Principal Component Analysis (PCA). In this paper, we propose a novel class of latent variable models based on the recently introduced Q-exponential process (QEP), which generalizes GP-LVM with a tunable complexity parameter, $q>0$. Our approach, the \emph{Q-exponential Process Latent Variable Model (QEP-LVM)}, subsumes GP-LVM as a special case when $q=2$, offering greater flexibility in managing representation complexity while enhancing interpretability. To ensure scalability, we incorporate sparse variational inference within a Bayesian training framework. We establish connections between QEP-LVM and probabilistic PCA, demonstrating its superior performance through experiments on datasets such as the Swiss roll, oil flow, and handwritten digits.

Stein Variational Gradient Descent (SVGD) is a widely used sampling algorithm that has been successfully applied in several areas of Machine Learning. SVGD operates by iteratively moving a set of $n$ interacting particles (which represent the samples) to approximate the target distribution. Despite recent studies on the complexity of SVGD and its variants, their long-time asymptotic behavior (i.e., after numerous iterations $k$) is still not understood in the finite number of particles regime. We study the long-time asymptotic behavior of a noisy variant of SVGD. First, we establish that the limit set of noisy SVGD for large $k$ is well-defined. We then characterize this limit set, showing that it approaches the target distribution as $n$ increases. In particular, noisy SVGD avoids the variance collapse observed for SVGD. Our approach involves demonstrating that the trajectories of noisy SVGD closely resemble those described by a McKean-Vlasov process.

There are various measures of predictive uncertainty in the literature, but their relationships to each other remain unclear. This paper uses a decomposition of statistical pointwise risk into components associated with different sources of predictive uncertainty: namely, aleatoric uncertainty (inherent data variability) and epistemic uncertainty (model-related uncertainty). Together with Bayesian methods applied as approximations, we build a framework that allows one to generate different predictive uncertainty measures.We validate measures, derived from our framework on image datasets by evaluating its performance in detecting out-of-distribution and misclassified instances using the AUROC metric. The experimental results confirm that the measures derived from our framework are useful for the considered downstream tasks.

Although theoretically compelling, Bayesian learning with modern machine learning models is computationally challenging since it requires approximating a high dimensional posterior distribution. In this work, we (i) introduce posteriors, an easily extensible PyTorch library hosting general-purpose implementations making Bayesian learning accessible and scalable to large data and parameter regimes; (ii) present a tempered framing of stochastic gradient Markov chain Monte Carlo, as implemented in posteriors, that transitions seamlessly into optimization and unveils a minor modification to deep ensembles to ensure they are asymptotically unbiased for the Bayesian posterior, and (iii) demonstrate and compare the utility of Bayesian approximations through experiments including an investigation into the cold posterior effect and applications with large language models.posteriors repository: https://github.com/normal-computing/posteriors

The Koopman theory, which enables the transformation of nonlinear systems into linear representations, is a powerful and efficient tool to model and control nonlinear systems. However, the ability of the Koopman operator to model complex systems, particularly time-varying systems, is limited by the fixed linear state-space representation. To address the limitation, the large language model, Mamba, is considered a promising strategy for enhancing modeling capabilities while preserving the linear state-space structure.In this paper, we propose a new framework, the Mamba-based Koopman operator (MamKO), which provides enhanced model prediction capability and adaptability, as compared to Koopman models with constant Koopman operators. Inspired by the Mamba structure, MamKO generates Koopman operators from online data; this enables the model to effectively capture the dynamic behaviors of the nonlinear system over time. A model predictive control system is then developed based on the proposed MamKO model. The modeling and control performance of the proposed method is evaluated through experiments on benchmark time-invariant and time-varying systems. The experimental results demonstrate the superiority of the proposed approach. Additionally, we perform ablation experiments to test the effectiveness of individual components of MamKO. This approach unlocks new possibilities for integrating large language models with control frameworks, and it achieves a good balance between advanced modeling capabilities and real-time control implementation efficiency.

Amortized simulation-based inference (SBI) methods train neural networks on simulated data to perform Bayesian inference. While this strategy avoids the need for tractable likelihoods, it often requires a large number of simulations and has been challenging to scale to time series data. Scientific simulators frequently emulate real-world dynamics through thousands of single-state transitions over time. We propose an SBI approach that can exploit such Markovian simulators by locally identifying parameters consistent with individual state transitions. We then compose these local results to obtain a posterior over parameters that align with the entire time series observation. We focus on applying this approach to neural posterior score estimation but also show how it can be applied, e.g., to neural likelihood (ratio) estimation. We demonstrate that our approach is more simulation-efficient than directly estimating the global posterior on several synthetic benchmark tasks and simulators used in ecology and epidemiology. Finally, we validate scalability and simulation efficiency of our approach by applying it to a high-dimensional Kolmogorov flow simulator with around one million data dimensions.

The rapid growth of earth observation systems calls for a scalable approach to interpolate remote-sensing observations. These methods in principle, should acquire more information about the observed field as data grows. Gaussian processes (GPs) are candidate model choices for interpolation. However, due to their poor scalability, they usually rely on inducing points for inference, which restricts their expressivity. Moreover, commonly imposed assumptions such as stationarity prevents them from capturing complex patterns in the data. While deep GPs can overcome this issue, training and making inference with them are difficult, again requiring crude approximations via inducing points. In this work, we instead approach the problem through Bayesian deep learning, where spatiotemporal fields are represented by deep neural networks, whose layers share the inductive bias of stationary GPs on the plane/sphere via random feature expansions. This allows one to (1) capture high frequency patterns in the data, and (2) use mini-batched gradient descent for large scale training. We experiment on various remote sensing data at local/global scales, showing that our approach produce competitive or superior results to existing methods, with well-calibrated uncertainties.

Recent work has empirically shown that Vision-Language Models (VLMs) struggleto fully understand the compositional properties of the human language, usuallymodeling an image caption as a “bag of words”. As a result, they performpoorly on compositional tasks, which require a deeper understanding of the differententities of a sentence (subject, verb, etc.) jointly with their mutual relationshipsin order to be solved. In this paper, we model the dependency relationsamong textual and visual tokens using a Causal Graphical Model (CGM), built usinga dependency parser, and we train a decoder conditioned by the VLM visualencoder. Differently from standard autoregressive or parallel predictions, our decoder’sgenerative process is partially-ordered following the CGM structure. Thisstructure encourages the decoder to learn only the main causal dependencies ina sentence discarding spurious correlations. Using extensive experiments on fivecompositional benchmarks, we show that our method significantly outperformsall the state-of-the-art compositional approaches by a large margin, and it also improvesover methods trained using much larger datasets. Our model weights and code are publicly available.

We provide a general framework for learning diffusion bridges that transport prior to target distributions. It includes existing diffusion models for generative modeling, but also underdamped versions with degenerate diffusion matrices, where the noise only acts in certain dimensions. Extending previous findings, our framework allows to rigorously show that score-matching in the underdamped case is indeed equivalent to maximizing a lower bound on the likelihood. Motivated by superior convergence properties and compatibility with sophisticated numerical integration schemes of underdamped stochastic processes, we propose underdamped diffusion bridges, where a general density evolution is learned rather than prescribed by a fixed noising process. We apply our method to the challenging task of sampling from unnormalized densities without access to samples from the target distribution. Across a diverse range of sampling problems, our approach demonstrates state-of-the-art performance, notably outperforming alternative methods, while requiring significantly fewer discretization steps and almost no hyperparameter tuning.

Despite recent advances, sampling-based inference for Bayesian Neural Networks (BNNs) remains a significant challenge in probabilistic deep learning. While sampling-based approaches do not require a variational distribution assumption, current state-of-the-art samplers still struggle to navigate the complex and highly multimodal posteriors of BNNs. As a consequence, sampling still requires considerably longer inference times than non-Bayesian methods even for small neural networks, despite recent advances in making software implementations more efficient. Besides the difficulty of finding high-probability regions, the time until samplers provide sufficient exploration of these areas remains unpredictable. To tackle these challenges, we introduce an ensembling approach that leverages strategies from optimization and a recently proposed sampler called Microcanonical Langevin Monte Carlo (MCLMC) for efficient, robust and predictable sampling performance. Compared to approaches based on the state-of-the-art No-U-Turn Sampler, our approach delivers substantial speedups up to an order of magnitude, while maintaining or improving predictive performance and uncertainty quantification across diverse tasks and data modalities. The suggested Microcanonical Langevin Ensembles and modifications to MCLMC additionally enhance the method's predictability in resource requirements, facilitating easier parallelization. All in all, the proposed method offers a promising direction for practical, scalable inference for BNNs.

Generative Flow Networks (GFlowNets) are a family of generative models that learn to sample objects with probabilities proportional to a given reward function. The key concept behind GFlowNets is the use of two stochastic policies: a forward policy, which incrementally constructs compositional objects, and a backward policy, which sequentially deconstructs them. Recent results show a close relationship between GFlowNet training and entropy-regularized reinforcement learning (RL) problems with a particular reward design. However, this connection applies only in the setting of a fixed backward policy, which might be a significant limitation. As a remedy to this problem, we introduce a simple backward policy optimization algorithm that involves direct maximization of the value function in an entropy-regularized Markov Decision Process (MDP) over intermediate rewards. We provide an extensive experimental evaluation of the proposed approach across various benchmarks in combination with both RL and GFlowNet algorithms and demonstrate its faster convergence and mode discovery in complex environments.

Bayesian Neural Networks (BNNs) provide a promising framework for modeling predictive uncertainty and enhancing out-of-distribution robustness (OOD) by estimating the posterior distribution of network parameters. Stochastic Gradient Markov Chain Monte Carlo (SGMCMC) is one of the most powerful methods for scalable posterior sampling in BNNs, achieving efficiency by combining stochastic gradient descent with second-order Langevin dynamics. However, SGMCMC often suffers from limited sample diversity in practice, which affects uncertainty estimation and model performance. We propose a simple yet effective approach to enhance sample diversity in SGMCMC without the need for tempering or running multiple chains. Our approach reparameterizes the neural network by decomposing each of its weight matrices into a product of matrices, resulting in a sampling trajectory that better explores the target parameter space. This approach produces a more diverse set of samples, allowing faster mixing within the same computational budget. Notably, our sampler achieves these improvements without increasing the inference cost compared to the standard SGMCMC. Extensive experiments on image classification tasks, including OOD robustness, diversity, loss surface analyses, and a comparative study with Hamiltonian Monte Carlo, demonstrate the superiority of the proposed approach.

Diffusion models optimized via variational inference (VI) have emerged as a promising tool for generating samples from unnormalized target densities. These models create samples by simulating a stochastic differential equation, starting from a simple, tractable prior, typically a Gaussian distribution. However, when the support of this prior differs greatly from that of the target distribution, diffusion models often struggle to explore effectively or suffer from large discretization errors. Moreover, learning the prior distribution can lead to mode-collapse, exacerbated by the mode-seeking nature of reverse Kullback-Leibler divergence commonly used in VI.To address these challenges, we propose end-to-end learnable Gaussian mixture priors (GMPs). GMPs offer improved control over exploration, adaptability to target support, and increased expressiveness to counteract mode collapse. We further leverage the structure of mixture models by proposing a strategy to iteratively refine the model through the addition of mixture components during training. Our experimental results demonstrate significant performance improvements across a diverse range of real-world and synthetic benchmark problems when using GMPs without requiring additional target evaluations.

Mutual Information (MI) is a fundamental measure of dependence between random variables, but its practical application is limited because it is difficult to calculate in many circumstances. Variational methods offer one approach by introducing an approximate distribution to create various bounds on MI, which in turn is an easier optimization problem to solve. In practice, the variational distribution chosen is often a Gaussian, which is convenient but lacks flexibility in modeling complicated distributions. In this paper, we introduce new classes of variational estimators based on Normalizing Flows that extend the previous Gaussian-based variational estimators. Our new estimators maintain many of the same theoretical guarantees while simultaneously enhancing the expressivity of the variational distribution. We experimentally verify that our new methods are effective on large MI problems where discriminative-based estimators, such as MINE and InfoNCE, are fundamentally limited. Furthermore, we compare against a diverse set of benchmarking tests to show that the flow-based estimators often perform as well, if not better, than the discriminative-based counterparts. Finally, we demonstrate how these estimators can be effectively utilized in the Bayesian Optimal Experimental Design setting for online sequential decision making.

Conformal prediction (CP) converts any model's output to prediction sets with a guarantee to cover the true label with (adjustable) high probability. Robust CP extends this guarantee to worst-case (adversarial) inputs. Existing baselines achieve robustness by bounding randomly smoothed conformity scores. In practice, they need expensive Monte-Carlo (MC) sampling (e.g. $\sim10^4$ samples per point) to maintain an acceptable set size. We propose a robust conformal prediction that produces smaller sets even with significantly lower MC samples (e.g. 150 for CIFAR10). Our approach binarizes samples with an adjustable (or automatically adjusted) threshold selected to preserve the coverage guarantee. Remarkably, we prove that robustness can be achieved by computing only one binary certificate, unlike previous methods that certify each calibration (or test) point. Thus, our method is faster and returns smaller robust sets. We also eliminate a previous limitation that requires a bounded score function.

Identifying the root causes of anomalies in multivariate time series is challenging due to the complex dependencies among the series. In this paper, we propose a comprehensive approach called AERCA that inherently integrates Granger causal discovery with root cause analysis. By defining anomalies as interventions on the exogenous variables of time series, AERCA not only learns the Granger causality among time series but also explicitly models the distributions of exogenous variables under normal conditions. AERCA then identifies the root causes of anomalies by highlighting exogenous variables that significantly deviate from their normal states. Experiments on multiple synthetic and real-world datasets demonstrate that AERCA can accurately capture the causal relationships among time series and effectively identify the root causes of anomalies.

Transformers are deep architectures that define ``in-context mappings'' which enable predicting new tokens based on a given set of tokens (such as a prompt in NLP applications or a set of patches for a vision transformer). In this work, we study in particular the ability of these architectures to handle an arbitrarily large number of context tokens. To mathematically, uniformly address their expressivity, we consider the case that the mappings are conditioned on a context represented by a probability distribution of tokens which becomes discrete for a finite number of these. The relevant notion of smoothness then corresponds to continuity in terms of the Wasserstein distance between these contexts. We demonstrate that deep transformers are universal and can approximate continuous in-context mappings to arbitrary precision, uniformly over compact token domains. This result implies, as a special case, that transformers are universal approximators for continuous permutation-invariant mappings over a fixed number of tokens. It also establishes the universal approximation capability of transformers for certain in-context learning tasks, demonstrating in particular their ability to perform regression within context. A key aspect of our results, compared to existing findings, is that for a fixed precision, a single transformer can operate on an arbitrary (even infinite) number of tokens. Additionally, it operates with a fixed embedding dimension of tokens (this dimension does not increase with precision) and a fixed number of heads (proportional to the dimension). The use of MLPs between multi-head attention layers is also explicitly controlled. We consider both unmasked attentions (as used for the vision transformer) and masked causal attentions (as used for NLP and time series applications). We tackle the causal setting leveraging a space-time lifting to analyze causal attention as a mapping over probability distributions of tokens.

The success of artificial neural networks (ANNs) hinges greatly on the judicious selection of an activation function, introducing non-linearity into network and enabling them to model sophisticated relationships in data. However, the search of activation functions has largely relied on empirical knowledge in the past, lacking theoretical guidance, which has hindered the identification of more effective activation functions. In this work, we offer a proper solution to such issue. Firstly, we theoretically demonstrate the existence of the worst activation function with boundary conditions (WAFBC) from the perspective of information entropy. Furthermore, inspired by the Taylor expansion form of information entropy functional, we propose the Entropy-based Activation Function Optimization (EAFO) methodology. EAFO methodology presents a novel perspective for designing static activation functions in deep neural networks and the potential of dynamically optimizing activation during iterative training. Utilizing EAFO methodology, we derive a novel activation function from ReLU, known as Correction Regularized ReLU (CRReLU). Experiments conducted with vision transformer and its variants on CIFAR-10, CIFAR-100 and ImageNet-1K datasets demonstrate the superiority of CRReLU over existing corrections of ReLU. Extensive empirical studies on task of large language model (LLM) fine-tuning, CRReLU exhibits superior performance compared to GELU, suggesting its broader potential for practical applications.

Deep neural networks based on state space models (SSMs) are attracting significant attention in sequence modeling since their computational cost is much smaller than that of Transformers. While the capabilities of SSMs have been demonstrated through experiments in various tasks, theoretical understanding of SSMs is still limited. In particular, most theoretical studies discuss the capabilities of SSM layers without nonlinear layers, and there is a lack of discussion on their combination with nonlinear layers. In this paper, we explore the capabilities of SSMs combined with fully connected neural networks, and show that they are comparable to Transformers in extracting the essential tokens depending on the input. As concrete examples, we consider two synthetic tasks, which are challenging for a single SSM layer, and demonstrate that SSMs combined with nonlinear layers can efficiently solve these tasks. Furthermore, we study the nonparametric regression task, and prove that the ability of SSMs is equivalent to that of Transformers in estimating functions belonging to a certain class.

We study the problem of learning multi-index models in high-dimensions using a two-layer neural network trained with the mean-field Langevin algorithm. Under mild distributional assumptions on the data, we characterize the effective dimension $d_{\mathrm{eff}}$ that controls both sample and computational complexity by utilizing the adaptivity of neural networks to latent low-dimensional structures. When the data exhibit such a structure, $d_{\mathrm{eff}}$ can be significantly smaller than the ambient dimension. We prove that the sample complexity grows almost linearly with $d_{\mathrm{eff}}$, bypassing the limitations of the information and generative exponents that appeared in recent analyses of gradient-based feature learning. On the other hand, the computational complexity may inevitably grow exponentially with $d_{\mathrm{eff}}$ in the worst-case scenario. Motivated by improving computational complexity, we take the first steps towards polynomial time convergence of the mean-field Langevin algorithm by investigating a setting where the weights are constrained to be on a compact manifold with positive Ricci curvature, such as the hypersphere. There, we study assumptions under which polynomial time convergence is achievable, whereas similar assumptions in the Euclidean setting lead to exponential time complexity.

Deep learning has become essential in the biological species recognition task. However, a significant challenge is the ability to continuously learn new or mutated species with limited annotated samples. Since species within the same family typically share similar traits, distinguishing between new and existing (old) species during incremental learning often faces the issue of species confusion. This can result in "catastrophic forgetting" of old species and poor learning of new ones. To address this issue, we propose a Prototype Antithesis (PA) method, which leverages the hierarchical structures in biological taxa to reduce confusion between new and old species. PA operates in two steps: Residual Prototype Learning (RPL) and Residual Prototype Mixing (RPM). RPL enables the model to learn unique prototypes for each species alongside residual prototypes representing shared traits within families. RPM generates synthetic samples by blending features of new species with residual prototypes of old species, encouraging the model to focus on species-unique traits and minimize species confusion. By integrating RPL and RPM, the proposed PA method mitigates "catastrophic forgetting" while improving generalization to new species. Extensive experiments on CUB200, PlantVillage, and Tree-of-Life datasets demonstrate that PA significantly reduces inter-species confusion and achieves state-of-the-art performance, highlighting its potential for deep learning in biological data analysis.

We establish in-expectation and tail bounds on the generalization error of representation learning type algorithms. The bounds are in terms of the relative entropy between the distribution of the representations extracted from the training and "test'' datasets and a data-dependent symmetric prior, i.e., the Minimum Description Length (MDL) of the latent variables for the training and test datasets. Our bounds are shown to reflect the "structure" and "simplicity'' of the encoder and significantly improve upon the few existing ones for the studied model. We then use our in-expectation bound to devise a suitable data-dependent regularizer; and we investigate thoroughly the important question of the selection of the prior. We propose a systematic approach to simultaneously learning a data-dependent Gaussian mixture prior and using it as a regularizer. Interestingly, we show that a weighted attention mechanism emerges naturally in this procedure. Our experiments show that our approach outperforms the now popular Variational Information Bottleneck (VIB) method as well as the recent Category-Dependent VIB (CDVIB).

Large-scale pre-trained language models (PLMs) require significant computational resources to train from scratch on large volumes of data. But in the real world, emerging data from diverse sources may not be initially available for pre-training. Recent studies on lifelong learning have tried to solve this problem by exploring the use of model growth techniques to effectively incorporate new knowledge without the need for complete re-training. However, model growth approaches utilized have issues with growth operators that do not ensure strict function preservation or growth schedules that only include a few growth dimensions, reducing lifelong learning's effect. Furthermore, existing approaches often assume that emerging data has the same distribution as pre-training data, causing catastrophic forgetting of previously acquired knowledge. To address the aforementioned issues, we introduce LOIRE, a framework for lifelong learning that enables PLMs to effectively grow their capacity using incremental data. LOIRE employs growth operators for all feasible dimensions and a growth schedule to generate the optimal expansion sequence in the field of lifelong learning. Specifically, we present a novel plug-in layer growth operator with residual connections that skip the newly added layer during initial training while ensuring function preservation. We additionally propose an iterative distillation strategy for LOIRE that allows an intermediate model in the growth stages to switch between being a student and a teacher, reducing catastrophic forgetting during growth. Experiments show that LOIRE can reduce computational expenses by an average of 29.22\% while retaining equivalent or better downstream performance.

Adversarial multiplayer games are an important object of study in multiagent learning. In particular, polymatrix zero-sum games are a multiplayer setting where Nash equilibria are known to be efficiently computable. Towards understanding the limits of tractability in polymatrix games, we study the computation of Nash equilibria in such games where each pair of players plays either a zero-sum or a coordination game. We are particularly interested in the setting where players can be grouped into a small number of teams of identical interest. While the three-team version of the problem is known to be PPAD-complete, the complexity for two teams has remained open. Our main contribution is to prove that the two-team version remains hard, namely it is CLS-hard. Furthermore, we show that this lower bound is tight for the setting where one of the teams consists of multiple independent adversaries. On the way to obtaining our main result, we prove hardness of finding any stationary point in the simplest type of non-convex-concave min-max constrained optimization problem, namely for a class of bilinear polynomial objective functions.

We propose a new variant of the strategic classification problem: a principal reveals a classifier, and $n$ agents report their (possibly manipulated) features to be classified. Motivated by real-world applications, our model crucially allows the manipulation of one agent to affect another; that is, it explicitly captures inter-agent externalities. The principal-agent interactions are formally modeled as a Stackelberg game, with the resulting agent manipulation dynamics captured as a simultaneous game. We show that under certain assumptions, the pure Nash Equilibrium of this agent manipulation game is unique and can be efficiently computed. Leveraging this result, PAC learning guarantees are established for the learner: informally, we show that it is possible to learn classifiers that minimize loss on the distribution, even when a random number of agents are manipulating their way to a pure Nash Equilibrium. We also comment on the optimization of such classifiers through gradient-based approaches. This work sets the theoretical foundations for a more realistic analysis of classifiers that are robust against multiple strategic actors interacting in a common environment.

Accurate modeling and prediction of complex physical systems often rely on data assimilation techniques to correct errors inherent in model simulations. Traditional methods like the Ensemble Kalman Filter (EnKF) and its variants as well as the recently developed Ensemble Score Filters (EnSF) face significant challenges when dealing with high-dimensional and nonlinear Bayesian filtering problems with sparse observations, which are ubiquitous in real-world applications. In this paper, we propose a novel data assimilation method, Latent-EnSF, which leverages EnSF with efficient and consistent latent representations of the full states and sparse observations to address the joint challenges of high dimensionlity in states and high sparsity in observations for nonlinear Bayesian filtering. We introduce a coupled Variational Autoencoder (VAE) with two encoders to encode the full states and sparse observations in a consistent way guaranteed by a latent distribution matching and regularization as well as a consistent state reconstruction. With comparison to several methods, we demonstrate the higher accuracy, faster convergence, and higher efficiency of Latent-EnSF for two challenging applications with complex models in shallow water wave propagation and medium-range weather forecasting, for highly sparse observations in both space and time.

Understanding how transformers learn and utilize hidden connections between tokens is crucial to understand the behavior of large language models.To understand this mechanism, we consider the task of two-mixture of linear classification which possesses a hidden correspondence structure among tokens, and study the training dynamics of a symmetric two-headed transformer with ReLU neurons.Motivated by the stage-wise learning phenomenon in our experiments, we design and theoretically analyze a three-stage training algorithm, which can effectively characterize the actual gradient descent dynamics when we simultaneously train the neuron weights and the softmax attention.The first stage is a neuron learning stage, where the neurons align with the underlying signals. The second stage is a attention feature learning stage, where we analyze the feature learning process of how the attention learns to utilize the relationship between the tokens to solve certain hard samples.In the meantime, the attention features evolve from a nearly non-separable state (at the initialization) to a well-separated state.The third stage is a convergence stage, where the population loss is driven towards zero.The key technique in our analysis of softmax attention is to identify a critical sub-system inside a large dynamical system and bound the growth of the non-linear sub-system by a linear system. Finally, we discuss the setting with more than two mixtures. We empirically show the difficulty of generalizing our analysis of the gradient flow dynamics to the case even when the number of mixtures equals three, although the transformer can still successfully learn such distribution. On the other hand, we show by construction that there exists a transformer that can solve mixture of linear classification given any arbitrary number of mixtures.

We study the implicit bias of the family of steepest descent algorithms with infinitesimal learning rate, including gradient descent, sign gradient descent and coordinate descent, in deep homogeneous neural networks. We prove that an algorithm-dependent geometric margin increases during training and characterize the late-stage bias of the algorithms. In particular, we define a generalized notion of stationarity for optimization problems and show that the algorithms progressively reduce a (generalized) Bregman divergence, which quantifies proximity to such stationary points of a margin-maximization problem. We then experimentally zoom into the trajectories of neural networks optimized with various steepest descent algorithms, highlighting connections to the implicit bias of Adam.

We investigate the mechanisms of self-distillation in multi-class classification, particularly in the context of linear probing with fixed feature extractors where traditional feature learning explanations do not apply. Our theoretical analysis reveals that multi-round self-distillation effectively performs label averaging among instances with high feature correlations, governed by the eigenvectors of the Gram matrix derived from input features. This process leads to clustered predictions and improved generalization, mitigating the impact of label noise by reducing the model's reliance on potentially corrupted labels. We establish conditions under which multi-round self-distillation achieves 100\% population accuracy despite label noise. Furthermore, we introduce a novel, efficient single-round self-distillation method using refined partial labels from the teacher's top two softmax outputs, referred to as the PLL student model. This approach replicates the benefits of multi-round distillation in a single round, achieving comparable or superior performance--especially in high-noise scenarios--while significantly reducing computational cost.

We give the first provably efficient algorithms for learning neural networks with respect to distribution shift. We work in the Testable Learning with Distribution Shift framework (TDS learning) of Klivans et al. (2024), where the learner receives labeled examples from a training distribution and unlabeled examples from a test distribution and must either output a hypothesis with low test error or reject if distribution shift is detected. No assumptions are made on the test distribution. All prior work in TDS learning focuses on classification, while here we must handle the setting of nonconvex regression. Our results apply to real-valued networks with arbitrary Lipschitz activations and work whenever the training distribution has strictly sub-exponential tails. For training distributions that are bounded and hypercontractive, we give a fully polynomial-time algorithm for TDS learning one hidden-layer networks with sigmoid activations. We achieve this by importing classical kernel methods into the TDS framework using data-dependent feature maps and a type of kernel matrix that couples samples from both train and test distributions.

The cosine router in Mixture of Experts (MoE) has recently emerged as an attractive alternative to the conventional linear router. Indeed, the cosine router demonstrates favorable performance in image and language tasks and exhibits better ability to mitigate the representation collapse issue, which often leads to parameter redundancy and limited representation potentials. Despite its empirical success, a comprehensive analysis of the cosine router in MoE has been lacking. Considering the least square estimation of the cosine routing MoE, we demonstrate that due to the intrinsic interaction of the model parameters in the cosine router via some partial differential equations, regardless of the structures of the experts, the estimation rates of experts and model parameters can be as slow as $\mathcal{O}(1/\log^{\tau}(n))$ where $\tau > 0$ is some constant and $n$ is the sample size. Surprisingly, these pessimistic non-polynomial convergence rates can be circumvented by the widely used technique in practice to stabilize the cosine router --- simply adding noises to the $\ell^2$-norms in the cosine router, which we refer to as *perturbed cosine router*. Under the strongly identifiable settings of the expert functions, we prove that the estimation rates for both the experts and model parameters under the perturbed cosine routing MoE are significantly improved to polynomial rates. Finally, we conduct extensive simulation studies in both synthetic and real data settings to empirically validate our theoretical results.

This work provides the first theoretical analysis of training transformers to solve complex problems by recursively generating intermediate states, analogous to fine-tuning for chain-of-thought (CoT) reasoning. We consider training a one-layer transformer to solve the fundamental $k$-parity problem, extending the work on RNNs by \citet{Wies23}. We establish three key results: (1) any finite-precision gradient-based algorithm, without intermediate supervision, requires substantial iterations to solve parity with finite samples. (2) In contrast, when intermediate parities are incorporated into the loss function, our model can learn parity in one gradient update when aided by \emph{teacher forcing}, where ground-truth labels of the reasoning chain are provided at each generation step. (3) Even without teacher forcing, where the model must generate CoT chains end-to-end, parity can be learned efficiently if augmented data is employed to internally verify the soundness of intermediate steps. Our findings, supported by numerical experiments, show that task decomposition and stepwise reasoning naturally arise from optimizing transformers with CoT; moreover, self-consistency checking can improve multi-step reasoning ability, aligning with empirical studies of CoT.

Motivated by the concept of satisficing in decision-making, we consider the problem of satisficing exploration in bandit optimization. In this setting, the learner aims at finding a satisficing arm whose mean reward exceeds a certain threshold. The performance is measured by satisficing regret, which is the cumulative deficit of the chosen arm's mean reward compared to the threshold. We propose $\texttt{SELECT}$, a general algorithmic template for Satisficing REgret Minimization via SampLing and LowEr Confidence bound Testing, that attains constant satisficing regret for a wide variety of bandit optimization problems in the realizable case (i.e., whenever a satisficing arm exists). Specifically, given a class of bandit optimization problems and a corresponding learning oracle with sub-linear (standard) regret upper bound, $\texttt{SELECT}$ iteratively makes use of the oracle to identify a potential satisficing arm. Then, it collects data samples from this arm, and continuously compares the lower confidence bound of the identified arm's mean reward against the threshold value to determine if it is a satisficing arm. As a complement, $\texttt{SELECT}$ also enjoys the same (standard) regret guarantee as the oracle in the non-realizable case. Finally, we conduct numerical experiments to validate the performance of $\texttt{SELECT}$ for several popular bandit optimization settings.

Partial matching is a kind of graph matching where only part of two graphs can be aligned. This problem is particularly important in computer vision applications, where challenges like point occlusion or annotation errors often occur when labeling key points. Previous work has often conflated point occlusion and annotation errors, despite their distinct underlying causes. We propose two components to address these challenges: (1) a structured universe graph is learned to connect two input graphs $X_{ij} = X_{iu} X_{ju}^\top$, effectively resolving the issue of point occlusion; (2) an energy-based out-of-distribution detection is designed to remove annotation errors from the input graphs before matching. We evaluated our method on the Pascal VOC and Willow Object datasets, focusing on scenarios involving point occlusion and random outliers. The experimental results demonstrate that our approach consistently outperforms state-of-the-art methods across all tested scenarios, highlighting the accuracy and robustness of our method.

Empirically, it has been observed that adding momentum to Stochastic Gradient Descent (SGD) accelerates the convergence of the algorithm.However, the literature has been rather pessimistic, even in the case of convex functions, about the possibility of theoretically proving this observation.We investigate the possibility of obtaining accelerated convergence of the Stochastic Nesterov Accelerated Gradient (SNAG), a momentum-based version of SGD, when minimizing a sum of functions in a convex setting. We demonstrate that the average correlation between gradients allows to verify the strong growth condition, which is the key ingredient to obtain acceleration with SNAG.Numerical experiments, both in linear regression and deep neural network optimization, confirm in practice our theoretical results.

Decentralized SGD can run with low communication costs, but its sparse communication characteristics deteriorate the convergence rate, especially when the number of nodes is large. In decentralized learning settings, communication is assumed to occur on only a given topology, while in many practical cases, the topology merely represents a preferred communication pattern, and connecting to arbitrary nodes is still possible. Previous studies have tried to alleviate the convergence rate degradation in these cases by designing topologies with large spectral gaps. However, the degradation is still significant when the number of nodes is substantial. In this work, we propose TELEPORTATION. TELEPORTATION activates only a subset of nodes, and the active nodes fetch the parameters from previous active nodes. Then, the active nodes update their parameters by SGD and perform gossip averaging on a relatively small topology comprising only the active nodes. We show that by activating only a proper number of nodes, TELEPORTATION can completely alleviate the convergence rate degradation. Furthermore, we propose an efficient hyperparameter-tuning method to search for the appropriate number of nodes to be activated. Experimentally, we showed that TELEPORTATION can train neural networks more stably and achieve higher accuracy than Decentralized SGD.

Real-world time series often have multiple frequency components that are intertwined with each other, making accurate time series forecasting challenging. Decomposing the mixed frequency components into multiple single frequency components is a natural choice. However, the information density of patterns varies across different frequencies, and employing a uniform modeling approach for different frequency components can lead to inaccurate characterization. To address this challenges, inspired by the flexibility of the recent Kolmogorov-Arnold Network (KAN), we propose a KAN-based Frequency Decomposition Learning architecture (TimeKAN) to address the complex forecasting challenges caused by multiple frequency mixtures. Specifically, TimeKAN mainly consists of three components: Cascaded Frequency Decomposition (CFD) blocks, Multi-order KAN Representation Learning (M-KAN) blocks and Frequency Mixing blocks. CFD blocks adopt a bottom-up cascading approach to obtain series representations for each frequency band. Benefiting from the high flexibility of KAN, we design a novel M-KAN block to learn and represent specific temporal patterns within each frequency band. Finally, Frequency Mixing blocks is used to recombine the frequency bands into the original format. Extensive experimental results across multiple real-world time series datasets demonstrate that TimeKAN achieves state-of-the-art performance as an extremely lightweight architecture. Code is available at https://github.com/huangst21/TimeKAN.

The heavy-ball momentum method accelerates gradient descent with a momentum term but lacks accelerated convergence for general smooth strongly convex problems. This work introduces the Accelerated Over-Relaxation Heavy-Ball (AOR-HB) method, the first variant with provable global and accelerated convergence for such problems. AOR-HB closes a long-standing theoretical gap, extends to composite convex optimization and min-max problems, and achieves optimal complexity bounds. It offers three key advantages: (1) broad generalization ability, (2) potential to reshape acceleration techniques, and (3) conceptual clarity and elegance compared to existing methods.

An influential paper of Hsu et al. (ICLR'19) introduced the study of learning-augmented streaming algorithms in the context of frequency estimation. A fundamental problem in the streaming literature, the goal of frequency estimation is to approximate the number of occurrences of items appearing in a long stream of data using only a small amount of memory. Hsu et al. develop a natural framework to combine the worst-case guarantees of popular solutions such as CountMin and CountSketch with learned predictions of high frequency elements. They demonstrate that learning the underlying structure of data can be used to yield better streaming algorithms, both in theory and practice.We simplify and generalize past work on learning-augmented frequency estimation. Our first contribution is a learning-augmented variant of the Misra-Gries algorithm which improves upon the error of learned CountMin and learned CountSketch and achieves the state-of-the-art performance of randomized algorithms (Aamand et al., NeurIPS'23) with a simpler, deterministic algorithm. Our second contribution is to adapt learning-augmentation to a high-dimensional generalization of frequency estimation corresponding to finding important directions (top singular vectors) of a matrix given its rows one-by-one in a stream. We analyze a learning-augmented variant of the Frequent Directions algorithm, extending the theoretical and empirical understanding of learned predictions to matrix streaming.

The success of modern machine learning is due in part to the adaptive optimization methods that have been developed to deal with the difficulties of training large models over complex datasets. One such method is gradient clipping: a practical procedure with limited theoretical underpinnings. In this work, we study clipping in a least squares problem under streaming SGD. We develop a theoretical analysis of the learning dynamics in the limit of large intrinsic dimension—a model and dataset dependent notion of dimensionality. In this limit we find a deterministic equation that describes the evolution of the loss and demonstrate that this equation predicts the path of clipped SGD on synthetic, CIFAR10, and Wikitext2 data. We show that with Gaussian noise clipping cannot improve SGD performance. Yet, in other noisy settings, clipping can provide benefits with tuning of the clipping threshold. We propose a simple heuristic for near optimal scheduling of the clipping threshold which requires the tuning of only one hyperparameter. We conclude with a discussion about the links between high-dimensional clipping and neural network training.

Incremental gradient and incremental proximal methods are a fundamental class of optimization algorithms used for solving finite sum problems, broadly studied in the literature. Yet, without strong convexity, their convergence guarantees have primarily been established for the ergodic (average) iterate. We establish the first nonasymptotic convergence guarantees for the last iterate of both incremental gradient and incremental proximal methods, in general convex smooth (for both) and convex Lipschitz (for the proximal variants) settings. Our oracle complexity bounds for the last iterate nearly match (i.e., match up to a square-root-log or a log factor) the best known oracle complexity bounds for the average iterate, for both classes of methods. We further obtain generalizations of our results to weighted averaging of the iterates with increasing weights and for randomly permuted ordering of updates. We study last iterate convergence of the incremental proximal method as a mathematical abstraction of forgetting in continual learning and prove a lower bound that certifies that a large amount of regularization is crucial to mitigating catastrophic forgetting---one of the key considerations in continual learning. Our results generalize last iterate guarantees for incremental methods compared to state of the art, as such results were previously known only for overparameterized linear models, which correspond to convex quadratic problems with infinitely many solutions.

Federated Learning (FL) offers a promising framework for collaborative and privacy-preserving machine learning across distributed data sources. However, the substantial communication costs associated with FL significantly challenge its efficiency. Specifically, in each communication round, the communication costs scale linearly with the model's dimension, which presents a formidable obstacle, especially in large model scenarios. Despite various communication-efficient strategies, the intrinsic dimension-dependent communication cost remains a major bottleneck for current FL implementations.This paper proposes a novel dimension-free communication algorithm - DeComFL, which leverages the zeroth-order optimization techniques and reduces the communication cost from $\mathcal{O}(d)$ to $\mathcal{O}(1)$ by transmitting only a constant number of scalar values between clients and the server in each round, regardless of the dimension $d$ of the model parameters.Theoretically, in non-convex functions, we prove that our algorithm achieves state-of-the-art rates, which show a linear speedup of the number of clients and local steps under standard assumptions. With additional low effective rank assumption, we can further show that the convergence rate is independent of the model dimension $d$ as well.Empirical evaluations, encompassing both classic deep learning training and large language model fine-tuning, demonstrate significant reductions in communication overhead. Notably, DeComFL achieves this by transmitting only around 1MB of data in total between the server and a client to fine-tune a model with billions of parameters. The code is available at https://github.com/ZidongLiu/DeComFL.

Preferential Bayesian Optimization (PBO) is a sample-efficient method to learn latent user utilities from preferential feedback over a pair of designs. It relies on a statistical surrogate model for the latent function, usually a Gaussian process, and an acquisition strategy to select the next candidate pair to get user feedback on. Due to the non-conjugacy of the associated likelihood, every PBO step requires a significant amount of computations with various approximate inference techniques. This computational overhead is incompatible with the way humans interact with computers, hindering the use of PBO in real-world cases. Building on the recent advances of amortized BO, we propose to circumvent this issue by fully amortizing PBO, meta-learning both the surrogate and the acquisition function. Our method comprises a novel transformer neural process architecture, trained using reinforcement learning and tailored auxiliary losses.On a benchmark composed of synthetic and real-world datasets, our method is several orders of magnitude faster than the usual Gaussian process-based strategies and often outperforms them in accuracy.

In this work, we introduce a planning neural operator (PNO) for predicting the value function of a motion planning problem. We recast value function approximation as learning a single operator from the cost function space to the value functionspace, which is defined by an Eikonal partial differential equation (PDE). Therefore, our PNO model, despite being trained with a finite number of samples at coarse resolution, inherits the zero-shot super-resolution property of neural operators. We demonstrate accurate value function approximation at 16× the training resolution on the MovingAI lab’s 2D city dataset, compare with state-of-the-art neural valuefunction predictors on 3D scenes from the iGibson building dataset and showcase optimal planning with 4-joint robotic manipulators. Lastly, we investigate employing the value function output of PNO as a heuristic function to accelerate motion planning. We show theoretically that the PNO heuristic is $\epsilon$-consistent by introducing an inductive bias layer that guarantees our value functions satisfy the triangle inequality. With our heuristic, we achieve a $30$% decrease in nodes visited while obtaining near optimal path lengths on the MovingAI lab 2D city dataset, compared to classical planning methods (A$^\ast$, RRT$^\ast$).

A major challenge for transformers is generalizing to sequences longer than those observed during training. While previous works have empirically shown that transformers can either succeed or fail at length generalization depending on the task, theoretical understanding of this phenomenon remains limited. In this work, we introduce a rigorous theoretical framework to analyze length generalization in causal transformers with learnable absolute positional encodings. In particular, we characterize those functions that are identifiable in the limit from sufficiently long inputs with absolute positional encodings under an idealized inference scheme using a norm-based regularizer. This enables us to prove the possibility of length generalization for a rich family of problems. We experimentally validate the theory as a predictor of success and failure of length generalization across a range of algorithmic and formal language tasks. Our theory not only explains a broad set of empirical observations but also opens the way to provably predicting length generalization capabilities in transformers.

Diffusion models have recently emerged as a new powerful machinery for generative artificial intelligence on graphs, with applications ranging from drug design to knowledge discovery. However, despite their high potential, most, if not all, existing graph diffusion models are limited in their ability to holistically describe the intrinsic higher-order topological graph properties, which obstructs model generalizability and adoption for downstream tasks. We address this fundamental challenge and extract the latent salient topological graph descriptors at different resolutions by leveraging zigzag persistence. We develop a new computationally efficient topological summary,zigzag spaghetti (ZS), which delivers the most inherent topological properties simultaneously over a sequence of graphs at multiple resolutions. We derive theoretical stability guarantees of ZS and present the first attempt to integratedynamic topological information into graph diffusion models. Our extensive experiments on graph classification and prediction tasks suggest that ZS has a high promise not only to enhance performance of graph diffusion models, with gains up 10\%, but also to substantially booster model robustness.

The causal capabilities of large language models (LLMs) are a matter of significant debate, with critical implications for the use of LLMs in societally impactful domains such as medicine, science, law, and policy. We conduct a "behavorial" study of LLMs to benchmark their capability in generating causal arguments. Across a wide range of tasks, we find that LLMs can generate text corresponding to correct causal arguments with high probability, surpassing the best-performing existing methods. Algorithms based on GPT-3.5 and 4 outperform existing algorithms on a pairwise causal discovery task (97%, 13 points gain), counterfactual reasoning task (92%, 20 points gain) and event causality (86% accuracy in determining necessary and sufficient causes in vignettes). We perform robustness checks across tasks and show that the capabilities cannot be explained by dataset memorization alone, especially since LLMs generalize to novel datasets that were created after the training cutoff date.

That said, LLMs exhibit unpredictable failure modes and we discuss the kinds of errors that may be improved and what are the fundamental limits of LLM-based answers. Overall, by operating on the text metadata, LLMs bring capabilities so far understood to be restricted to humans, such as using collected knowledge to generate causal graphs or identifying background causal context from natural language. As a result, LLMs may be used by human domain experts to save effort in setting up a causal analysis, one of the biggest impediments to the widespread adoption of causal methods. Given that LLMs ignore the actual data, our results also point to a fruitful research direction of developing algorithms that combine LLMs with existing causal techniques. Code and datasets are available at https://github.com/py-why/pywhy-llm.

Missing data imputation through distribution alignment has demonstrated advantages for non-temporal datasets but exhibits suboptimal performance in time-series applications. The primary obstacle is crafting a discrepancy measure that simultaneously (1) captures temporal patterns—accounting for periodicity and temporal dependencies inherent in time-series—and (2) accommodates non-stationarity, ensuring robustness amidst multiple coexisting temporal patterns. In response to these challenges, we introduce the Proximal Spectrum Wasserstein (PSW) discrepancy, a novel discrepancy tailored for comparing two \textit{sets} of time-series based on optimal transport. It incorporates a pairwise spectral distance to encapsulate temporal patterns, and a selective matching regularization to accommodate non-stationarity. Subsequently, we develop the PSW for Imputation (PSW-I) framework, which iteratively refines imputation results by minimizing the PSW discrepancy. Extensive experiments demonstrate that PSW-I effectively accommodates temporal patterns and non-stationarity, outperforming prevailing time-series imputation methods. Code is available at https://github.com/FMLYD/PSW-I.

Patient data is widely used to estimate heterogeneous treatment effects and understand the effectiveness and safety of drugs. Yet, patient data includes highlysensitive information that must be kept private. In this work, we aim to estimatethe conditional average treatment effect (CATE) from observational data underdifferential privacy. Specifically, we present DP-CATE, a novel framework forCATE estimation that is Neyman-orthogonal and ensures differential privacy of the estimates. Our framework is highly general: it applies to any two-stageCATE meta-learner with a Neyman-orthogonal loss function and any machinelearning model can be used for nuisance estimation. We further provide an extension of our DP-CATE, where we employ RKHS regression to release the completeCATE function while ensuring differential privacy. We demonstrate the effectiveness of DP-CATE across various experiments using synthetic and real-worlddatasets. To the best of our knowledge, we are the first to provide a framework forCATE estimation that is doubly robust and differentially private.

Real-time monitoring in modern medical research introduces functional longitudinal data, characterized by continuous-time measurements of outcomes, treatments, and confounders. This complexity leads to uncountably infinite treatment-confounder feedbacks, which traditional causal inference methodologies cannot handle. Inspired by the coarsened data framework, we adopt stochastic process theory, measure theory, and net convergence to propose a nonparametric causal identification framework. This framework generalizes classical g-computation, inverse probability weighting, and doubly robust formulas, accommodating time-varying outcomes subject to mortality and censoring for functional longitudinal data. We examine our framework through Monte Carlo simulations. Our approach addresses significant gaps in current methodologies, providing a solution for functional longitudinal data and paving the way for future estimation work in this domain.

Practical and ethical constraints often require the use of observational data for causal inference, particularly in medicine and social sciences. Yet, observational datasets are prone to confounding, potentially compromising the validity of causal conclusions. While it is possible to correct for biases if the underlying causal graph is known, this is rarely a feasible ask in practical scenarios. A common strategy is to adjust for all available covariates, yet this approach can yield biased treatment effect estimates, especially when post-treatment or unobserved variables are present.We propose RAMEN, an algorithm that produces unbiased treatment effect estimatesby leveraging the heterogeneity of multiple data sources without the need to know or learn the underlying causal graph. Notably, RAMEN achieves doubly robust identification: it can identify the treatment effect whenever the causal parents of the treatment or those of the outcome are observed, and the node whose parents are observed satisfies an invariance assumption. Empirical evaluations across synthetic, semi-synthetic, and real-world datasets show that our approach significantly outperforms existing methods.

Accurate interpretation and visualization of human instructions are crucial for text-to-image (T2I) synthesis. However, current models struggle to capture semantic variations from word order changes, and existing evaluations, relying on indirect metrics like text-image similarity, fail to reliably assess these challenges. This often obscures poor performance on complex or uncommon linguistic patterns by the focus on frequent word combinations.To address these deficiencies, we propose a novel metric called SemVarEffect and a benchmark named SemVarBench, designed to evaluate the causality between semantic variations in inputs and outputs in T2I synthesis. Semantic variations are achieved through two types of linguistic permutations, while avoiding easily predictable literal variations.Experiments reveal that the CogView-3-Plus and Ideogram 2 performed the best, achieving a score of 0.2/1. Semantic variations in object relations are less understood than attributes, scoring 0.07/1 compared to 0.17-0.19/1. We found that cross-modal alignment in UNet or Transformers plays a crucial role in handling semantic variations, a factor previously overlooked by a focus on textual encoders. Our work establishes an effective evaluation framework that advances the T2I synthesis community's exploration of human instruction understanding. Our benchmark and code are available at https://github.com/zhuxiangru/SemVarBench.

We address the individualized treatment effect (ITE) estimation problem, focusing on continuous, multidimensional, and time-dependent treatments for precision medicine. The central challenge lies in modeling these complex treatment scenarios while capturing dynamic patient responses and minimizing reliance on control data. We propose the Gaussian Mixture Counterfactual Generator (GMCG), a generative model that transforms the Gaussian mixture model—traditionally a tool for clustering and density estimation—into a new tool explicitly geared toward causal inference. This approach generates robust counterfactuals by effectively handling continuous and multidimensional treatment spaces. We evaluate GMCG on synthetic crossover trial data and simulated datasets, demonstrating its superior performance over existing methods, particularly in scenarios with limited control data. GMCG derives its effectiveness from modeling the joint distribution of covariates, treatments, and outcomes using a latent state vector while employing a conditional distribution of the state vector to suppress confounding and isolate treatment-outcome relationships.

Causal representation learning (CRL) aims at recovering latent causal variables from high-dimensional observations to solve causal downstream tasks, such as predicting the effect of new interventions or more robust classification. A plethora of methods have been developed, each tackling carefully crafted problem settings that lead to different types of identifiability. These different settings are widely assumed to be important because they are often linked to different rungs of Pearl's causal hierarchy, even though this correspondence is not always exact. This work shows that instead of strictly conforming to this hierarchical mapping, many causal representation learning approaches methodologically align their representations with inherent data symmetries. Identification of causal variables is guided by invariance principles that are not necessarily causal. This result allows us to unify many existing approaches in a single method that can mix and match different assumptions, including non-causal ones, based on the invariance relevant to the problem at hand. It also significantly benefits applicability, which we demonstrate by improving treatment effect estimation on real-world high-dimensional ecological data. Overall, this paper clarifies the role of causal assumptions in the discovery of causal variables and shifts the focus to preserving data symmetries.

Causal discovery, or identifying causal relationships from observational data, is a notoriously challenging task, with numerous methods proposed to tackle it.Despite this, in-the-wild evaluation of these methods is still lacking, as works frequently rely on synthetic data evaluation and sparse real-world examples under critical theoretical assumptions.Real-world causal structures, however, are often complex, evolving over time, non-linear, and influenced by unobserved factors, makingit hard to decide on a proper causal discovery strategy.To bridge this gap, we introduce CausalRivers, the largest in-the-wild causal discovery benchmarking kit for time-series data to date.CausalRivers features an extensive dataset on river discharge that covers the eastern German territory (666 measurement stations) and the state of Bavaria (494 measurement stations).It spans the years 2019 to 2023 with a 15-minute temporal resolution.Further, we provide additional data from a flood around the Elbe River, as an event with a pronounced distributional shift.Leveraging multiple sources of information and time-series meta-data, we constructed two distinct causal ground truth graphs (Bavaria and eastern Germany).These graphs can be sampled to generate thousands of subgraphs to benchmark causal discovery across diverse and challenging settings.To demonstrate the utility of CausalRivers, we evaluate several causal discovery approaches through a set of experiments to identify areas for improvement.CausalRivers has the potential to facilitate robust evaluations and comparisons of causal discovery methods.Besides this primary purpose, we also expect that this dataset will be relevant for connected areas of research, such as time-series forecasting and anomaly detection.Based on this, we hope to push benchmark-driven method development that fosters advanced techniques for causal discovery, as is the case for many other areas of machine learning.

A significant challenge in machine learning, particularly in noisy and low-data environments, lies in effectively incorporating inductive biases to enhance data efficiency and robustness. Despite the success of informed machine learning methods, designing algorithms with explicit inductive biases remains largely a manual process. In this work, we explore how prior knowledge represented in its native formats, e.g. in natural language, can be integrated into machine learning models in an automated manner. Inspired by the learning to learn principles of meta-learning, we consider the approach of learning to integrate knowledge via conditional meta-learning, a paradigm we refer to as informed meta-learning. We introduce and motivate theoretically the principles of informed meta-learning enabling automated and controllable inductive bias selection. To illustrate our claims, we implement an instantiation of informed meta-learning--the Informed Neural Process, and empirically demonstrate the potential benefits and limitations of informed meta-learning in improving data efficiency and generalisation.

Quantum-centric supercomputing presents a compelling framework for large-scale hybrid quantum-classical tasks. Although quantum machine learning (QML) offers theoretical benefits in various applications, challenges such as large-size data encoding in the input stage and the reliance on quantum resources in the inference stage limit its practicality for tasks like fine-tuning large language models (LLMs). Quantum parameter generation, a novel approach of QML, addresses these limitations by using quantum neural networks (QNNs) to generate classical model weights (parameters) exclusively during training, thereby decoupling inference from quantum hardware. In this work, we introduce Quantum Parameter Adaptation (QPA) in the framework of quantum parameter generation, which integrates QNNs with a classical multi-layer perceptron mapping model to generate parameters for fine-tuning methods. Using Gemma-2 and GPT-2 as case studies, QPA demonstrates significant parameter reduction for parameter-efficient fine-tuning methods, such as Low-Rank Adaptation (LoRA), while maintaining comparable or improved performance in text generation tasks. Specifically, QPA reduces the number of parameters to $52.06\%$ of the original LoRA for GPT-2 with a slight performance gain of $0.75\%$, and to $16.84\%$ for Gemma-2, with a marginal performance improvement of $0.07\%$. These results highlight QPA’s ability to achieve efficient parameter reduction without sacrificing performance in the quantum parameter generation framework. This work showcases the potential of quantum-enhanced parameter reduction, offering a scalable quantum-classical solution for fine-tuning LLMs while preserving the feasibility of inference on classical hardware.

The performance of large language models (LLMs) is closely linked to their underlying size, leading to ever-growing networks and hence slower inference. Speculative decoding has been proposed as a technique to accelerate autoregressive generation, leveraging a fast draft model to propose candidate tokens, which are then verified in parallel based on their likelihood under the target model. While this approach guarantees to reproduce the target output, it incurs a substantial penalty: many high-quality draft tokens are rejected, even when they represent objectively valid continuations. Indeed, we show that even powerful draft models such as GPT-4o, as well as human text cannot achieve high acceptance rates under the standard verification scheme. This severely limits the speedup potential of current speculative decoding methods, as an early rejection becomes overwhelmingly likely when solely relying on alignment of draft and target.We thus ask the following question: Can we adapt verification to recognize correct, but non-aligned replies? To this end, we draw inspiration from the LLM-as-a-judge framework, which demonstrated that LLMs are able to rate answers in a versatile way. We carefully design a dataset coined TokenCourt to elicit the same capability in the target model by training a compact module on top of the embeddings to produce ``judgements" of the current continuation. We showcase our strategy on the Llama-3.1 family, where our 8B/405B-Judge achieves a speedup of $9\times$ over Llama-405B, while maintaining its quality on a large range of benchmarks. These benefits remain present even in optimized inference frameworks, where our method reaches up to $141$ tokens/s for 8B/70B-Judge and $129$ tokens/s for 8B/405B on $2$ and $8$ H100s respectively.

As LLMs become capable of complex tasks, there is growing potential for personalized interactions tailored to the subtle and idiosyncratic preferences of the user. We present a public benchmark, PersonalLLM, focusing on adapting LLMs to provide maximal benefits for a particular user. Departing from existing alignment benchmarks that implicitly assume uniform preferences, we curate open-ended prompts paired with many high-quality answers over which users would be expected to display heterogeneous latent preferences. Instead of persona prompting LLMs based on high-level attributes (e.g., user race or response length), which yields homogeneous preferences relative to humans, we develop a method that can simulate a large user base with diverse preferences from a set of pre-trained reward models. Our dataset and generated personalities offer an innovative testbed for developing personalization algorithms that grapple with continual data sparsity---few relevant feedback from the particular user---by leveraging historical data from other (similar) users. We explore basic in-context learning and meta-learning baselines to illustrate the utility of PersonalLLM and highlight the need for future methodological development.

Semantic text embedding is essential to many tasks in Natural Language Processing (NLP). While black-box models are capable of generating high-quality embeddings, their lack of interpretability limits their use in tasks that demand transparency. Recent approaches have improved interpretability by leveraging domain-expert-crafted or LLM-generated questions, but these methods rely heavily on expert input or well-prompt design, which restricts their generalizability and ability to generate discriminative questions across a wide range of tasks. To address these challenges, we introduce \algo{CQG-MBQA} (Contrastive Question Generation - Multi-task Binary Question Answering), a general framework for producing interpretable semantic text embeddings across diverse tasks. Our framework systematically generates highly discriminative, low cognitive load yes/no questions through the \algo{CQG} method and answers them efficiently with the \algo{MBQA} model, resulting in interpretable embeddings in a cost-effective manner. We validate the effectiveness and interpretability of \algo{CQG-MBQA} through extensive experiments and ablation studies, demonstrating that it delivers embedding quality comparable to many advanced black-box models while maintaining inherently interpretability. Additionally, \algo{CQG-MBQA} outperforms other interpretable text embedding methods across various downstream tasks. The source code is available at \url{https://github.com/dukesun99/CQG-MBQA}.

Humans excel at learning abstract patterns across different sequences, filtering outirrelevant details, and transferring these generalized concepts to new sequences.In contrast, many sequence learning models lack the ability to abstract, whichleads to memory inefficiency and poor transfer. We introduce a non-parametrichierarchical variable learning model (HVM) that learns chunks from sequencesand abstracts contextually similar chunks as variables. HVM efficiently organizesmemory while uncovering abstractions, leading to compact sequence representations.When learning on language datasets such as babyLM, HVM learns a more efficientdictionary than standard compression algorithms such as Lempel-Ziv. In a sequencerecall task requiring the acquisition and transfer of variables embedded in sequences,we demonstrate HVM’s sequence likelihood correlates with human recall times. Incontrast, large language models (LLMs) struggle to transfer abstract variables aseffectively as humans. From HVM’s adjustable layer of abstraction, we demonstratethat the model realizes a precise trade-off between compression and generalization.Our work offers a cognitive model that captures the learning and transfer of abstractrepresentations in human cognition and differentiates itself from LLMs.

Recovering a spectrum of diverse policies from a set of expert trajectories is an important research topic in imitation learning. After determining a latent style for a trajectory, previous diverse polices recovering methods usually employ a vanilla behavioral cloning learning objective conditioned on the latent style, treating each state-action pair in the trajectory with equal importance. Based on an observation that in many scenarios, behavioral styles are often highly relevant with only a subset of state-action pairs, this paper presents a new principled method in diverse polices recovering. In particular, after inferring or assigning a latent style for a trajectory, we enhance the vanilla behavioral cloning by incorporating a weighting mechanism based on pointwise mutual information.This additional weighting reflects the significance of each state-action pair's contribution to learning the style, thus allowing our method to focus on state-action pairs most representative of that style.We provide theoretical justifications for our new objective, and extensive empirical evaluations confirm the effectiveness of our method in recovering diverse polices from expert data.

We study programmatic weak supervision, where in contrast to labeled data, we have access to \emph{weak labelers}, each of which either abstains or provides noisy labels corresponding to any input. Most previous approaches typically employ latent generative models that model the joint distribution of the weak labels and the latent ``true'' label. The caveats are that this relies on assumptions that may not always hold in practice such as conditional independence assumptions over the joint distribution of the weak labelers and the latent true label, and more general implicit inductive biases in the latent generative models. In this work, we consider a more explicit form of side-information that can be leveraged to denoise the weak labeler, namely the bounds on the average error of the weak labelers. We then propose a novel but natural weak supervision objective that minimizes a regularization functional subject to satisfying these bounds. This turns out to be a difficult constrained optimization problem due to discontinuous accuracy bound constraints. We provide a continuous optimization formulation for this objective through an alternating minimization algorithm that iteratively computes soft pseudo labels on the unlabeled data satisfying the constraints while being close to the model, and then updates the model on these labels until all the constraints are satisfied. We follow this with a theoretical analysis of this approach and provide insights into its denoising effects in training discriminative models given multiple weak labelers. Finally, we demonstrate the superior performance and robustness of our method on a popular weak supervision benchmark.

Deep learning models often struggle with generalization when deploying on real-world data, due to the common distributional shift to the training data. Test-time adaptation (TTA) is an emerging scheme used at inference time to address this issue. In TTA, models are adapted online at the same time when making predictions to test data. Neighbor-based approaches have gained attention recently, where prototype embeddings provide location information to alleviate the feature shift between training and testing data. However, due to their inherit limitation of simplicity, they often struggle to learn useful patterns and encounter performance degradation. To confront this challenge, we study the TTA problem from a geometric point of view. We first reveal that the underlying structure of neighbor-based methods aligns with the Voronoi Diagram, a classical computational geometry model for space partitioning. Building on this observation, we propose the Test-Time adjustment by Voronoi Diagram guidance (TTVD), a novel framework that leverages the benefits of this geometric property. Specifically, we explore two key structures: 1) Cluster-induced Voronoi Diagram (CIVD): This integrates the joint contribution of self-supervision and entropy-based methods to provide richer information. 2) Power Diagram (PD): A generalized version of the Voronoi Diagram that refines partitions by assigning weights to each Voronoi cell. Our experiments under rigid, peer-reviewed settings on CIFAR-10-C, CIFAR-100-C, ImageNet-C, and ImageNet-R shows that TTVD achieves remarkable improvements compared to state-of-the-art methods. Moreover, extensive experimental results also explore the effects of batch size and class imbalance, which are two scenarios commonly encountered in real-world applications. These analyses further validate the robustness and adaptability of our proposed framework.

Vision-language pre-training models, such as CLIP, have demonstrated strong capability in rapidly adapting to downstream tasks through fine-tuning, and have been widely applied across various tasks. However, when the downstream tasks are constrained by limited image-text paired data, CLIP struggles to effectively address the domain gap between the pre-training and the target tasks. To address this limitation, we propose a novel semi-supervised CLIP training method coined SemiCLIP that leverages a small amount of image-text pairs alongside a large volume of images without text descriptions to enhance CLIP’s cross-modal alignment. To effectively utilize unlabeled images, we introduce semantic concept mining to improve task-specific visual representations by matching images with relevant concepts mined from labeled data. Leveraging matched semantic concepts, we construct learnable surrogate captions for unlabeled images and optimize a trapezoidal consistency to regulate the geometric structure of image-text pairs in the representation space. Experimental results demonstrate that our approach significantly improves the adaptability of CLIP in target tasks with limited labeled data, achieving gains ranging from 1.72\% -- 6.58\% for zero-shot classification accuracy and 2.32\% -- 3.23\% for image-text retrieval performance on standard benchmarks. The source code is available at https://github.com/Gank0078/SemiCLIP.

Unsupervised anomaly detection (UAD) has important applications in diverse fields such as manufacturing industry and medical diagnosis. In the past decades, although numerous insightful and effective UAD methods have been proposed, it remains a huge challenge to tune the hyper-parameters of each method and select the most appropriate method among many candidates for a specific dataset, due to the absence of labeled anomalies in the training phase of UAD methods and the high diversity of real datasets. In this work, we aim to address this challenge, so as to make UAD more practical and reliable. We propose two internal evaluation metrics, relative-top-median and expected-anomaly-gap, and one semi-internal evaluation metric, normalized pseudo discrepancy (NPD), as surrogate functions of the expected model performance on unseen test data. For instance, NPD measures the discrepancy between the anomaly scores of a validation set drawn from the training data and a validation set drawn from an isotropic Gaussian. NPD is simple and hyper-parameter-free and is able to compare different UAD methods, and its effectiveness is theoretically analyzed. We integrate the three metrics with Bayesian optimization to effectively optimize the hyper-parameters of UAD models. Extensive experiments on 38 datasets show the effectiveness of our methods.

We contribute an unsupervised method that effectively learns disentangled content and style representations from sequences of observations. Unlike most disentanglement algorithms that rely on domain-specific labels or knowledge, our method is based on the insight of domain-general statistical differences between content and style --- content varies more among different fragments within a sample but maintains an invariant vocabulary across data samples, whereas style remains relatively invariant within a sample but exhibits more significant variation across different samples. We integrate such inductive bias into an encoder-decoder architecture and name our method after V3 (variance-versus-invariance). Experimental results show that V3 generalizes across multiple domains and modalities, successfully learning disentangled content and style representations, such as pitch and timbre from music audio, digit and color from images of hand-written digits, and action and character appearance from simple animations. V3 demonstrates strong disentanglement performance compared to existing unsupervised methods, along with superior out-of-distribution generalization and few-shot learning capabilities compared to supervised counterparts. Lastly, symbolic-level interpretability emerges in the learned content codebook, forging a near one-to-one alignment between machine representation and human knowledge.

Multiple-instance learning (MIL) was initially proposed to identify key instances within a set (bag) of instances when only one bag-level label is provided. Current deep MIL models mostly solve multi-instance problem in feature space. Nevertheless, with the increasing complexity of data, we found this paradigm faces significant risks in representation learning stage, which could lead to algorithm degradation in deep MIL models. We speculate that the degradation issue stems from the persistent drift of instances in feature space during learning. In this paper, we propose a novel Probability-Space MIL network (PSMIL) as a countermeasure. In PSMIL, a self-training alignment strategy is introduced in probability space to cope with the drift problem in feature space, and the alignment target objective is proven mathematically optimal. Furthermore, we reveal that the widely-used attention-based pooling mechanism in current deep MIL models is easily affected by the perturbation in feature space and further introduce an alternative called probability-space attention pooling. It effectively captures the key instance in each bag from feature space to probability space, and further eliminates the impact of selection drift in the pooling stage. To summarize, PSMIL seeks to solve a MIL problem in probability space rather than feature space. Experimental results illustrate that PSMIL could potentially achieve performance close to supervised learning level in complex tasks (gap within 5\%), with the incremental alignment in propability space bring more than 19\% accuracy improvements for current existing mainstream models in simulated CIFAR datasets. For existing publicly available MIL benchmarks/datasets, attention in probability space also achieves competitive performance to the state-of-the-art deep MIL models. Codes are available at \url{https://github.com/LMBDA-design/PSAMIL}.

Magnetic resonance imaging (MRI) is a powerful noninvasive diagnostic imaging tool that provides unparalleled soft tissue contrast and anatomical detail. Noise contamination, especially in accelerated and/or low-field acquisitions, can significantly degrade image quality and diagnostic accuracy. Supervised learning based denoising approaches have achieved impressive performance but require high signal-to-noise ratio (SNR) labels, which are often unavailable. Self-supervised learning holds promise to address the label scarcity issue, but existing self-supervised denoising methods tend to oversmooth fine spatial features and often yield inferior performance than supervised methods. We introduce Corruption2Self (C2S), a novel score-based self-supervised framework for MRI denoising. At the core of C2S is a generalized denoising score matching (GDSM) loss, which extends denoising score matching to work directly with noisy observations by modeling the conditional expectation of higher-SNR images given further corrupted observations. This allows the model to effectively learn denoising across multiple noise levels directly from noisy data. Additionally, we incorporate a reparameterization of noise levels to stabilize training and enhance convergence, and introduce a detail refinement extension to balance noise reduction with the preservation of fine spatial features. Moreover, C2S can be extended to multi-contrast denoising by leveraging complementary information across different MRI contrasts. We demonstrate that our method achieves state-of-the-art performance among self-supervised methods and competitive results compared to supervised counterparts across varying noise conditions and MRI contrasts on the M4Raw and fastMRI dataset. The project website is available at: https://jiachentu.github.io/Corruption2Self-Self-Supervised-Denoising/.

Multilingual large language models (LLMs) are great translators, but this is largely limited to high-resource languages. For many LLMs, translating in and out of low-resource languages remains a challenging task. To maximize data efficiency in this low-resource setting, we introduce Mufu, which includes a selection of automatically generated multilingual candidates and an instruction to correct inaccurate translations in the prompt. Mufu prompts turn a translation task into a postediting one, and seek to harness the LLM’s reasoning capability with auxiliary translation candidates, from which the model is required to assess the input quality, align the semantics cross-lingually, copy from relevant inputs and override instances that are incorrect. Our experiments on En-XX translations over the Flores-200 dataset show LLMs finetuned against Mufu-style prompts are robust to poor quality auxiliary translation candidates, achieving performance superior to NLLB 1.3B distilled model in 64% of low- and very-low-resource language pairs. We then distill these models to reduce inference cost, while maintaining on average 3.1 chrF improvement over finetune-only baseline in low-resource translations.

Given the ability to model more realistic and dynamic problems, Federated Continual Learning (FCL) has been increasingly investigated recently. A well-known problem encountered in this setting is the so-called catastrophic forgetting, for which the learning model is inclined to focus on more recent tasks while forgetting the previously learned knowledge. The majority of the current approaches in FCL propose generative-based solutions to solve said problem. However, this setting requires multiple training epochs over the data, implying an offline setting where datasets are stored locally and remain unchanged over time. Furthermore, the proposed solutions are tailored for vision tasks solely. To overcome these limitations, we propose a new approach to deal with different modalities in the online scenario where new data arrive in streams of mini-batches that can only be processed once. To solve catastrophic forgetting, we propose an uncertainty-aware memory-based approach. Specifically, we suggest using an estimator based on the Bregman Information (BI) to compute the model's variance at the sample level. Through measures of predictive uncertainty, we retrieve samples with specific characteristics, and – by retraining the model on such samples – we demonstrate the potential of this approach to reduce the forgetting effect in realistic settings while maintaining data confidentiality and competitive communication efficiency compared to state-of-the-art approaches.

Many works have developed no-regret algorithms for contextual bandits with function approximation, where the mean rewards over context-action pairs belong to a function class $\mathcal{F}$. Although there are many approaches to this problem, algorithms based on the principle of optimism, such as optimistic least squares have gained in importance. It can be shown the regret of this algorithm scales as $\widetilde{\mathcal{O}}\left(\sqrt{d_{\mathrm{eluder}}(\mathcal{F}) \log(\mathcal{F}) T }\right)$ where $d_{\mathrm{eluder}}(\mathcal{F})$ is a statistical measure of the complexity of the function class $\mathcal{F}$ known as eluder dimension. Unfortunately, even if the variance of the measurement noise of the rewards at time $t$ equals $\sigma_t^2$ and these are close to zero, the optimistic least squares algorithm’s regret scales with $\sqrt{T}$. In this work we are the first to develop algorithms that satisfy regret bounds for contextual bandits with function approximation of the form $\widetilde{\mathcal{O}}\left( \sigma \sqrt{\log(\mathcal{F})d_{\mathrm{eluder}}(\mathcal{F}) T } + d_{\mathrm{eluder}}(\mathcal{F}) \cdot \log(|\mathcal{F}|)\right) $ when the variances are unknown and satisfy $\sigma_t^2 = \sigma$ for all $t$ and $\widetilde{\mathcal{O}}\left( d_{\mathrm{eluder}}(\mathcal{F})\sqrt{\log(\mathcal{F})\sum_{t=1}^T \sigma_t^2 } + d_{\mathrm{eluder}}(\mathcal{F}) \cdot \log(|\mathcal{F}|)\right) $ when the variances change every time-step. These bounds generalize existing techniques for deriving second order bounds in contextual linear problems.

Continual learning (CL) enables deep neural networks to adapt to ever-changing data distributions. In practice, there may be scenarios where annotation is costly, leading to active continual learning (ACL), which performs active learning (AL) for the CL scenarios when reducing the labeling cost by selecting the most informative subset is preferable. However, conventional AL strategies are not suitable for ACL, as they focus solely on learning the new knowledge, leading to catastrophic forgetting of previously learned tasks. Therefore, ACL requires a new AL strategy that can balance the prevention of catastrophic forgetting and the ability to quickly learn new tasks. In this paper, we propose AccuACL, Accumulated informativeness-based Active Continual Learning, by the novel use of the Fisher information matrix as a criterion for sample selection, derived from a theoretical analysis of the Fisher-optimality preservation properties within the framework of ACL, while also addressing the scalability issue of Fisher information-based AL. Extensive experiments demonstrate that AccuACL significantly outperforms AL baselines across various CL algorithms, increasing the average accuracy and forgetting by 23.8% and 17.0%, respectively, on average.

One of the most popular methods for continual learning with deep neural networks is Elastic Weight Consolidation (EWC), which involves computing the Fisher Information. The exact way in which the Fisher Information is computed is however rarely described, and multiple different implementations for it can be found online. This blog post discusses and empirically compares several often-used implementations, which highlights that many currently reported results for EWC could likely be improved by changing the way the Fisher Information is computed.

The evolution of biological neural systems has led to both modularity and sparse coding, which enables energy efficiency and robustness across the diversity of tasks in the lifespan. In contrast, standard neural networks rely on dense, non-specialized architectures, where all model parameters are simultaneously updated to learn multiple tasks, leading to interference. Current sparse neural network approaches aim to alleviate this issue but are hindered by limitations such as 1) trainable gating functions that cause representation collapse, 2) disjoint experts that result in redundant computation and slow learning, and 3) reliance on explicit input or task IDs that limit flexibility and scalability.In this paper we propose Conditionally Overlapping Mixture of ExperTs (COMET), a general deep learning method that addresses these challenges by inducing a modular, sparse architecture with an exponential number of overlapping experts. COMET replaces the trainable gating function used in Sparse Mixture of Experts with a fixed, biologically inspired random projection applied to individual input representations. This design causes the degree of expert overlap to depend on input similarity, so that similar inputs tend to share more parameters. This results in faster learning per update step and improved out-of-sample generalization. We demonstrate the effectiveness of COMET on a range of tasks, including image classification, language modeling, and regression, using several popular deep learning architectures.

Prompt learning has demonstrated promising results in fine-tuning pre-trained multimodal models. However, the performance improvement is limited when applied to more complex and fine-grained tasks. The reason is that most existing methods directly optimize the parameters involved in the prompt generation process through loss backpropagation, which constrains the richness and specificity of the prompt representations. In this paper, we propose Diffusion-Driven Prompt Generator (Diff-Prompt), aiming to use the diffusion model to generate rich and fine-grained prompt information for complex downstream tasks. Specifically, our approach consists of three stages. In the first stage, we train a Mask-VAE to compress the masks into latent space. In the second stage, we leverage an improved Diffusion Transformer (DiT) to train a prompt generator in the latent space, using the masks for supervision. In the third stage, we align the denoising process of the prompt generator with the pre-trained model in the semantic space, and use the generated prompts to fine-tune the model. We conduct experiments on a complex pixel-level downstream task, referring expression comprehension, and compare our method with various parameter-efficient fine-tuning approaches. Diff-Prompt achieves a maximum improvement of 8.87 in R@1 and 14.05 in R@5 compared to the foundation model and also outperforms other state-of-the-art methods across multiple metrics. The experimental results validate the effectiveness of our approach and highlight the potential of using generative models for prompt generation. Code is available at https://github.com/Kelvin-ywc/diff-prompt.

Few-shot Test-Time Domain Adaptation focuses on adapting a model at test time to a specific domain using only a few unlabeled examples, addressing domain shift. Prior methods leverage CLIP's strong out-of-distribution (OOD) abilities by generating domain-specific prompts to guide its generalized, frozen features. However, since downstream datasets are not explicitly seen by CLIP, solely depending on the feature space knowledge is constrained by CLIP's prior knowledge. Notably, when using a less robust backbone like ViT-B/16, performance significantly drops on challenging real-world benchmarks. Departing from the state-of-the-art of inheriting the intrinsic OOD capability of CLIP, this work introduces learning directly on the input space to complement the dataset-specific knowledge for frozen CLIP. Specifically, an independent side branch is attached in parallel with CLIP and enforced to learn exclusive knowledge via revert attention. To better capture the dataset-specific label semantics for downstream adaptation, we propose to enhance the inter-dispersion among text features via greedy text ensemble and refinement. The text and visual features are then progressively fused in a domain-aware manner by a generated domain prompt to adapt toward a specific domain. Extensive experiments show our method's superiority on 5 large-scale benchmarks (WILDS and DomainNet), notably improving over smaller networks like ViT-B/16 with gains of \textbf{+5.1} in F1 for iWildCam and \textbf{+3.1\%} in WC Acc for FMoW. \href{https://github.com/chi-chi-zx/L2C}{Our Code: L2C}

Vision-language models (VLMs) are known to be susceptible to distribution shifts between pre-training data and test data, and test-time adaptation (TTA) methods for VLMs have been proposed to mitigate the detrimental impact of the distribution shifts. However, the existing methods solely rely on the internal knowledge encoded within the model parameters, which are constrained to pre-training data. To complement the limitation of the internal knowledge, we propose Retrieval-Augmented-TTA (RA-TTA) for adapting VLMs to test distribution using external knowledge obtained from a web-scale image database. By fully exploiting the bi-modality of VLMs, RA-TTA adaptively retrieves proper external images for each test image to refine VLMs' predictions using the retrieved external images, where fine-grained text descriptions are leveraged to extend the granularity of external knowledge. Extensive experiments on 17 datasets demonstrate that the proposed RA-TTA outperforms the state-of-the-art methods by 3.01-9.63\% on average.

Rehearsal-based continual learning (CL) aims to mitigate catastrophic forgetting by maintaining a subset of samples from previous tasks and replaying them. The rehearsal memory can be naturally constructed as a coreset, designed to form a compact subset that enables training with performance comparable to using the full dataset. The coreset selection task can be formulated as bilevel optimization that solves for the subset to minimize the outer objective of the learning task. Existing methods primarily rely on inefficient probabilistic sampling or local gradient-based scoring to approximate sample importance through an iterative process that can be susceptible to ambiguity or noise. Specifically, non-representative samples like ambiguous or noisy samples are difficult to learn and incur high loss values even when training on the full dataset. However, existing methods relying on local gradient tend to highlight these samples in an attempt to minimize the outer loss, leading to a suboptimal coreset. To enhance coreset selection, especially in CL where high-quality samples are essential, we propose a coreset selection method that measures sample importance using reducible loss (ReL) that quantifies the impact of adding a sample to model performance. By leveraging ReL and a process derived from bilevel optimization, we identify and retain samples that yield the highest performance gain. They are shown to be informative and representative. Furthermore, ReL requires only forward computation, making it significantly more efficient than previous methods. To better apply coreset selection in CL, we extend our method to address key challenges such as task interference, streaming data, and knowledge distillation. Experiments on data summarization and continual learning demonstrate the effectiveness and efficiency of our approach.

Understanding videos that contain multiple modalities is crucial, especially in egocentric videos, where combining various sensory inputs significantly improves tasks like action recognition and moment localization. However, real-world applications often face challenges with incomplete modalities due to privacy concerns, efficiency needs, or hardware issues. Current methods, while effective, often necessitate retraining the model entirely to handle missing modalities, making them computationally intensive, particularly with large training datasets. In this study, we propose a novel approach to address this issue at test time without requiring retraining. We frame the problem as a test-time adaptation task, where the model adjusts to the available unlabeled data at test time. Our method, MiDl~(Mutual information with self-Distillation), encourages the model to be insensitive to the specific modality source present during testing by minimizing the mutual information between the prediction and the available modality. Additionally, we incorporate self-distillation to maintain the model's original performance when both modalities are available. MiDl represents the first self-supervised, online solution for handling missing modalities exclusively at test time. Through experiments with various pretrained models and datasets, MiDl demonstrates substantial performance improvement without the need for retraining.

Do large language models (LLMs) have theory of mind? A plethora of papers and benchmarks have been introduced to evaluate if current models have been able to develop this key ability of social intelligence. However, all rely on limited datasets with simple patterns that can potentially lead to problematic blind spots in evaluation and an overestimation of model capabilities. We introduce ExploreToM, the first framework to allow large-scale generation of diverse and challenging theory of mind data for robust training and evaluation. Our approach leverages an A* search over a custom domain-specific language to produce complex story structures and novel, diverse, yet plausible scenarios to stress test the limits of LLMs. Our evaluation reveals that state-of-the-art LLMs, such as Llama-3.1-70B and GPT-4o, show accuracies as low as 0% and 9% on ExploreToM-generated data, highlighting the need for more robust theory of mind evaluation. As our generations are a conceptual superset of prior work, fine-tuning on our data yields a 27-point accuracy improvement on the classic ToMi benchmark (Le et al., 2019). ExploreToM also enables uncovering underlying skills and factors missing for models to show theory of mind, such as unreliable state tracking or data imbalances, which may contribute to models' poor performance on benchmarks.

Complementary label learning (CLL) is a weakly supervised learning paradigm that constructs a multi-class classifier only with complementary labels, specifying classes that the instance does not belong to. We reformulate CLL as an inverse problem that infers the full label information from the output space information. To be specific, we propose to split the inverse problem into two subtasks: positive label guessing (PLG) and negative label enhancement (NLE), collectively called PLNL. Specifically, we use well-designed criteria for evaluating the confidence of the model output, accordingly divide the training instances into three categories: highly-confident, moderately-confident and under-confident. For highly-confident instances, we perform PLG to assign them pseudo labels for supervised training. For moderately-confident and under-confident instances, we perform NLE by enhancing their complementary label set at different levels and train them with the augmented complementary labels iteratively. In addition, we unify PLG and NLE into a consistent framework, in which we can view all the pseudo-labeling-based methods from the perspective of negative label recovery. We prove that the error rates of both PLG and NLE are upper bounded, and based on that we can construct a classifier consistent with that learned by clean full labels. Extensive experiments demonstrate the superiority of PLNL over the state-of-the-art CLL methods, e.g., on STL-10, we increase the classification accuracy from 34.96\% to 55.25\%. The source code is available at https://github.com/yhli-ml/PLNL.

Over the past several years, various federated learning (FL) methodologies have been developed to improve model accuracy, a primary performance metric in machine learning. However, to utilize FL in practical decision-making scenarios, beyond considering accuracy, the trained model must also have a reliable confidence in each of its predictions, an aspect that has been largely overlooked in existing FL research. Motivated by this gap, we propose Non-Uniform Calibration for Federated Learning (NUCFL), a generic framework that integrates FL with the concept of model calibration. The inherent data heterogeneity in FL environments makes model calibration particularly difficult, as it must ensure reliability across diverse data distributions and client conditions. Our NUCFL addresses this challenge by dynamically adjusting the model calibration objectives based on statistical relationships between each client's local model and the global model in FL. In particular, NUCFL assesses the similarity between local and global model relationships, and controls the penalty term for the calibration loss during client-side local training. By doing so, NUCFL effectively aligns calibration needs for the global model in heterogeneous FL settings while not sacrificing accuracy. Extensive experiments show that NUCFL offers flexibility and effectiveness across various FL algorithms, enhancing accuracy as well as model calibration.

As the performance of artificial intelligence systems has dramatically increased, so too has the environmental impact of creating these systems. While many model developers release estimates of the power consumption and carbon emissions from the final training runs for their latest models, there is comparatively little transparency into the impact of model development, hardware manufacturing, and total water usage throughout. In this work, we estimate the real-world environmental impact of developing a series of language models, ranging from 20 million to 13 billion active parameters, trained on up to 5.6 trillion tokens each. When accounting for hardware manufacturing, model development, and our final training runs, we find that our series of models released 493 metric tons of carbon emissions, equivalent to powering about 98 homes in the United States for one year, and consumed 2.769 million liters of water, equivalent to about 24.5 years of water usage by a person in the United States, even though our data center is extremely water-efficient. We measure and report the environmental impact of our model development; to the best of our knowledge we are the first to do so for LLMs, and we find that model development, the impact of which is generally not disclosed by most model developers, amounted to ~50% of that of training. By looking at detailed time series data for power consumption, we also find that power usage throughout training is not consistent, fluctuating between ~15% and ~85% of our hardware's maximum power draw, with negative implications for grid-scale planning as demand continues to grow. We close with a discussion on the continued difficulty of estimating the environmental impact of AI systems, and key takeaways for model developers and the public at large.

Federated learning claims to enable collaborative model training among multiple clients with data privacy by transmitting gradient updates instead of the actual client data. However, recent studies have shown the client privacy is still at risk due to the, so called, gradient inversion attacks which can precisely reconstruct clients' text and image data from the shared gradient updates. While these attacks demonstrate severe privacy risks for certain domains and architectures, the vulnerability of other commonly-used data types, such as graph-structured data, remain under-explored. To bridge this gap, we present GRAIN, the first exact gradient inversion attack on graph data in the honest-but-curious setting that recovers both the structure of the graph and the associated node features. Concretely, we focus on Graph Convolutional Networks (GCN) and Graph Attention Networks (GAT) -- two of the most widely used frameworks for learning on graphs. Our method first utilizes the low-rank structure of GNN gradients to efficiently reconstruct and filter the client subgraphs which are then joined to complete the input graph. We evaluate our approach on molecular, citation, and social network datasets using our novel metric. We show that GRAIN reconstructs up to 80\% of all graphs exactly, significantly outperforming the baseline, which achieves up to 20\% correctly positioned nodes.

While generative models have made significant advancements in recent years, they also raise concerns such as privacy breaches and biases. Machine unlearning has emerged as a viable solution, aiming to remove specific training data, e.g., containing private information and bias, from models. In this paper, we study the machine unlearning problem in Image-to-Image (I2I) generative models. Previous studies mainly treat it as a single objective optimization problem, offering a solitary solution, thereby neglecting the varied user expectations towards the trade-off between complete unlearning and model utility. To address this issue, we propose a controllable unlearning framework that uses a control coefficient $\epsilon$ to control the trade-off. We reformulate the I2I generative model unlearning problem into a $\epsilon$-constrained optimization problem and solve it with a gradient-based method to find optimal solutions for unlearning boundaries. These boundaries define the valid range for the control coefficient. Within this range, every yielded solution is theoretically guaranteed with Pareto optimality. We also analyze the convergence rate of our framework under various control functions. Extensive experiments on two benchmark datasets across three mainstream I2I models demonstrate the effectiveness of our controllable unlearning framework.

In this paper we consider the problem of releasing a Gaussian Differentially Private (GDP) 3D human face. The human face is a complex structure with many features and inherently tied to one's identity. Protecting this data, in a formally private way, is important yet challenging given the dimensionality of the problem. We extend approximate DP techniques for functional data to the GDP framework. We further propose a novel representation, face radial curves, of a 3D face as a set of functions and then utilize our proposed GDP functional data mechanism. To preserve the shape of the face while injecting noise we rely on tools from shape analysis for our novel representation of the face. We show that our method preserves the shape of the average face and injects less noise than traditional methods for the same privacy budget. Our mechanism consists of two primary components, the first is generally applicable to function value summaries (as are commonly found in nonparametric statistics or functional data analysis) while the second is general to disk-like surfaces and hence more applicable than just to human faces.

We study a setting of collecting and learning from private data distributed across end users.In the shuffled model of differential privacy, the end users partially protect their data locally before sharing it, and their data is also anonymized during its collection to enhance privacy. This model has recently become a prominent alternative to central DP, which requires full trust in a central data curator, and local DP, where fully local data protection takes a steep toll on downstream accuracy. Our main technical result is a shuffled DP protocol for privately estimating the kernel density function of a distributed dataset, with accuracy essentially matching central DP. We use it to privately learn a classifier from the end user data, by learning a private density function per class. Moreover, we show that the density function itself can recover the semantic content of its class, despite having been learned in the absence of any unprotected data. Our experiments show the favorable downstream performance of our approach, and highlight key downstream considerations and trade-offs in a practical ML deployment of shuffled DP.

Machine learning models can be trained with formal privacy guarantees via differentially private optimizers such as DP-SGD. In this work, we focus on a threat model where the adversary has access only to the final model, with no visibility into intermediate updates. In the literature, this ``hidden state'' threat model exhibits a significant gap between the lower bound from empirical privacy auditing and the theoretical upper bound provided by privacy accounting. To challenge this gap, we propose to audit this threat model with adversaries that craft a gradient sequence designed to maximize the privacy loss of the final model without relying on intermediate updates. Our experiments show that this approach consistently outperforms previous attempts at auditing the hidden state model. Furthermore, our results advance the understanding of achievable privacy guarantees within this threat model. Specifically, when the crafted gradient is inserted at every optimization step, we show that concealing the intermediate model updates in DP-SGD does not enhance the privacy guarantees. The situation is more complex when the crafted gradient is not inserted at every step: our auditing lower bound matches the privacy upper bound only for an adversarially-chosen loss landscape and a sufficiently large batch size. This suggests that existing privacy upper bounds can be improved in certain regimes.

To be considered reliable, a model must be calibrated so that its confidence in each decision closely reflects its true outcome. In this blogpost we'll take a look at the most commonly used definition for calibration and then dive into a frequently used evaluation measure for model calibration. We'll then cover some of the drawbacks of this measure and how these surfaced the need for additional notions of calibration, which require their own new evaluation measures. This post is not intended to be an in-depth dissection of all works on calibration, nor does it focus on how to calibrate models. Instead, it is meant to provide a gentle introduction to the different notions and their evaluation measures as well as to re-highlight some issues with a measure that is still widely used to evaluate calibration.

Trustworthy capability evaluations are crucial for ensuring the safety of AI systems, and are becoming a key component of AI regulation. However, the developers of an AI system, or the AI system itself, may have incentives for evaluations to understate the AI's actual capability. These conflicting interests lead to the problem of sandbagging – which we define as strategic underperformance on an evaluation. In this paper we assess sandbagging capabilities in contemporary language models (LMs). We prompt frontier LMs, like GPT-4 and Claude 3 Opus, to selectively underperform on dangerous capability evaluations, while maintaining performance on general (harmless) capability evaluations. Moreover, we find that models can be fine-tuned, on a synthetic dataset, to hide specific capabilities unless given a password. This behaviour generalizes to high-quality, held-out benchmarks such as WMDP. In addition, we show that both frontier and smaller models can be prompted or password-locked to target specific scores on a capability evaluation. We have mediocre success in password-locking a model to mimic the answers a weaker model would give. Overall, our results suggest that capability evaluations are vulnerable to sandbagging. This vulnerability decreases the trustworthiness of evaluations, and thereby undermines important safety decisions regarding the development and deployment of advanced AI systems.See our code at https://github.com/TeunvdWeij/sandbagging

Accurate prediction of RNA properties, such as stability and interactions, is crucial for advancing our understanding of biological processes and developing RNA-based therapeutics. RNA structures can be represented as 1D sequences, 2D topological graphs, or 3D all-atom models, each offering different insights into its function. Existing works predominantly focus on 1D sequence-based models, which overlook the geometric context provided by 2D and 3D geometries. This study presents the first systematic evaluation of incorporating explicit 2D and 3D geometric information into RNA property prediction, considering not only performance but also real-world challenges such as limited data availability, partial labeling, sequencing noise, and computational efficiency. To this end, we introduce a newly curated set of RNA datasets with enhanced 2D and 3D structural annotations, providing a resource for model evaluation on RNA data. Our findings reveal that models with explicit geometry encoding generally outperform sequence-based models, with an average prediction RMSE reduction of around 12% across all various RNA tasks and excelling in low-data and partial labeling regimes, underscoring the value of explicitly incorporating geometric context. On the other hand, geometry-unaware sequence-based models are more robust under sequencing noise but often require around 2-5x training data to match the performance of geometry-aware models. Our study offers further insights into the trade-offs between different RNA representations in practical applications and addresses a significant gap in evaluating deep learning models for RNA tasks.

The recent wave of audio foundation models (FMs) could provide new capabilities for conversational modeling. However, there have been limited efforts to evaluate these audio FMs comprehensively on their ability to have natural and interactive conversations. To engage in meaningful conversation with the end user, we would want the FMs to additionally perform a fluent succession of turns without too much overlapping speech or long stretches of silence. Inspired by this, we ask whether the recently proposed audio FMs can understand, predict, and perform turn-taking events? To answer this, we propose a novel evaluation protocol that can assess spoken dialog system's turn-taking capabilities using a supervised model as a judge that has been trained to predict turn-taking events in human-human conversations. Using this protocol, we present the first comprehensive user study that evaluates existing spoken dialogue systems on their ability to perform turn-taking events and reveal many interesting insights, such as they sometimes do not understand when to speak up, can interrupt too aggressively and rarely backchannel. We further evaluate multiple open-source and proprietary audio FMs accessible through APIs on carefully curated test benchmarks from Switchboard to measure their ability to understand and predict turn-taking events and identify significant room for improvement. We will open source our evaluation platform to promote the development of advanced conversational AI systems.

Large Language Models (LLMs) show impressive results in numerous practical applications, but they lack essential safety features that are common in other areas of computer science, particularly an explicit separation of instructions and data. This makes them vulnerable to manipulations such as indirect prompt injections and generally unsuitable for safety-critical tasks. Surprisingly, there is currently no established definition or benchmark to quantify this phenomenon. In this work, we close this gap by introducing a formal measure for instruction-data separation for single-turn language models and an empirical variant that is calculable from a model’s outputs. We also present a new dataset, SEP, that allows estimating the measure for real-world models. Our results on various LLMs show that the problem of instruction-data separation is real: all models fail to achieve high separation, and canonical mitigation techniques, such as prompt engineering and fine-tuning, either fail to substantially improve separation or reduce model utility.

Out-of-distribution (OOD) detection is crucial for developing trustworthy and reliable machine learning systems. Recent advances in training with auxiliary OOD data demonstrate efficacy in enhancing detection capabilities. Nonetheless, these methods heavily rely on acquiring a large pool of high-quality natural outliers. Some prior methods try to alleviate this problem by synthesizing virtual outliers but suffer from either poor quality or high cost due to the monotonous sampling strategy and the heavy-parameterized generative models. In this paper, we overcome all these problems by proposing the Hamiltonian Monte Carlo Outlier Synthesis (HamOS) framework, which views the synthesis process as sampling from Markov chains. Based solely on the in-distribution data, the Markov chains can extensively traverse the feature space and generate diverse and representative outliers, hence exposing the model to miscellaneous potential OOD scenarios. The Hamiltonian Monte Carlo with sampling acceptance rate almost close to 1 also makes our framework enjoy great efficiency. By empirically competing with SOTA baselines on both standard and large-scale benchmarks, we verify the efficacy and efficiency of our proposed HamOS.

Previous studies have found that PLM-based retrieval models exhibit a preference for LLM-generated content, assigning higher relevance scores to these documents even when their semantic quality is comparable to human-written ones. This phenomenon, known as source bias, threatens the sustainable development of the information access ecosystem. However, the underlying causes of source bias remain unexplored. In this paper, we explain the process of information retrieval with a causal graph and discover that PLM-based retrievers learn perplexity features for relevance estimation, causing source bias by ranking the documents with low perplexity higher. Theoretical analysis further reveals that the phenomenon stems from the positive correlation between the gradients of the loss functions in language modeling task and retrieval task. Based on the analysis, a causal-inspired inference-time debiasing method is proposed, called Causal Diagnosis and Correction (CDC). CDC first diagnoses the bias effect of the perplexity and then separates the bias effect from the overall estimated relevance score. Experimental results across three domains demonstrate the superior debiasing effectiveness of CDC, emphasizing the validity of our proposed explanatory framework. Source codes are available at https://github.com/WhyDwelledOnAi/Perplexity-Trap.

Graph Neural Networks (GNNs) have demonstrated superior performance in node classification tasks across diverse applications. However, their vulnerability to adversarial attacks, where minor perturbations can mislead model predictions, poses significant challenges. This study introduces GOttack, a novel adversarial attack framework that exploits the topological structure of graphs to undermine the integrity of GNN predictions systematically. By defining a topology-aware method to manipulate graph orbits, our approach generates adversarial modifications that are both subtle and effective, posing a severe test to the robustness of GNNs. We evaluate the efficacy of GOttack across multiple prominent GNN architectures using standard benchmark datasets. Our results show that GOttack outperforms existing state-of-the-art adversarial techniques and completes training in approximately 55% of the time required by the fastest competing model, achieving the highest average misclassification rate in 155 tasks. This work not only sheds light on the susceptibility of GNNs to structured adversarial attacks but also shows that certain topological patterns may play a significant role in the underlying robustness of the GNNs. Our Python implementation is shared at https://github.com/cakcora/GOttack.

We introduce Concept Bottleneck Protein Language Models (CB-pLM), a generative masked language model with a layer where each neuron corresponds to an interpretable concept. Our architecture offers three key benefits: i) Control: We can intervene on concept values to precisely control the properties of generated proteins, achieving a 3$\times$ larger change in desired concept values compared to baselines. ii) Interpretability: A linear mapping between concept values and predicted tokens allows transparent analysis of the model's decision-making process. iii) Debugging: This transparency facilitates easy debugging of trained models. Our models achieve pre-training perplexity and downstream task performance comparable to traditional masked protein language models, demonstrating that interpretability does not compromise performance. While adaptable to any language model, we focus on masked protein language models due to their importance in drug discovery and the ability to validate our model's capabilities through real-world experiments and expert knowledge. We scale our CB-pLM from 24 million to 3 billion parameters, making them the largest Concept Bottleneck Models trained and the first capable of generative language modeling.

Why do larger language models generalize better? To explore this question, we develop generalization bounds on the pretraining objective of large language models (LLMs) in the compute-optimal regime, as described by the Chinchilla scaling laws. We introduce a novel, fully empirical Freedman-type martingale concentration inequality that tightens existing bounds by accounting for the variance of the loss function. The generalization bound can be broken into three contributions: the number of parameters per token, the loss variance, and the quantization error at a fixed bitrate. As language models are scaled up, the number of parameters per data point stays constant; however, both the loss variance and the quantization error decrease, implying that larger models should have \emph{smaller} generalization gaps. We examine why larger models tend to be more quantizable from an information theoretic perspective, showing that the rate at which they can integrate new information grows slower than their capacity on the compute optimal frontier. From these findings we produce a scaling law for the generalization gap, showing that our bounds decrease in a predictable way.

Model merging has gained significant attention as a cost-effective approach to integrate multiple single-task fine-tuned models into a unified one that can perform well on multiple tasks. However, existing model merging techniques primarily focus on resolving conflicts between task-specific models, they often overlook potential security threats, particularly the risk of backdoor attacks in the open-source model ecosystem. In this paper, we first investigate the vulnerabilities of existing model merging methods to backdoor attacks, identifying two critical challenges: backdoor succession and backdoor transfer. To address these issues, we propose a novel Defense-Aware Merging (DAM) approach that simultaneously mitigates task interference and backdoor vulnerabilities. Specifically, DAM employs a meta-learning-based optimization method with dual masks to identify a shared and safety-aware subspace for model merging. These masks are alternately optimized: the Task-Shared mask identifies common beneficial parameters across tasks, aiming to preserve task-specific knowledge while reducing interference, while the Backdoor-Detection mask isolates potentially harmful parameters to neutralize security threats. This dual-mask design allows us to carefully balance the preservation of useful knowledge and the removal of potential vulnerabilities. Compared to existing merging methods, DAM achieves a more favorable balance between performance and security, reducing the attack success rate by 2-10 percentage points while sacrificing only about 1\% in accuracy. Furthermore, DAM exhibits robust performance and broad applicability across various types of backdoor attacks and the number of compromised models involved in the merging process. Our codes and models can be accessed through https://github.com/Yangjinluan/DAM.

There is increasing interest in ``decision-focused" machine learning methods which train models to account for how their predictions are used in downstream optimization problems. Doing so can often improve performance on subsequent decision problems. However, current methods for uncertainty quantification do not incorporate any information at all about downstream decisions. We develop a framework based on conformal prediction to produce prediction sets that account for a downstream decision loss function, making them more appropriate to inform high-stakes decision-making. Our approach harnesses the strengths of conformal methods—modularity, model-agnosticism, and statistical coverage guarantees—while incorporating downstream decisions and user-specified utility functions. We prove that our methods retain standard coverage guarantees. Empirical evaluation across a range of datasets and utility metrics demonstrates that our methods achieve significantly lower decision loss compared to standard conformal methods. Additionally, we present a real-world use case in healthcare diagnosis, where our method effectively incorporates the hierarchical structure of dermatological diseases. It successfully generates sets with coherent diagnostic meaning, aiding the triage process during dermatology diagnosis and illustrating how our method can ground high-stakes decision-making on external domain knowledge.

As Graph Neural Networks (GNNs) become more pervasive, it becomes paramount to build reliable tools for explaining their predictions.A core desideratum is that explanations are faithful, i.e., that they portray an accurate picture of the GNN's reasoning process.However, a number of different faithfulness metrics exist, begging the question of what is faithfulness exactly and how to achieve it.We make three key contributions.We begin by showing that existing metrics are not interchangeable -- i.e., explanations attaining high faithfulness according to one metric may be unfaithful according to others -- and can systematically ignore important properties of explanations.We proceed to show that, surprisingly, optimizing for faithfulness is not always a sensible design goal. Specifically, we prove that for injective regular GNN architectures, perfectly faithful explanations are completely uninformative.This does not apply to modular GNNs, such as self-explainable and domain-invariant architectures, prompting us to study the relationship between architectural choices and faithfulness.Finally, we show that faithfulness is tightly linked to out-of-distribution generalization, in that simply ensuring that a GNN can correctly recognize the domain-invariant subgraph, as prescribed by the literature, does not guarantee that it is invariant unless this subgraph is also faithful.All our code can be found in the supplementary material.

Auto-regressive large language models (LLMs) have yielded impressive performance in many real-world tasks. However, the new paradigm of these LLMs also exposes novel threats. In this paper, we explore their vulnerability to inference cost attacks, where a malicious user crafts Engorgio prompts to intentionally increase the computation cost and latency of the inference process. We design Engorgio, a novel methodology, to efficiently generate adversarial Engorgio prompts to affect the target LLM's service availability. Engorgio has the following two technical contributions. (1) We employ a parameterized distribution to track LLMs' prediction trajectory. (2) Targeting the auto-regressive nature of LLMs' inference process, we propose novel loss functions to stably suppress the appearance of the token, whose occurrence will interrupt the LLM's generation process. We conduct extensive experiments on 13 open-sourced LLMs with parameters ranging from 125M to 30B. The results show that Engorgio prompts can successfully induce LLMs to generate abnormally long outputs (i.e., roughly 2-13$\times$ longer to reach 90\%+ of the output length limit)in a white-box scenario and our real-world experiment demonstrates Engergio's threat to LLM service with limited computing resources.The code is released at https://github.com/jianshuod/Engorgio-prompt.

Models like GPT-4o enable real-time interaction with large language models (LLMs) through speech, significantly enhancing user experience compared to traditional text-based interaction. However, there is still a lack of exploration on how to build speech interaction models based on open-source LLMs. To address this, we propose LLaMA-Omni, a novel model architecture designed for low-latency and high-quality speech interaction with LLMs. LLaMA-Omni integrates a pretrained speech encoder, a speech adaptor, an LLM, and a streaming speech decoder. It eliminates the need for speech transcription, and can simultaneously generate text and speech responses directly from speech instructions with extremely low latency. We build our model based on the latest Llama-3.1-8B-Instruct model. To align the model with speech interaction scenarios, we construct a dataset named InstructS2S-200K, which includes 200K speech instructions and corresponding speech responses. Experimental results show that compared to previous speech-language models, LLaMA-Omni provides better responses in both content and style, with a response latency as low as 226ms. Additionally, training LLaMA-Omni takes less than 3 days on just 4 GPUs, paving the way for the efficient development of speech-language models in the future.

Recent works have attacked person detectors using adversarial patches or static-3D-model-based texture modifications. However, these methods suffer from low attack success rates when faced with significant human movements. The primary challenge stems from the highly non-rigid nature of the human body and clothing. Current attacks fail to model these 3D non-rigid deformations caused by varied actions.Fortunately, recent research has shown significant progress in using NeRF for dynamic human modeling. In this paper, we introduce \texttt{UV-Attack}, a novel physical adversarial attack achieving high attack success rates in scenarios involving extensive and unseen actions. We address the challenges above by leveraging dynamic-NeRF-based UV mapping. Our method can generate human images across diverse actions and viewpoints and even create novel unseen actions by sampling from the SMPL parameter space. While dynamic NeRF models are capable of modeling human bodies, modifying their clothing textures is challenging due to the texture being embedded within neural network parameters.To overcome this, \texttt{UV-Attack} generates UV maps instead of RGB images and modifies the texture stacks. This approach enables real-time texture edits and makes attacks more practical. Finally, we propose a novel Expectation over Pose Transformation loss (EoPT) to improve the evasion success rate on unseen poses and views.Our experiments show that \texttt{UV-Attack} achieves a 92.7\% attack success rate against the FastRCNN model across varied poses in dynamic video settings, significantly outperforming the state-of-the-art AdvCaT attack, which only had a 28.5\% ASR. Moreover, we achieve 49.5\% ASR on the latest YOLOv8 detector in black-box settings. The code is available at https://github.com/PolyLiYJ/UV-Attack

The integration of new modalities into frontier AI systems offers exciting capabilities, but also increases the possibility such systems can be adversarially manipulated in undesirable ways.In this work, we focus on a popular class of vision-language models (VLMs) that generate text outputs conditioned on visual and textual inputs.We conducted a large-scale empirical study to assess the transferability of gradient-based universal image "jailbreaks" using a diverse set of over 40 open-parameter VLMs, including 18 new VLMs that we publicly release.Overall, we find that transferable gradient-based image jailbreaks are extremely difficult to obtain.When an image jailbreak is optimized against a single VLM or against an ensemble of VLMs, the jailbreak successfully jailbreaks the attacked VLM(s), but exhibits little-to-no transfer to any other VLMs; transfer is not affected by whether the attacked and target VLMs possess matching vision backbones or language models, whether the language model underwent instruction-following and/or safety-alignment training, or many other factors.Only two settings display partially successful transfer: between identically-pretrained and identically-initialized VLMs with slightly different VLM training data, and between different training checkpoints of a single VLM.Leveraging these results, we then demonstrate that transfer can be significantly improved against a specific target VLM by attacking larger ensembles of "highly-similar" VLMs.These results stand in stark contrast to existing evidence of universal and transferable text jailbreaks against language models and transferable adversarial attacks against image classifiers, suggesting that VLMs may be more robust to gradient-based transfer attacks.

Concept activation vectors have been shown to take effects in safety concepts, efficiently and effectively guiding a considerable number of open-source large language models (LLMs) to respond positively to malicious instructions. In this blog, we aim to explore the capability boundaries of concept activation vectors in guiding various behaviors of LLMs through more extensive experiments. Our experiments demonstrate that this reasoning technique can low-costly transfer text styles and improve performance on specific tasks such as code generation.

How do multi-modal generative models describe images of recent historical events and figures, whose legacies may be nuanced, multifaceted, or contested? This task necessitates not only accurate visual recognition, but also socio-cultural knowledge and cross-modal reasoning. To address this evaluation challenge, we introduce Century -- a novel dataset of sensitive historical images. This dataset consists of 1,500 images from recent history, created through an automated method combining knowledge graphs and language models with quality and diversity criteria created from the practices of museums and digital archives. We demonstrate through automated and human evaluation that this method produces a set of images that depict events and figures that are diverse across topics and represents all regions of the world.We additionally propose an evaluation framework for evaluating the historical contextualisation capabilities along dimensions of accuracy, thoroughness, and objectivity. We demonstrate this approach by using Century to evaluate four foundation models, scoring performance using both automated and human evaluation. We find that historical contextualisation of sensitive images poses a significant challenge for modern multi-modal foundation models, and offer practical recommendations for how developers can use Century to evaluate improvements to models and applications.

Language models (LMs) are susceptible to bias, sycophancy, backdoors, and other tendencies that lead to unfaithful responses to the input context. Interpreting internal states of LMs could help monitor and correct unfaithful behavior. We hypothesize that LMs faithfully represent their input contexts in a latent world model, and we seek to extract these latent world states as logical propositions. For example, given the input context ``Greg is a nurse. Laura is a physicist.'', we aim to decode the propositions WorksAs(Greg, nurse) and WorksAs(Laura, physicist) from the model's internal activations. To do so we introduce _propositional probes_, which compositionally extract lexical concepts from token activations and bind them into propositions. Key to this is identifying a _binding subspace_ in which bound tokens have high similarity (Greg $\leftrightarrow$ nurse) but unbound ones do not (Greg $\not\leftrightarrow$ physicist). Despite only being trained on linguistically simple English templates, we find that propositional probes generalize to inputs written as short stories and translated to Spanish. Moreover, in three settings where LMs respond unfaithfully to the input context---prompt injections, backdoor attacks, and gender bias--- the decoded propositions remain faithful. This suggests that LMs often encode a faithful world model but decode it unfaithfully, which motivates the search for better interpretability tools for monitoring LMs.

Large multimodal models (LMMs) "see" images by leveraging the attention mechanism between text and visual tokens in the transformer decoder. Ideally, these models should focus on key visual information relevant to the text token. However, recent findings indicate that LMMs have an extraordinary tendency to consistently allocate high attention weights to specific visual tokens, even when these tokens are irrelevant to the corresponding text. In this study, we investigate the property behind the appearance of these irrelevant visual tokens and examine their characteristics. Our findings show that this behavior arises due to the massive activation of certain hidden state dimensions, which resembles the attention sink found in language models. Hence, we refer to this phenomenon as the visual attention sink. In particular, our analysis reveals that removing the irrelevant visual sink tokens does not impact model performance, despite receiving high attention weights. Consequently, we recycle the attention to these tokens as surplus resources, redistributing the attention budget to enhance focus on the image. To achieve this, we introduce Visual Attention Redistribution (VAR), a method that redistributes attention in image-centric heads, which we identify as innately focusing on visual information. VAR can be seamlessly applied across different LMMs to improve performance on a wide range of tasks, including general vision-language tasks, visual hallucination tasks, and vision-centric tasks, all without the need for additional training, models, or inference steps. Experimental results demonstrate that VAR enables LMMs to process visual information more effectively by adjusting their internal attention mechanisms, offering a new direction to enhancing the multimodal capabilities of LMMs.

Prototypical parts networks combine the power of deep learning with the explainability of case-based reasoning to make accurate, interpretable decisions. They follow the this looks like that reasoning, representing each prototypical part with patches from training images. However, a single image patch comprises multiple visual features, such as color, shape, and texture, making it difficult for users to identify which feature is important to the model.To reduce this ambiguity, we introduce the Lucid Prototypical Parts Network (LucidPPN), a novel prototypical parts network that separates color prototypes from other visual features. Our method employs two reasoning branches: one for non-color visual features, processing grayscale images, and another focusing solely on color information. This separation allows us to clarify whether the model's decisions are based on color, shape, or texture. Additionally, LucidPPN identifies prototypical parts corresponding to semantic parts of classified objects, making comparisons between data classes more intuitive, e.g., when two bird species might differ primarily in belly color.Our experiments demonstrate that the two branches are complementary and together achieve results comparable to baseline methods. More importantly, LucidPPN generates less ambiguous prototypical parts, enhancing user understanding.

For safety reasons, large language models (LLMs) are trained to refuse harmful user instructions, such as assisting dangerous activities. We study an open question in this work: does the desired safety refusal, typically enforced in chat contexts, generalize to non-chat and agentic use cases? Unlike chatbots, LLM agents equipped with general-purpose tools, such as web browsers and mobile devices, can directly influence the real world, making it even more crucial to refuse harmful instructions. In this work, we primarily focus on red-teaming browseragents – LLMs that leverage information via web browsers. To this end, we introduce Browser Agent Red teaming Toolkit (BrowserART), a comprehensive test suite designed specifically for red-teaming browser agents. BrowserART consists of 100 diverse browser-related harmful behaviors (including original behaviors and ones sourced from HarmBench (Mazeika et al., 2024) and AirBench 2024 (Zeng et al., 2024b)) across both synthetic and real websites. Our empirical study on state-of-the-art browser agents reveals that while the backbone LLM refuses harmful instructions as a chatbot, the corresponding agent does not. Moreover, attack methods designed to jailbreak refusal-trained LLMs in the chat settings transfer effectively to browser agents. With human rewrites, GPT-4o and o1-preview -based browser agents pursued 98 and 63 harmful behaviors (out of 100), respectively. Therefore, simply ensuring LLM’s refusal to harmful instruc-tions in chats is not sufficient to ensure that the downstream agents are safe. We publicly release BrowserART and call on LLM developers, policymakers, and agent developers to collaborate on improving agent safety.

Vision Transformer models exhibit immense power yet remain opaque to human understanding, posing challenges and risks for practical applications. While prior research has attempted to demystify these models through input attribution and neuron role analysis,there's been a notable gap in considering layer-level information and the holistic path of information flow across layers.In this paper, we investigate the significance of influential neuron paths within vision Transformers, which is a path of neurons from the model input to output that impacts the model inference most significantly.We first propose a joint influence measure to assess the contribution of a set of neurons to the model outcome.And we further provide a layer-progressive neuron locatingapproach that efficiently selects the most influential neuron at each layer trying to discover the crucial neuron path from input to output within the target model.Our experiments demonstrate the superiority of our method finding the most influential neuron path along which the information flows, over the existing baseline solutions.Additionally, the neuron paths have illustrated that vision Transformers exhibit some specific inner working mechanism for processing the visual information within the same image category. We further analyze the key effects of these neurons on the image classification task, showcasing that the found neuron paths have already preserved the model capability on downstream tasks, which may also shed some lights on real-world applications like model pruning.The project website including implementation code is available at https://foundation-model-research.github.io/NeuronPath/.

Sparse autoencoders (SAEs) are a promising approach to interpreting the internal representations of transformer language models. However, SAEs are usually trained separately on each transformer layer, making it difficult to use them to study how information flows across layers. To solve this problem, we introduce the multi-layer SAE (MLSAE): a single SAE trained on the residual stream activation vectors from every transformer layer. Given that the residual stream is understood to preserve information across layers, we expected MLSAE latents to 'switch on' at a token position and remain active at later layers. Interestingly, we find that individual latents are often active at a single layer for a given token or prompt, but the layer at which an individual latent is active may differ for different tokens or prompts. We quantify these phenomena by defining a distribution over layers and considering its variance. We find that the variance of the distributions of latent activations over layers is about two orders of magnitude greater when aggregating over tokens compared with a single token. For larger underlying models, the degree to which latents are active at multiple layers increases, which is consistent with the fact that the residual stream activation vectors at adjacent layers become more similar. Finally, we relax the assumption that the residual stream basis is the same at every layer by applying pre-trained tuned-lens transformations, but our findings remain qualitatively similar. Our results represent a new approach to understanding how representations change as they flow through transformers. We release our code to train and analyze MLSAEs at https://github.com/tim-lawson/mlsae.

Large language models generate code one token at a time. Their autoregressive generation process lacks the feedback of observing the program's output. Training LLMs to suggest edits directly can be challenging due to the scarcity of rich edit data. To address these problems, we propose neural diffusion models that operate on syntax trees of any context-free grammar. Similar to image diffusion models, our method also inverts "noise" applied to syntax trees. Rather than generating code sequentially, we iteratively edit it while preserving syntactic validity, which makes it easy to combine this neural model with search. We apply our approach to inverse graphics tasks, where our model learns to convert images into programs that produce those images. Combined with search, our model is able to write graphics programs, see the execution result, and debug them to meet the required specifications. We additionally show how our system can write graphics programs for hand-drawn sketches. Video results can be found at https://tree-diffusion.github.io.

Visual counterfactual explanations (VCEs) have recently gained immense popularity as a tool for clarifying the decision-making process of image classifiers. This trend is largely motivated by what these explanations promise to deliver -- indicate semantically meaningful factors that change the classifier's decision. However, we argue that current state-of-the-art approaches lack a crucial component -- the region constraint -- whose absence prevents from drawing explicit conclusions, and may even lead to faulty reasoning due to phenomenons like confirmation bias. To address the issue of previous methods, which modify images in a very entangled and widely dispersed manner, we propose region-constrained VCEs (RVCEs), which assume that only a predefined image region can be modified to influence the model's prediction. To effectively sample from this subclass of VCEs, we propose Region-Constrained Counterfactual Schrödinger Bridge (RCSB), an adaptation of a tractable subclass of Schrödinger Bridges to the problem of conditional inpainting, where the conditioning signal originates from the classifier of interest. In addition to setting a new state-of-the-art by a large margin, we extend RCSB to allow for exact counterfactual reasoning, where the predefined region contains only the factor of interest, and incorporating the user to actively interact with the RVCE by predefining the regions manually.

In this study, we propose a novel rule-based interpretable choice model, {\bf Logic-Logit}, designed to effectively learn and explain human choices. Choice models have been widely applied across various domains—such as commercial demand forecasting, recommendation systems, and consumer behavior analysis—typically categorized as parametric, nonparametric, or deep network-based. While recent innovations have favored neural network approaches for their computational power, these flexible models often involve large parameter sets and lack interpretability, limiting their effectiveness in contexts where transparency is essential.Previous empirical evidence shows that individuals usually use {\it heuristic decision rules} to form their consideration sets, from which they then choose. These rules are often represented as {\it disjunctions of conjunctions} (i.e., OR-of-ANDs). These rules-driven, {\it consider-then-choose} decision processes enable people to quickly screen numerous alternatives while reducing cognitive and search costs. Motivated by this insight, our approach leverages logic rules to elucidate human choices, providing a fresh perspective on preference modeling. We introduce a unique combination of column generation techniques and the Frank-Wolfe algorithm to facilitate efficient rule extraction for preference modeling—a process recognized as NP-hard. Our empirical evaluation, conducted on both synthetic datasets and real-world data from commercial and healthcare domains, demonstrates that Logic-Logit significantly outperforms baseline models in terms of interpretability and accuracy.

Graph Neural Networks (GNNs) have shown remarkable success in molecular tasks, yet their interpretability remains challenging. Traditional model-level explanation methods like XGNN and GNNInterpreter often fail to identify valid substructures like rings, leading to questionable interpretability. This limitation stems from XGNN's atom-by-atom approach and GNNInterpreter's reliance on average graph embeddings, which overlook the essential structural elements crucial for molecules. To address these gaps, we introduce an innovative Motif-bAsed GNN Explainer (MAGE) that uses motifs as fundamental units for generating explanations. Our approach begins with extracting potential motifs through a motif decomposition technique. Then, we utilize an attention-based learning method to identify class-specific motifs. Finally, we employ a motif-based graph generator for each class to create molecular graph explanations based on these class-specific motifs. This novel method not only incorporates critical substructures into the explanations but also guarantees their validity, yielding results that are human-understandable. Our proposed method's effectiveness is demonstrated through quantitative and qualitative assessments conducted on six real-world molecular datasets.

In human-centric settings like education or healthcare, model accuracy and model explainability are key factors for user adoption. Towards these two goals, intrinsically interpretable deep learning models have gained popularity, focusing on accurate predictions alongside faithful explanations. However, there exists a gap in the human-centeredness of these approaches, which often produce nuanced and complex explanations that are not easily actionable for downstream users. We present InterpretCC (interpretable conditional computation), a family of intrinsically interpretable neural networks at a unique point in the design space that optimizes for ease of human understanding and explanation faithfulness, while maintaining comparable performance to state-of-the-art models. InterpretCC achieves this through adaptive sparse activation of features before prediction, allowing the model to use a different, minimal set of features for each instance. We extend this idea into an interpretable, global mixture-of-experts (MoE) model that allows users to specify topics of interest, discretely separates the feature space for each data point into topical subnetworks, and adaptively and sparsely activates these topical subnetworks for prediction. We apply InterpretCC for text, time series and tabular data across several real-world datasets, demonstrating comparable performance with non-interpretable baselines and outperforming intrinsically interpretable baselines. Through a user study involving 56 teachers, InterpretCC explanations are found to have higher actionability and usefulness over other intrinsically interpretable approaches.

Machine learning models routinely automate decisions in applications like lending and hiring. In such settings, consumer protection rules require companies that deploy models to explain predictions to decision subjects. These rules are motivated, in part, by the belief that explanations can promote recourse by revealing information that individuals can use to contest or improve their outcomes. In practice, many companies comply with these rules by providing individuals with a list of the most important features for their prediction, which they identify based on feature importance scores from feature attribution methods such as SHAP or LIME. In this work, we show how these practices can undermine consumers by highlighting features that would not lead to an improved outcome and by explaining predictions that cannot be changed. We propose to address these issues by highlighting features based on their responsiveness score—i.e., the probability that an individual can attain a target prediction by changing a specific feature. We develop efficient methods to compute responsiveness scores for any model and any dataset. We conduct an extensive empirical study on the responsiveness of explanations in lending. Our results show that standard practices in consumer finance can backfire by presenting consumers with reasons without recourse, and demonstrate how our approach improves consumer protection by highlighting responsive features and identifying fixed predictions.

Vision-language alignment in Large Vision-Language Models (LVLMs) successfully enables LLMs to understand visual input. However, we find that existing vision-language alignment methods fail to transfer the existing safety mechanism for text in LLMs to vision, which leads to vulnerabilities in toxic image. To explore the cause of this problem, we give the insightful explanation of where and how the safety mechanism of LVLMs operates and conduct comparative analysis between text and vision. We find that the hidden states at the specific transformer layers play a crucial role in the successful activation of safety mechanism, while the vision-language alignment at hidden states level in current methods is insufficient. This results in a semantic shift for input images compared to text in hidden states, therefore misleads the safety mechanism. To address this, we propose a novel Text-Guided vision-language Alignment method (TGA) for LVLMs. TGA retrieves the texts related to input vision and uses them to guide the projection of vision into the hidden states space in LLMs. Experiments show that \textbf{TGA} not only successfully transfers the safety mechanism for text in basic LLMs to vision in vision-language alignment for LVLMs without any safety fine-tuning on the visual modality but also maintains the general performance on various vision tasks (Safe and Good). Code is in supplemental material and will be released on GitHub after acceptance.

In the study of LLMs, sycophancy represents a prevalent hallucination that poses significant challenges to these models. Specifically, LLMs often fail to adhere to original correct responses, instead blindly agreeing with users' opinions, even when those opinions are incorrect or malicious. However, research on sycophancy in visual language models (VLMs) has been scarce. In this work, we extend the exploration of sycophancy from LLMs to VLMs, introducing the MM-SY benchmark to evaluate this phenomenon. We present evaluation results from multiple representative models, addressing the gap in sycophancy research for VLMs. To mitigate sycophancy, we propose a synthetic dataset for training and employ methods based on prompts, supervised fine-tuning, and DPO. Our experiments demonstrate that these methods effectively alleviate sycophancy in VLMs. Additionally, we probe VLMs to assess the semantic impact of sycophancy and analyze the attention distribution of visual tokens. Our findings indicate that the ability to prevent sycophancy is predominantly observed in higher layers of the model. The lack of attention to image knowledge in these higher layers may contribute to sycophancy, and enhancing image attention at high layers proves beneficial in mitigating this issue.

Architectures such as Linformer and Mamba have recently emerged as competitive linear time replacements for transformers. However, corresponding large pretrained models are often unavailable, especially in non-text domains. To remedy this, we present a Cross-Architecture Layerwise Distillation (CALD) approach that jointly converts a transformer model to a linear time substitute and fine-tunes it to a target task. We also compare several means to guide the fine-tuning to optimally retain the desired inference capability from the original model. The methods differ in their use of the target model and the trajectory of the parameters. In a series of empirical studies on language processing, language modeling, and speech processing, we show that CALD can effectively recover the result of the original model, and that the guiding strategy contributes to the result. Some reasons for the variation are suggested.

Tree ensemble models, such as Gradient Boosted Decision Trees (GBDTs) and random forests, are widely popular models for a variety of machine learning tasks. The power of these models comes from the ensemble of decision trees, which makes analysis of such models significantly harder than for single trees. As a result, recent work has focused on developing exact and approximate techniques for questions such as robustness verification, fairness and explainability for such models of tree ensembles.In this paper, we focus on a specific problem of feature sensitivity for additive decision tree ensembles and build a formal verification framework for a parametrized variant of it, where we also take into account the confidence of the tree ensemble in its output. We start by showing theoretical (NP-)hardness of the problem and explain how it relates to other verification problems. Next, we provide a novel encoding of the problem using pseudo-Boolean constraints. Based on this encoding, we develop a tunable algorithm to perform sensitivity analysis, which can trade off precision for running time. We implement our algorithm and study its performance on a suite of GBDT benchmarks from the literature. Our experiments show the practical utility of our approach and its improved performance compared to existing approaches.

Content warning: This paper contains examples of harmful language and content.Recent advances in large language models (LLMs) have made them increasingly vulnerable to jailbreaking attempts, where malicious users manipulate models into generating harmful content. While existing approaches rely on either single-step attacks that trigger immediate safety responses or multi-step methods that inefficiently iterate prompts using other LLMs, we introduce ``Sequence of Context" (SoC) attacks that systematically alter conversational context through strategically crafted context-switching queries (CSQs). We formulate this as a multi-armed bandit (MAB) optimization problem, automatically learning optimal sequences of CSQs that gradually weaken the model's safety boundaries. Our theoretical analysis provides tight bounds on both the expected sequence length until successful jailbreak and the convergence of cumulative rewards. Empirically, our method achieves a 95\% attack success rate, surpassing PAIR by 63.15\%, AutoDAN by 60\%, and ReNeLLM by 50\%. We evaluate our attack across multiple open-source LLMs including Llama and Mistral variants. Our findings highlight critical vulnerabilities in current LLM safeguards and emphasize the need for defenses that consider sequential attack patterns rather than relying solely on static prompt filtering or iterative refinement.

We introduce an approach to bias deep generative models, such as GANs and diffusion models, towards generating data with either enhanced fidelity or increased diversity. Our approach involves manipulating the distribution of training and generated data through a novel metric for individual samples, named pseudo density, which is based on the nearest-neighbor information from real samples. Our approach offers three distinct techniques to adjust the fidelity and diversity of deep generative models: 1) Per-sample perturbation, enabling precise adjustments for individual samples towards either more common or more unique characteristics; 2) Importance sampling during model inference to enhance either fidelity or diversity in the generated data; 3) Fine-tuning with importance sampling, which guides the generative model to learn an adjusted distribution, thus controlling fidelity and diversity. Furthermore, our fine-tuning method demonstrates the ability to improve the Frechet Inception Distance (FID) for pre-trained generative models with minimal iterations.

The fairness of clustering algorithms has gained widespread attention across various areas, including machine learning, In this paper, we study fair $k$-means clustering in Euclidean space. Given a dataset comprising several groups, the fairness constraint requires that each cluster should contain a proportion of points from each group within specified lower and upper bounds. Due to these fairness constraints, determining the optimal locations of $k$ centers is a quite challenging task. We propose a novel ``Relax and Merge'' framework that returns a $(1+4\rho + O(\epsilon))$-approximate solution, where $\rho$ is the approximate ratio of an off-the-shelf vanilla $k$-means algorithm and $O(\epsilon)$ can be an arbitrarily small positive number. If equipped with a PTAS of $k$-means, our solution can achieve an approximation ratio of $(5+O(\epsilon))$ with only a slight violation of the fairness constraints, which improves the current state-of-the-art approximation guarantee. Furthermore, using our framework, we can also obtain a $(1+4\rho +O(\epsilon))$-approximate solution for the $k$-sparse Wasserstein Barycenter problem, which is a fundamental optimization problem in the field of optimal transport, and a $(2+6\rho)$-approximate solution for the strictly fair $k$-means clustering with no violation, both of which are better than the current state-of-the-art methods. In addition, the empirical results demonstrate that our proposed algorithm can significantly outperform baseline approaches in terms of clustering cost.

Text-to-image diffusion models have achieved unprecedented proficiency in generating realistic images. However, their inherent tendency to memorize and replicate training data during inference raises significant concerns, including potential copyright infringement. In response, various methods have been proposed to evaluate, detect, and mitigate memorization. Our analysis reveals that existing approaches significantly underperform in handling local memorization, where only specific image regions are memorized, compared to global memorization, where the entire image is replicated. Also, they cannot locate the local memorization regions, making it hard to investigate locally. To address these, we identify a novel "bright ending" (BE) anomaly in diffusion models prone to memorizing training images. BE refers to a distinct cross-attention pattern observed in text-to-image diffusion models, where memorized image patches exhibit significantly greater attention to the final text token during the last inference step than non-memorized patches. This pattern highlights regions where the generated image replicates training data and enables efficient localization of memorized regions. Equipped with this, we propose a simple yet effective method to integrate BE into existing frameworks, significantly improving their performance by narrowing the performance gap caused by local memorization. Our results not only validate the successful execution of the new localization task but also establish new state-of-the-art performance across all existing tasks, underscoring the significance of the BE phenomenon.

Large language models (LLMs) have demonstrated remarkable capabilities in generating high-quality texts across diverse domains. However, the potential misuse of LLMs has raised significant concerns, underscoring the urgent need for reliable detection of LLM-generated texts. Conventional training-based detectors often struggle with generalization, particularly in cross-domain and cross-model scenarios. In contrast, training-free methods, which focus on inherent discrepancies through carefully designed statistical features, offer improved generalization and interpretability. Despite this, existing training-free detection methods typically rely on global text sequence statistics, neglecting the modeling of local discriminative features, thereby limiting their detection efficacy. In this work, we introduce a novel training-free detector, termed \textbf{Lastde}\footnote{The code and data are released at \url{https://github.com/TrustMedia-zju/Lastde_Detector}.} that synergizes local and global statistics for enhanced detection. For the first time, we introduce time series analysis to LLM-generated text detection, capturing the temporal dynamics of token probability sequences. By integrating these local statistics with global ones, our detector reveals significant disparities between human and LLM-generated texts. We also propose an efficient alternative, \textbf{Lastde++} to enable real-time detection. Extensive experiments on six datasets involving cross-domain, cross-model, and cross-lingual detection scenarios, under both white-box and black-box settings, demonstrated that our method consistently achieves state-of-the-art performance. Furthermore, our approach exhibits greater robustness against paraphrasing attacks compared to existing baseline methods.

Despite their remarkable image generation capabilities, text-to-image diffusion models inadvertently learn inappropriate concepts from vast and unfiltered training data, which leads to various ethical and business risks. Specifically, model-generated images may exhibit not safe for work (NSFW) content and style copyright infringements. The prompts that result in these problems often do not include explicit unsafe words; instead, they contain obscure and associative terms, which are referred to as implicit unsafe prompts. Existing approaches directly fine-tune models under textual guidance to alter the cognition of the diffusion model, thereby erasing inappropriate concepts. This not only requires concept-specific fine-tuning but may also incur catastrophic forgetting. To address these issues, we explore the representation of inappropriate concepts in the image space and guide them towards more suitable ones by injecting growth inhibitors, which are tailored based on the identified features related to inappropriate concepts during the diffusion process. Additionally, due to the varying degrees and scopes of inappropriate concepts, we train an adapter to infer the corresponding suppression scale during the injection process. Our method effectively captures the manifestation of subtle words at the image level, enabling direct and efficient erasure of target concepts without the need for fine-tuning. Through extensive experimentation, we demonstrate that our approach achieves superior erasure results with little effect on other normal concepts while preserving image quality and semantics.

Recently, Multimodal Large Language Models (MLLMs) have been used as agents to control keyboard and mouse inputs by directly perceiving the Graphical User Interface (GUI) and generating corresponding commands.However, current agents primarily demonstrate strong understanding capabilities in static environments and are mainly applied to relatively simple domains, such as Web or mobile interfaces.We argue that a robust GUI agent should be capable of perceiving temporal information on the GUI, including dynamic Web content and multi-step tasks.Additionally, it should possess a comprehensive understanding of various GUI scenarios, including desktop software and multi-window interactions.To this end, this paper introduces a new dataset, termed GUI-World, which features meticulously crafted Human-MLLM annotations, extensively covering six GUI scenarios and eight types of GUI-oriented questions in three formats.We evaluate the capabilities of current state-of-the-art MLLMs, including Image LLMs and Video LLMs, in understanding various types of GUI content, especially dynamic and sequential content. Our findings reveal that current models struggle with dynamic GUI content without manually annotated keyframes or operation history. On the other hand, Video LLMs fall short in all GUI-oriented tasks given the sparse GUI video dataset. Therefore, we take the initial step of leveraging a fine-tuned Video LLM, GUI-Vid, as a GUI-oriented assistant, demonstrating an improved understanding of various GUI tasks. However, due to the limitations in the performance of base LLMs, we conclude that using video LLMs as GUI agents remains a significant challenge. We believe our work provides valuable insights for future research in dynamic GUI content understanding. All the dataset and code are publicly available at: https://gui-world.github.io.

We evaluate the moral alignment of large language models (LLMs) with human preferences in multilingual trolley problems. Building on the Moral Machine experiment, which captures over 40 million human judgments across 200+ countries, we develop a cross-lingual corpus of moral dilemma vignettes in over 100 languages called MultiTP. This dataset enables the assessment of LLMs' decision-making processes in diverse linguistic contexts. Our analysis explores the alignment of 19 different LLMs with human judgments, capturing preferences across six moral dimensions: species, gender, fitness, status, age, and the number of lives involved. By correlating these preferences with the demographic distribution of language speakers and examining the consistency of LLM responses to various prompt paraphrasings, our findings provide insights into cross-lingual and ethical biases of LLMs and their intersection. We discover significant variance in alignment across languages, challenging the assumption of uniform moral reasoning in AI systems and highlighting the importance of incorporating diverse perspectives in AI ethics. The results underscore the need for further research on the integration of multilingual dimensions in responsible AI research to ensure fair and equitable AI interactions worldwide.

Within the scaling laws paradigm, which underpins the training of large neural networks like ChatGPT and Llama, we consider a supervised regression setting and establish a strong form of the model collapse phenomenon, a critical performance degradation due to synthetic data in the training corpus. Our results show that even the smallest fraction of synthetic data (e.g., as little as 1 per 1000) can still lead to model collapse: larger and larger training sets do not enhance performance. We further investigate whether increasing model size, an approach aligned with current trends in training large language models, exacerbates or mitigates model collapse. In a simplified regime where neural networks are approximated via random projections of tunable size, we both theoretically and empirically show that larger models can amplify model collapse. Interestingly, our theory also indicates that, beyond the interpolation threshold (which can be extremely high for very large datasets), larger models may mitigate the collapse, although they do not entirely prevent it. Our theoretical findings are empirically verified through experiments on language models and neural networks for images.

Neural networks that learn to route their inputs through different "expert" subnetworks provide a form of modularity that standard dense models lack. Despite their possible benefits, modular models with learned routing often underperform their parameter-matched dense counterparts as well as models that use non-learned heuristic routing strategies. In this paper, we hypothesize that these shortcomings stem from the gradient estimation techniques used to train modular models that use non-differentiable discrete routing decisions. To address this issue, we introduce $\textbf{S}$oft $\textbf{M}$erging of $\textbf{E}$xperts with $\textbf{A}$daptive $\textbf{R}$outing (SMEAR), which avoids discrete routing by using a single "merged" expert constructed via a weighted average of all of the experts' parameters. By routing activations through a single merged expert, SMEAR does not incur a significant increase in computational costs and enables standard gradient-based training. We empirically validate that models using SMEAR outperform models that route based on metadata or learn routing through gradient estimation. Furthermore, we provide qualitative analysis demonstrating that the experts learned via SMEAR exhibit a significant amount of specialization.

In this paper, we introduce a novel analysis of neural networks based on geometric (Clifford) algebra and convex optimization. We show that optimal weights of deep ReLU neural networks are given by the wedge product of training samples when trained with standard regularized loss. Furthermore, the training problem reduces to convex optimization over wedge product features, which encode the geometric structure of the training dataset. This structure is given in terms of signed volumes of triangles and parallelotopes generated by data vectors. The convex problem finds a small subset of samples via $\ell_1$ regularization to discover only relevant wedge product features. Our analysis provides a novel perspective on the inner workings of deep neural networks and sheds light on the role of the hidden layers.

Latent Consistency Distillation (LCD) has emerged as a promising paradigm for efficient text-to-image synthesis. By distilling a latent consistency model (LCM) from a pre-trained teacher latent diffusion model (LDM), LCD facilitates the generation of high-fidelity images within merely 2 to 4 inference steps. However, the LCM's efficient inference is obtained at the cost of the sample quality. In this paper, we propose compensating the quality loss by aligning LCM's output with human preference during training. Specifically, we introduce Reward Guided LCD (RG-LCD), which integrates feedback from a reward model (RM) into the LCD process by augmenting the original LCD loss with the objective of maximizing the reward associated with LCM's single-step generation. As validated through human evaluation, when trained with the feedback of a good RM, the 2-step generations from our RG-LCM are favored by humans over the 50-step DDIM samples from the teacher LDM, representing a 25-time inference acceleration without quality loss.

As directly optimizing towards differentiable RMs can suffer from over-optimization, we take the initial step to overcome this difficulty by proposing the use of a latent proxy RM (LRM). This novel component serves as an intermediary, connecting our LCM with the RM. Empirically, we demonstrate that incorporating the LRM into our RG-LCD successfully avoids high-frequency noise in the generated images, contributing to both improved Fréchet Inception Distance (FID) on MS-COCO and a higher HPSv2.1 score on HPSv2's test set, surpassing those achieved by the baseline LCM.

Project Page: https://rg-lcd.github.io/

Large language models (LLMs) have achieved reasonable quality improvements in machine translation (MT).However, most current research on MT-LLMs still faces significant challenges in maintaining translation consistency and accuracy when processing entire documents.In this paper, we introduce DelTA, a Document-levEL Translation Agent designed to overcome these limitations.DelTA features a multi-level memory structure that stores information across various granularities and spans, including Proper Noun Records, Bilingual Summary, Long-Term Memory, and Short-Term Memory, which are continuously retrieved and updated by auxiliary LLM-based components.Experimental results indicate that DelTA significantly outperforms strong baselines in terms of translation consistency and quality across four open/closed-source LLMs and two representative document translation datasets, achieving an increase in consistency scores by up to 4.58 percentage points and in COMET scores by up to 3.16 points on average.DelTA employs a sentence-by-sentence translation strategy, ensuring no sentence omissions and offering a memory-efficient solution compared to the mainstream method.Furthermore, DelTA improves pronoun and context-dependent translation accuracy, and the summary component of the agent also shows promise as a tool for query-based summarization tasks.The code and data of our approach are released at https://github.com/YutongWang1216/DocMTAgent.

Simulation powered by Large Language Models (LLMs) has become a promising method for exploring complex human social behaviors. However, the application of LLMs in simulations presents significant challenges, particularly regarding their capacity to accurately replicate the complexities of human behaviors and societal dynamics, as evidenced by recent studies highlighting discrepancies between simulated and real-world interactions. This blog rethinks LLM-based simulations by emphasizing both their limitations and the necessities for advancing LLM simulations. By critically examining these challenges, we aim to offer actionable insights and strategies for enhancing the applicability of LLM simulations in human society in the future.

We consider the problem of minimizing a convex objective given access to an oracle that outputs "misaligned" stochastic gradients, where the expected value of the output is guaranteed to be correlated with, but not necessarily equal to the true gradient of the objective. In the case where the misalignment (or bias) of the oracle changes slowly, we obtain an optimization algorithm that achieves the optimum iteration complexity of $\tilde O(\epsilon^{-2})$; for the more general case where the changes need not be slow, we obtain an algorithm with $\tilde O(\epsilon^{-3})$ iteration complexity. As an application of our framework, we consider optimization problems with a "hidden convexity" property, and obtain an algorithm with $O(\epsilon^{-3})$ iteration complexity.

Temporally causal representation learning aims to identify the latent causal process from time series observations, but most methods require the assumption that the latent causal processes do not have instantaneous relations. Although some recent methods achieve identifiability in the instantaneous causality case, they require either interventions on the latent variables or grouping of the observations, which are in general difficult to obtain in real-world scenarios. To fill this gap, we propose an \textbf{ID}entification framework for instantane\textbf{O}us \textbf{L}atent dynamics (\textbf{IDOL}) by imposing a sparse influence constraint that the latent causal processes have sparse time-delayed and instantaneous relations. Specifically, we establish identifiability results of the latent causal process based on sufficient variability and the sparse influence constraint by employing contextual information of time series data. Based on these theories, we incorporate a temporally variational inference architecture to estimate the latent variables and a gradient-based sparsity regularization to identify the latent causal process. Experimental results on simulation datasets illustrate that our method can identify the latent causal process. Furthermore, evaluations on multiple human motion forecasting benchmarks with instantaneous dependencies indicate the effectiveness of our method in real-world settings.

Data selection can reduce the amount of training data needed to finetune LLMs; however, the efficacy of data selection scales directly with its compute. Motivated by the practical challenge of compute-constrained finetuning, we consider the setting in which both the cost of selecting data and training are budgeted for. We first formalize the problem of data selection with a cost-aware utility function, and model the data selection problem as trading off initial-selection cost for training gain. We run a comprehensive sweep of experiments across multiple tasks, varying compute budget by scaling finetuning tokens, model sizes, and data selection compute. Interestingly we find that many powerful data selection methods are almost never compute-optimal, and that cheaper data selection alternatives dominate both from a theoretical and empirical perspective. For compute-optimal training, we find that perplexity and gradient data selection require training-to-selection model size ratios of 5x and 10x, respectively.

Antibody design is crucial for developing therapies against diseases such as cancer and viral infections. Recent deep generative models have significantly advanced computational antibody design, particularly in enhancing binding affinity to target antigens. However, beyond binding affinity, antibodies should exhibit other favorable biophysical properties such as non-antigen binding specificity and low self-association, which are important for antibody developability and clinical safety. To address this challenge, we propose AbNovo, a framework that leverages constrained preference optimization for multi-objective antibody design. First, we pre-train an antigen-conditioned generative model for antibody structure and sequence co-design. Then, we fine-tune the model using binding affinity as a reward while enforcing explicit constraints on other biophysical properties. Specifically, we model the physical binding energy with continuous rewards rather than pairwise preferences and explore a primal-and-dual approach for constrained optimization. Additionally, we incorporate a structure-aware protein language model to mitigate the issue of limited training data. Evaluated on independent test sets, AbNovo outperforms existing methods in metrics of binding affinity such as Rosetta binding energy and evolutionary plausibility, as well as in metrics for other biophysical properties like stability and specificity.

Existing neural multi-objective combinatorial optimization (MOCO) methods still exhibit an optimality gap since they fail to fully exploit the intrinsic features of problem instances. A significant factor contributing to this shortfall is their reliance solely on graph-modal information. To overcome this, we propose a novel graph-image multimodal fusion (GIMF) framework that enhances neural MOCO methods by integrating graph and image information of the problem instances. Our GIMF framework comprises three key components: (1) a constructed coordinate image to better represent the spatial structure of the problem instance, (2) a problem-size adaptive resolution strategy during the image construction process to improve the cross-size generalization of the model, and (3) a multimodal fusion mechanism with modality-specific bottlenecks to efficiently couple graph and image information. We demonstrate the versatility of our GIMF by implementing it with two state-of-the-art neural MOCO backbones. Experimental results on classic MOCO problems show that our GIMF significantly outperforms state-of-the-art neural MOCO methods and exhibits superior generalization capability.

Recent advances in machine learning for molecules exhibit great potential for facilitating drug discovery from in silico predictions.Most models for molecule generation rely on the decomposition of molecules into frequently occurring substructures (motifs), from which they generate novel compounds. While motif representations greatly aid in learning molecular distributions, such methods fail to represent substructures beyond their known motif set, posing a fundamental limitation for discovering novel compounds.To address this limitation and enhance structural expressivity, we propose to separate structure from features by abstracting motifs to scaffolds and, subsequently, allocating atom and bond types. To this end, we introduce a novel factorisation of the molecules' data distribution that considers the entire molecular context and facilitates learning adequate assignments of atoms and bonds to scaffolds. Complementary to this, we propose MAGNet, the first model to freely learn motifs. Importantly, we demonstrate that MAGNet's improved expressivity leads to molecules with more structural diversity and, at the same time, diverse atom and bond assignments.

Correlated noise mechanisms such as DP Matrix Factorization (DP-MF) have proven to be effective alternatives to DP-SGD in large-epsilon few-epoch training regimes. Significant work has been done to find the best correlated noise strategies, and the current state-of-the-art approach is DP-BandMF , which optimally balances the benefits of privacy amplification and noise correlation. Despite it's utility advantages, severe scalability limitations prevent this mechanism from handling large-scale training scenarios where the number of training iterations may be more than $10^4$ and the number of model parameters may exceed $10^7$. In this work, we present techniques to scale up DP-BandMF along these two dimensions, significantly extending it's reach and enabling it to effectively handle settings with over $10^6$ training iterations and $10^9$ model parameters, with no utility degradation at smaller scales.

Mechanistic interpretability has made great strides in identifying neural network features (e.g., directions in hidden activation space) that mediate concepts (e.g., the birth year of a Nobel laureate) and enable predictable manipulation. Distributed alignment search (DAS) leverages supervision from counterfactual data to learn concept features within hidden states, but DAS assumes we can afford to conduct a brute force search over potential feature locations. To address this, we present HyperDAS, a transformer-based hypernetwork architecture that (1) automatically locates the token-positions of the residual stream that a concept is realized in and (2) learns features of those residual stream vectors for the concept. In experiments with Llama3-8B, HyperDAS achieves state-of-the-art performance on the RAVEL benchmark for disentangling concepts in hidden states. In addition, we review the design decisions we made to mitigate the concern that HyperDAS (like all powerful interpretabilty methods) might inject new information into the target model rather than faithfully interpreting it.

Do diverse perspectives help students learn better? Multi-teacher knowledge distillation, which is a more effective technique than traditional single-teacher methods, supervises the student from different perspectives (i.e., teacher). While effective, multi-teacher, teacher ensemble, or teaching assistant-based approaches are computationally expensive and resource-intensive, as they require training multiple teacher networks. These concerns raise a question: can we supervise the student with diverse perspectives using only a single teacher? We, as the pioneer, demonstrate TeKAP, a novel teacher knowledge augmentation technique that generates multiple synthetic teacher knowledge by perturbing the knowledge of a single pretrained teacher i.e., Teacher Knowledge Augmentation via Perturbation, at both the feature and logit levels. These multiple augmented teachers simulate an ensemble of models together. The student model is trained on both the actual and augmented teacher knowledge, benefiting from the diversity of an ensemble without the need to train multiple teachers. TeKAP significantly reduces training time and computational resources, making it feasible for large-scale applications and easily manageable. Experimental results demonstrate that our proposed method helps existing state-of-the-art knowledge distillation techniques achieve better performance, highlighting its potential as a cost-effective alternative. The source code can be found in the supplementary.

Animals and robots navigate through environments by building and refining maps of space. These maps enable functions including navigation back to home, planning, search and foraging. Here, we use observations from neuroscience, specifically the observed fragmentation of grid cell map in compartmentalized spaces, to propose and apply the concept of Fragmentation-and-Recall (FARMap) in the mapping of large spaces. Agents solve the mapping problem by building local maps via a surprisal-based clustering of space, which they use to set subgoals for spatial exploration. Agents build and use a local map to predict their observations; high surprisal leads to a "fragmentation event" that truncates the local map. At these events, the recent local map is placed into long-term memory (LTM) and a different local map is initialized. If observations at a fracture point match observations in one of the stored local maps, that map is recalled (and thus reused) from LTM. The fragmentation points induce a natural online clustering of the larger space, forming a set of intrinsic potential subgoals that are stored in LTM as a topological graph. Agents choose their next subgoal from the set of near and far potential subgoals from within the current local map or LTM, respectively. Thus, local maps guide exploration locally, while LTM promotes global exploration. We demonstrate that FARMap replicates the fragmentation points observed in animal studies. We evaluate FARMap on complex procedurally-generated spatial environments and realistic simulations to demonstrate that this mapping strategy much more rapidly covers the environment (number of agent steps and wall clock time) and is more efficient in active memory usage, without loss of performance.

Recent work demonstrates that structured patterns in pretraining data influence how representations of different concepts are organized in a large language model’s (LLM) internals, with such representations then driving downstream abilities. Given the open-ended nature of LLMs, e.g., their ability to in-context learn novel tasks, we ask whether models can flexibly alter their semantically grounded organization of concepts. Specifically, if we provide in-context exemplars wherein a concept plays a different role than what the pretraining data suggests, can models infer these novel semantics and reorganize representations in accordance with them? To answer this question, we define a toy “graph tracing” task wherein the nodes of the graph are referenced via concepts seen during training (e.g., apple, bird, etc.), and the connectivity of the graph is defined via some predefined structure (e.g., a square grid). Given exemplars that indicate traces of random walks on the graph, we analyze intermediate representations of the model and find that as the amount of context is scaled, there is a sudden re-organization of representations according to the graph’s structure. Further, we find that when reference concepts have correlations in their semantics (e.g., Monday, Tuesday, etc.), the context-specified graph structure is still present in the representations, but is unable to dominate the pretrained structure. To explain these results, we analogize our task to energy minimization for a predefined graph topology, which shows getting non-trivial performance on the task requires for the model to infer a connected component. Overall, our findings indicate context-size may be an underappreciated scaling axis that can flexibly re-organize model representations, unlocking novel capabilities.

In this paper, we present InfoMax, a novel data pruning method, also known as coreset selection, designed to maximize the information content of selected samples while minimizing redundancy. By doing so, InfoMax enhances the overall informativeness of the coreset. The information of individual samples is measured by importance scores, which capture their influence or difficulty in model learning. To quantify redundancy, we use pairwise sample similarities, based on the premise that similar samples contribute similarly to the learning process.We formalize the coreset selection problem as a discrete quadratic programming (DQP) task, with the objective of maximizing the total information content, represented as the sum of individual sample contributions minus the redundancies introduced by similar samples within the coreset.To ensure practical scalability, we introduce an efficient gradient-based solver, complemented by sparsification techniques applied to the similarity matrix and dataset partitioning strategies. This enables InfoMax to seamlessly scale to datasets with millions of samples. Extensive experiments demonstrate the superior performance of InfoMax in various data pruning tasks, including image classification, vision-language pre-training, and instruction tuning for large language models.

Synthetic data has been widely used to train large language models, but their generative nature inevitably introduces noisy, non-informative, and misleading learning signals. In this paper, we propose Montessori-Instruct, a novel data synthesis framework that tailors the data synthesis ability of the teacher language model toward the student language model's learning process. Specifically, we utilize local data influence of synthetic training data points on students to characterize students' learning preferences. Then, we train the teacher model with Direct Preference Optimization (DPO) to generate synthetic data tailored toward student learning preferences. Experiments with Llama3-8B-Instruct (teacher) and Llama3-8B (student) on Alpaca Eval and MT-Bench demonstrate that Montessori-Instruct significantly outperforms standard synthesis methods by 18.35\% and 46.24\% relatively. Our method also beats data synthesized by a stronger teacher model, GPT-4o. Further analysis confirms the benefits of teacher's learning to generate more influential training data in the student's improved learning, the advantages of local data influence in accurately measuring student preferences, and the robustness of Montessori-Instruct across different student models. Our code and data are open-sourced at https://github.com/cxcscmu/Montessori-Instruct.

Algorithmic predictions are increasingly informing societal resource allocations by identifying individuals for targeting. Policymakers often build these systems with the assumption that by gathering more observations on individuals, they can improve predictive accuracy and, consequently, allocation efficiency. An overlooked yet consequential aspect of prediction-driven allocations is that of timing. The planner has to trade off relying on earlier and potentially noisier predictions to intervene before individuals experience undesirable outcomes, or they may wait to gather more observations to make more precise allocations. We examine this tension using a simple mathematical model, where the planner collects observations on individuals to improve predictions over time. We analyze both the ranking induced by these predictions and optimal resource allocation. We show that though individual prediction accuracy improves over time, counter-intuitively, the average ranking loss can worsen. As a result, the planner's ability to improve social welfare can decline. We identify inequality as a driving factor behind this phenomenon. Our findings provide a nuanced perspective and challenge the conventional wisdom that it is preferable to wait for more accurate predictions to ensure the most efficient allocations.

Chain-of-thought (CoT) significantly enhances the reasoning performance of large language models (LLM). While current theoretical studies often attribute this improvement to increased expressiveness and computational capacity, we argue that expressiveness is not the primary limitation in the LLM regime, as current large models will fail on simple tasks. Using a parity-learning setup, we demonstrate that CoT can substantially improve sample efficiency even when the representation power is sufficient. Specifically, with CoT, a transformer can learn the function within polynomial samples, whereas without CoT, the required sample size is exponential. Additionally, we show that CoT simplifies the learning process by introducing sparse sequential dependencies among input tokens, and leads to a sparse and interpretable attention. We validate our theoretical analysis with both synthetic and real-world experiments, confirming that sparsity in attention layers is a key factor of the improvement induced by CoT.

While one commonly trains large diffusion models by collecting datasets on target downstream tasks, it is often desired to align and finetune pretrained diffusion models with some reward functions that are either designed by experts or learned from small-scale datasets. Existing post-training methods for reward finetuning of diffusion models typically suffer from lack of diversity in generated samples, lack of prior preservation, and/or slow convergence in finetuning. Inspired by recent successes in generative flow networks (GFlowNets), a class of probabilistic models that sample with the unnormalized density of a reward function, we propose a novel GFlowNet method dubbed Nabla-GFlowNet (abbreviated as \nabla-GFlowNet), the first GFlowNet method that leverages the rich signal in reward gradients, together with an objective called \nabla-DB plus its variant residual \nabla-DB designed for prior-preserving diffusion finetuning. We show that our proposed method achieves fast yet diversity- and prior-preserving finetuning of Stable Diffusion, a large-scale text-conditioned image diffusion model, on different realistic reward functions.

Recent years have witnessed a surge in the development of protein foundation models, significantly improving performance in protein prediction and generative tasks ranging from 3D structure prediction and protein design to conformational dynamics. However, the capabilities and limitations associated with these models remain poorly understood due to the absence of a unified evaluation framework. To fill this gap, we introduce ProteinBench, a holistic evaluation framework designed to enhance the transparency of protein foundation models. Our approach consists of three key components: (i) A taxonomic classification of tasks that broadly encompass the main challenges in the protein domain, based on the relationships between different protein modalities; (ii) A multi-metric evaluation approach that assesses performance across four key dimensions: quality, novelty, diversity, and robustness; and (iii) In-depth analyses from various user objectives, providing a holistic view of model performance. Our comprehensive evaluation of protein foundation models reveals several key findings that shed light on their current capabilities and limitations. To promote transparency and facilitate further research, we release the evaluation dataset, code, and a public leaderboard publicly for further analysis and a general modular toolkit. We intend for ProteinBench to be a living benchmark for establishing a standardized, in-depth evaluation framework for protein foundation models, driving their development and application while fostering collaboration within the field.

Compression is at the heart of intelligence. A theoretically optimal way to compress any sequence of data is to find the shortest program that outputs that sequence and then halts. However, such Kolmogorov compression is uncomputable, and code generating LLMs struggle to approximate this theoretical ideal, as it requires reasoning, planning and search capabilities beyond those of current models. In this work, we introduce the KoLMogorov-Test (KT), a compression-as-intelligence intelligence test for code generation LLMs. In KT a model is presented with a sequence of data at inference time, and asked to generate the shortest program that produces the sequence. We identify several benefits of KT for both evaluation and training: an essentially infinite number of problem instances of varying difficulty is readily available, strong baselines already exist, the evaluation metric (compression) cannot be gamed, and pretraining data contamination is highly unlikely. To evaluate current models, we use audio, text, and DNA data, as well as sequences produced by random synthetic programs. Current flagship models perform poorly - both GPT4-o and Llama-3.1-405B struggle on our natural and synthetic sequences. On our synthetic distribution, we are able to train code generation models with lower compression rates than previous approaches. Moreover, we show that gains on synthetic data generalize poorly to real data, suggesting that new innovations are necessary for additional gains on KT.

Self-correction is a highly desirable capability of large language models (LLMs), yet it has consistently been found to be largely ineffective in modern LLMs. Current methods for training self-correction typically depend on either multiple models, a more advanced model, or additional forms of supervision. To address these shortcomings, we develop a multi-turn online reinforcement learning (RL) approach, SCoRe, that significantly improves an LLM's self-correction ability using entirely self-generated data. To build SCoRe, we first show that variants of supervised fine-tuning (SFT) on offline model-generated correction traces are insufficient for instilling self-correction behavior. In particular, we observe that training via SFT either suffers from a distribution mismatch between the training data and the model's own responses or implicitly prefers only a certain mode of correction behavior that is often not effective at test time. SCoRe addresses these challenges by training under the model's own distribution of self-generated correction traces and using appropriate regularization to steer the learning process into learning a self-correction strategy that is effective at test time as opposed to simply fitting high-reward responses for a given prompt. This regularization prescribes running a first phase of RL on a base model to generate a policy initialization that is less susceptible to collapse and then using a reward bonus to amplify self-correction during training. When applied to Gemini 1.0 Pro and 1.5 Flash models, we find that SCoRe achieves state-of-the-art self-correction performance, improving the base models' self-correction by 15.6% and 9.1% respectively on the MATH and HumanEval benchmarks.

Disaggregating the prefill and decoding phases represents an effective new paradigm for generative inference of large language models (LLM). This approach offers some significant system advantages, such as eliminating prefill-decoding interference and optimizing resource allocation. However, it is still an challenging open problem about how to deploy the disaggregated inference paradigm across a group of heterogeneous GPUs, which can be an economic alternative of the deployment over the homogeneous high performance GPUs.Towards this end, we introduce HexGen-2, a distributed system for high throughput and cost-efficient LLM serving on heterogeneous GPUs following the disaggragated paradigm. Built on top of HexGen, the core component of HexGen-2 is a sophisticated scheduling algorithm that formalizes the allocation of disaggregated LLM inference computations and communications over heterogeneous GPUs and network connections as a constraint optimization problem. We leverage the graph partitioning and max-flow algorithm to co-optimize resource allocation, parallel strategies for distinct inference phases, and the efficiency of inter-phase key-value (KV) cache communications. We conduct extensive experiments to evaluate HexGen-2, i.e., on OPT (30B) and Llama-2 (70B) models in various real-world settings, the results reveal that HexGen-2 delivers up to a 2.0$\times$ and on average a 1.3$\times$ improvement in serving throughput, reduces the average inference latency by 1.5$\times$ compared with state-of-the-art systems given the same price budget, and achieves comparable inference performance with a 30% lower price budget.

Modern recordings of neural activity provide diverse observations of neurons across brain areas, behavioral conditions, and subjects; presenting an exciting opportunity to reveal the fundamentals of brain-wide dynamics. Current analysis methods, however, often fail to fully harness the richness of such data, as they provide either uninterpretable representations (e.g., via deep networks) or oversimplify models (e.g., by assuming stationary dynamics or analyzing each session independently). Here, instead of regarding asynchronous neural recordings that lack alignment in neural identity or brain areas as a limitation, we leverage these diverse views into the brain to learn a unified model of neural dynamics. Specifically, we assume that brain activity is driven by multiple hidden global sub-circuits. These sub-circuits represent global basis interactions between neural ensembles—functional groups of neurons—such that the time-varying decomposition of these sub-circuits defines how the ensembles' interactions evolve over time non-stationarily and non-linearly.We discover the neural ensembles underlying non-simultaneous observations, along with their non-stationary evolving interactions, with our new model, CREIMBO (Cross-Regional Ensemble Interactions in Multi-view Brain Observations). CREIMBO identifies the hidden composition of per-session neural ensembles through novel graph-driven dictionary learning and models the ensemble dynamics on a low-dimensional manifold spanned by a sparse time-varying composition of the global sub-circuits. Thus, CREIMBO disentangles overlapping temporal neural processes while preserving interpretability due to the use of a shared underlying sub-circuit basis. Moreover, CREIMBO distinguishes session-specific computations from global (session-invariant) ones by identifying session covariates and variations in sub-circuit activations. We demonstrate CREIMBO's ability to recover true components in synthetic data, and uncover meaningful brain dynamics in human high-density electrode recordings, including cross-subject neural mechanisms as well as inter- vs. intra-region dynamical motifs. Furthermore, using mouse whole-brain recordings, we show CREIMBO's ability to discover dynamical interactions that capture task and behavioral variables and meaningfully align with the biological importance of the brain areas they represent.

Classifier-free guidance (CFG) is a fundamental tool in modern diffusion models for text-guided generation. Although effective, CFG has notable drawbacks. For instance, DDIM with CFG lacks invertibility, complicating image editing; furthermore, high guidance scales, essential for high-quality outputs, frequently result in issues like mode collapse. Contrary to the widespread belief that these are inherent limitations of diffusion models, this paper reveals that the problems actually stem from the off-manifold phenomenon associated with CFG, rather than the diffusion models themselves. More specifically, inspired by the recent advancements of diffusion model-based inverse problem solvers (DIS), we reformulate text-guidance as an inverse problem with a text-conditioned score matching loss and develop CFG++, a novel approach that tackles the off-manifold challenges inherent in traditional CFG. CFG++ features a surprisingly simple fix to CFG, yet it offers significant improvements, including better sample quality for text-to-image generation, invertibility, smaller guidance scales, reduced etc. Furthermore, CFG++ enables seamless interpolation between unconditional and conditional sampling at lower guidance scales, consistently outperforming traditional CFG at all scales. Moreover, CFG++ can be easily integrated into the high-order diffusion solvers and naturally extends to distilled diffusion models. Experimental results confirm that our method significantly enhances performance in text-to-image generation, DDIM inversion, editing, and solving inverse problems, suggesting a wide-ranging impact and potential applications in various fields that utilize text guidance. Project Page: https://cfgpp-diffusion.github.io/anon

Graphical User Interface (GUI) agents hold great potential for automating complex tasks across diverse digital environments, from web applications to desktop software. However, the development of such agents is hindered by the lack of high-quality, multi-step trajectory data required for effective training. Existing approaches rely on expensive and labor-intensive human annotation, making them unsustainable at scale. To address this challenge, we propose AgentTrek, a scalable data synthesis pipeline that generates high-quality web agent trajectories by leveraging web tutorials. Our method automatically gathers tutorial-like texts from the internet, transforms them into task goals with step-by-step instructions, and employs a visual-language model (VLM) agent to simulate their execution in a real digital environment. A VLM-based evaluator ensures the correctness of the generated trajectories. We demonstrate that training GUI agents with these synthesized trajectories significantly improves their grounding and planning performance over the current models. Moreover, our approach is more cost-efficient compared to traditional human annotation methods. This work underscores the potential of guided replay with web tutorials as a viable strategy for large-scale GUI agent training, paving the way for more capable and autonomous digital agents.

Vision-language (VL) learning requires extensive visual perception capabilities, such as fine-grained object recognition and spatial perception. Recent works typically rely on training huge models on massive datasets to develop these capabilities. As a more efficient alternative, this paper proposes a new framework that Transfers the knowledge from a hub of Vision Experts (ToVE) for efficient VL learning, leveraging pre-trained vision expert models to promote visual perception capability. Specifically, building on a frozen CLIP image encoder that provides vision tokens for image-conditioned language generation, ToVE introduces a hub of multiple vision experts and a token-aware gating network that dynamically routes expert knowledge to vision tokens. In the transfer phase, we propose a "residual knowledge transfer" strategy, which not only preserves the generalizability of the vision tokens but also allows selective detachment of low-contributing experts to improve inference efficiency. Further, we explore to merge these expert knowledge to a single CLIP encoder, creating a knowledge-merged CLIP that produces more informative vision tokens without expert inference during deployment. Experiment results across various VL tasks demonstrate that the proposed ToVE achieves competitive performance with two orders of magnitude fewer training data.

A language model (LM) is a mapping from a linguistic context to an output token. However, much remains to be known about this mapping, including how its geometric properties relate to its function. We take a high-level geometric approach to its analysis, observing, across five pre-trained transformer-based LMs and three input datasets, a distinct phase characterized by high intrinsic dimensionality. During this phase, representations (1) correspond to the first full linguistic abstraction of the input; (2) are the first to viably transfer to downstream tasks; (3) predict each other across different LMs. Moreover, we find that an earlier onset of the phase strongly predicts better language modelling performance. In short, our results suggest that a central high-dimensionality phase underlies core linguistic processing in many common LM architectures.

We introduce AnoLLM, a novel framework that leverages large language models (LLMs) for unsupervised tabular anomaly detection. By converting tabular data into a standardized text format, we further adapt a pre-trained LLM with this serialized data, and assign anomaly scores based on the negative log likelihood generated by the LLM. Unlike traditional methods that can require extensive feature engineering, and often lose textual information during data processing, AnoLLM preserves data integrity and streamlines the preprocessing required for tabular anomaly detection. This approach can effectively handle mixed-type data, especially those containing textual features. Our empirical results indicate that AnoLLM delivers the best performance on six benchmark datasets with mixed feature types. Additionally, across 30 datasets from the ODDS library, which are predominantly numerical, AnoLLM performs on par with top performing baselines.

Fine-tuning large language models (LLMs) is crucial for task specialization but often becomes resource-intensive due to redundant or uninformative data. Existing data selection methods typically rely either on computationally expensive gradient-based metrics or static embeddings that fail to adapt dynamically to the model’s evolving state, thus limiting their practical effectiveness. To address this,we propose DELIFT (Data Efficient Language model Instruction Fine-Tuning), leveraging a novel, computationally efficient utility metric inspired by In-Context Learning (ICL). Our ICL-based metric measures the informational value of each data sample by quantifying its effectiveness as an in-context example in improving model predictions for other samples, reflecting its actual contribution relative to the model’s current state. Integrated with tailored submodular optimization methods, DELIFT systematically selects diverse, informative subsets optimized specifically for each fine-tuning stage: instruction tuning, task-specific adaptation, and continual fine-tuning. Experimental results across multiple datasets and model scales show DELIFT reduces fine-tuning data requirements by up to 70% without compromising performance, consistently outperforming existing methods by up to 26% in effectiveness and efficiency.

Scaling laws describe the relationship between the size of language models and their capabilities. Unlike prior studies that evaluate a model's capability via loss or benchmarks, we estimate information-theoretically the number of knowledge \emph{bits} a model stores. We focus on factual knowledge represented as tuples, such as (USA, capital, Washington D.C.) from a Wikipedia page. Through multiple controlled datasets, we establish that language models can and only can store \emph{2 bits of knowledge per parameter, even when quantized to int8}, and such knowledge can be flexibly extracted for downstream applications. More broadly, we present 12 results on how (1) training duration, (2) model architecture, (3) quantization, (4) sparsity constraints such as MoE, and (5) data signal-to-noise ratio affect a model's knowledge storage capacity.

Learning cooperative multi-agent policy from offline multi-task data that can generalize to unseen tasks with varying numbers of agents and targets is an attractive problem in many scenarios. Although aggregating general behavior patterns among multiple tasks as skills to improve policy transfer is a promising approach, two primary challenges hinder the further advancement of skill learning in offline multi-task MARL. Firstly, extracting general cooperative behaviors from various action sequences as common skills lacks bringing cooperative temporal knowledge into them. Secondly, existing works only involve common skills and can not adaptively choose independent knowledge as task-specific skills in each task for fine-grained action execution. To tackle these challenges, we propose Hierarchical and Separate Skill Discovery (HiSSD), a novel approach for generalizable offline multi-task MARL through skill learning. HiSSD leverages a hierarchical framework that jointly learns common and task-specific skills. The common skills learn cooperative temporal knowledge and enable in-sample exploitation for offline multi-task MARL. The task-specific skills represent the priors of each task and achieve a task-guided fine-grained action execution. To verify the advancement of our method, we conduct experiments on multi-agent MuJoCo and SMAC benchmarks. After training the policy using HiSSD on offline multi-task data, the empirical results show that HiSSD assigns effective cooperative behaviors and obtains superior performance in unseen tasks.

Large language models (LLMs) often exhibit hallucinations, producing incorrect or outdated knowledge. Hence, model editing methods have emerged to enable targeted knowledge updates. To achieve this, a prevailing paradigm is the locating-then-editing approach, which first locates influential parameters and then edits them by introducing a perturbation. While effective, current studies have demonstrated that this perturbation inevitably disrupt the originally preserved knowledge within LLMs, especially in sequential editing scenarios.To address this, we introduce AlphaEdit, a novel solution that projects perturbation onto the null space of the preserved knowledge before applying it to the parameters. We theoretically prove that this projection ensures the output of post-edited LLMs remains unchanged when queried about the preserved knowledge, thereby mitigating the issue of disruption. Extensive experiments on various LLMs, including LLaMA3, GPT2-XL, and GPT-J, show that AlphaEdit boosts the performance of most locating-then-editing methods by an average of 36.7% with a single line of additional code for projection solely.

Large Language Models (LLMs) exhibit impressive capabilities but require careful alignment with human preferences. Traditional training-time methods finetune LLMs using human preference datasets but incur significant training costs and require repeated training to handle diverse user preferences. Test-time alignment methods address this by using reward models (RMs) to guide frozen LLMs without retraining. However, existing test-time approaches rely on trajectory-level RMs which are designed to evaluate complete responses, making them unsuitable for autoregressive text generation that requires computing next-token rewards from partial responses. To address this, we introduce GenARM, a test-time alignment approach that leverages the Autoregressive Reward Model—a novel reward parametrization designed to predict next-token rewards for efficient and effective autoregressive generation. Theoretically, we demonstrate that this parametrization can provably guide frozen LLMs toward any distribution achievable by traditional RMs within the KL-regularized reinforcement learning framework. Experimental results show that GenARM significantly outperforms prior test-time alignment baselines and matches the performance of training-time methods. Additionally, GenARM enables efficient weak-to-strong guidance, aligning larger LLMs with smaller RMs without the high costs of training larger models. Furthermore, GenARM supports multi-objective alignment, allowing real-time trade-offs between preference dimensions and catering to diverse user preferences without retraining. Our project page is available at: https://genarm.github.io.

Neural populations exhibit complex recurrent structures that drive behavior, while continuously receiving and integrating external inputs from sensory stimuli, upstream regions, and neurostimulation. However, neural populations are often modeled as autonomous dynamical systems, with little consideration given to the influence of external inputs that shape the population activity and behavioral outcomes. Here, we introduce BRAID, a deep learning framework that models nonlinear neural dynamics underlying behavior while explicitly incorporating any measured external inputs. Our method disentangles intrinsic recurrent neural population dynamics from the effects of inputs by including a forecasting objective within input-driven recurrent neural networks. BRAID further prioritizes the learning of intrinsic dynamics that are related to a behavior of interest by using a multi-stage optimization scheme. We validate BRAID with nonlinear simulations, showing that it can accurately learn the intrinsic dynamics shared between neural and behavioral modalities. We then apply BRAID to motor cortical activity recorded during a motor task and demonstrate that our method more accurately fits the neural-behavioral data by incorporating measured sensory stimuli into the model and improves the forecasting of neural-behavioral data compared with various baseline methods, whether input-driven or not.

Fine-tuning pre-trained models has become the standard approach to endow them with specialized knowledge, but it poses fundamental challenges. In particular, (i) fine-tuning often leads to catastrophic forgetting, where improvements on a target domain degrade generalization on other tasks, and (ii) merging fine-tuned checkpoints from disparate tasks can lead to significant performance loss. To address these challenges, we introduce LiNeS, Layer-increasing Network Scaling, a post-training editing technique designed to preserve pre-trained generalization while enhancing fine-tuned task performance. LiNeS scales parameter updates linearly based on their layer depth within the network, maintaining shallow layers close to their pre-trained values to preserve general features while allowing deeper layers to retain task-specific representations. In multi-task model merging scenarios, layer-wise scaling of merged parameters reduces negative task interference. LiNeS demonstrates significant improvements in both single-task and multi-task settings across various benchmarks in vision and natural language processing. It mitigates forgetting, enhances out-of-distribution generalization, integrates seamlessly with existing multi-task model merging baselines improving their performance across benchmarks and model sizes, and can boost generalization when merging LLM policies aligned with different rewards via RLHF. Our method is simple to implement, computationally efficient and complementary to many existing techniques. Our source code is available at github.com/wang-kee/LiNeS.

Data augmentation has been pivotal in successfully training deep learning models on classification tasks over the past decade. An important subclass of data augmentation techniques - which includes both label smoothing and Mixup - involves modifying not only the input data but also the input label during model training. In this work, we analyze the role played by the label augmentation aspect of such methods. We first prove that linear models on binary classification data trained with label augmentation learn only the minimum variance features in the data, while standard training (which includes weight decay) can learn higher variance features. We then use our techniques to show that even for nonlinear models and general data distributions, the label smoothing and Mixup losses are lower bounded by a function of the model output variance. Lastly, we demonstrate empirically that this aspect of label smoothing and Mixup can be a positive and a negative. On the one hand, we show that the strong performance of label smoothing and Mixup on image classification benchmarks is correlated with learning low variance hidden representations. On the other hand, we show that Mixup and label smoothing can be more susceptible to low variance spurious correlations in the training data.

In inverse reinforcement learning (IRL), an agent seeks to replicate expert demonstrations through interactions with the environment.Traditionally, IRL is treated as an adversarial game, where an adversary searches over reward models, and a learner optimizes the reward through repeated RL procedures.This game-solving approach is both computationally expensive and difficult to stabilize.In this work, we propose a novel approach to IRL by direct policy search: by exploiting a linear factorization of the return as the inner product of successor features and a reward vector, we design an IRL algorithm by policy gradient descent on the gap between the learner and expert features.Our non-adversarial method does not require learning an explicit reward function and can be solved seamlessly with existing RL algorithms.Remarkably, our approach works in state-only settings without expert action labels, a setting which behavior cloning (BC) cannot solve.Empirical results demonstrate that our method learns from as few as a single expert demonstration and achieves improved performance on various control tasks.

Multi-modal Large Language Models (MLLMs) have recently showcased superior proficiency in general visual scenarios. However, we identify their mathematical capabilities remain under-explored with three areas to be improved: visual encoding of math diagrams, diagram-language alignment, and chain-of-thought (CoT) reasoning. This draws forth an urgent demand for an effective training paradigm and a large-scale, comprehensive dataset with detailed CoT rationales, which is challenging to collect and costly to annotate manually. To tackle this issue, we propose MAVIS, a MAthematical VISual instruction tuning pipeline for MLLMs, featuring an automatic data engine to efficiently create mathematical visual datasets.We design the data generation process to be entirely independent of human intervention or GPT API usage, while ensuring the diagram-caption correspondence, question-answer correctness, and CoT reasoning quality. With this approach, we curate two datasets, MAVIS-Caption (558K diagram-caption pairs) and MAVIS-Instruct (834K visual math problems with CoT rationales), and propose four progressive stages for training MLLMs from scratch.First, we utilize MAVIS-Caption to fine-tune a math-specific vision encoder (CLIP-Math) through contrastive learning, tailored for improved diagram visual encoding. Second, we also leverage MAVIS-Caption to align the CLIP-Math with a large language model (LLM) by a projection layer, enhancing vision-language alignment in mathematical domains. Third, we adopt MAVIS-Instruct to perform the instruction tuning for robust problem-solving skills, and term the resulting model as MAVIS-7B. Fourth, we apply Direct Preference Optimization (DPO) to enhance the CoT capabilities of our model, further refining its step-wise reasoning performance.On various mathematical benchmarks, our MAVIS-7B achieves leading results among open-source MLLMs, e.g., surpassing other 7B models by +9.3% and the second-best LLaVA-NeXT (110B) by +6.9%, demonstrating the effectiveness of our method.

Reasoning about Actions and Change (RAC) has historically played a pivotal role in solving foundational AI problems, such as the frame problem. It has driven advancements in AI fields, such as non-monotonic and commonsense reasoning. RAC remains crucial for AI systems that operate in dynamic environments, engage in interactive scenarios, or rely on commonsense reasoning. Despite substantial advances made by Large Language Models (LLMs) in various AI domains, their performance in RAC remains underexplored. To address this gap, we introduce a new diagnostic benchmark, $\textbf{ActionReasoningBench}$, which encompasses 8 domains and includes questions for up to 19 action sequences. This benchmark rigorously evaluates LLMs across six key RAC dimensions: $\textit{Fluent Tracking}$, $\textit{State Tracking}$, $\textit{Action Executability}$, $\textit{Effects of Actions}$, $\textit{Numerical RAC}$, and $\textit{Composite Questions}$. LLMs demonstrate average accuracy rates of 73.55%, 65.63%, 58.73%, and 62.38% on the former four dimensions, which are frequently discussed in RAC literature. However, the performance on the latter two dimensions, which introduce complex and novel reasoning questions, the average performance of LLMs is lowered to 33.16% and 51.19%, respectively, reflecting a 17.9% performance decline. We also introduce new ramification constraints to capture the indirect effects of actions, providing deeper insights into RAC challenges. Our evaluation of state-of-the-art LLMs, including both open-source and commercial models, reveals challenges across all RAC dimensions, particularly in handling ramifications, with GPT-4o failing to solve any question and o1-preview achieving a score of only 18.4%.

The growing deployment of reinforcement learning from human feedback (RLHF) calls for a deeper theoretical investigation of its underlying models. The prevalent models of RLHF do not account for neuroscience-backed, partially-observed "internal states'' that can affect human feedback, nor do they accommodate intermediate feedback during an interaction. Both of these can be instrumental in speeding up learning and improving alignment. To address these limitations, we model RLHF as reinforcement learning with partially observed reward-states (PORRL). We accommodate two kinds of feedback — cardinal and dueling feedback. We first demonstrate that PORRL subsumes a wide class of RL problems, including traditional RL, RLHF, and reward machines. For cardinal feedback, we present two model-based methods (POR-UCRL, POR-UCBVI). We give both cardinal regret and sample complexity guarantees for the methods, showing that they improve over naive history-summarization. We then discuss the benefits of a model-free method like GOLF with naive history-summarization in settings with recursive internal states and dense intermediate feedback. For this purpose, we define a new history aware version of the Bellman-eluder dimension and give a new guarantee for GOLF in our setting, which can be exponentially sharper in illustrative examples. For dueling feedback, we show that a naive reduction to cardinal feedback fails to achieve sublinear dueling regret. We then present the first explicit reduction that converts guarantees for cardinal regret to dueling regret. In both feedback settings, we show that our models and guarantees generalize and extend existing ones.

Instruction-following capabilities in large language models (LLMs) have progressed significantly, enabling more complex user interactions through detailed prompts. However, retrieval systems have not matched these advances, most of them still relies on traditional lexical and semantic matching techniques that fail to fully capture user intent. Recent efforts have introduced instruction-aware retrieval models, but these primarily focus on intrinsic content relevance, which neglects the importance of customized preferences for broader document-level attributes. This study evaluates the instruction-following capabilities of various retrieval models beyond content relevance, including LLM-based dense retrieval and reranking models. We develop InfoSearch, a novel retrieval evaluation benchmark spanning six document-level attributes: Audience, Keyword, Format, Language, Length, and Source, and introduce novel metrics -- Strict Instruction Compliance Ratio (SICR) and Weighted Instruction Sensitivity Evaluation (WISE) to accurately assess the models' responsiveness to instructions. Our findings indicate that although fine-tuning models on instruction-aware retrieval datasets and increasing model size enhance performance, most models still fall short of instruction compliance. We release our dataset and code on https://github.com/EIT-NLP/InfoSearch.

Conventional wisdom attributes the success of Generative Flow Networks (GFlowNets) to their ability to exploit the compositional structure of the sample space for learning generalizable flow functions (Bengio et al., 2021). Despite the abundance of empirical evidence, formalizing this belief with verifiable non-vacuous statistical guarantees has remained elusive. We address this issue with the first data-dependent generalization bounds for GFlowNets. We also elucidate the negative impact of the state space size on the generalization performance of these models via Azuma-Hoeffding-type oracle PAC-Bayesian inequalities. We leverage our theoretical insights to design a novel distributed learning algorithm for GFlowNets, which we call Subgraph Asynchronous Learning (SAL). In a nutshell, SAL utilizes a divide-and-conquer strategy: multiple GFlowNets are trained in parallel on smaller subnetworks of the flow network, and then aggregated with an additional GFlowNet that allocates appropriate flow to each subnetwork. Our experiments with synthetic and real-world problems demonstrate the benefits of SAL over centralized training in terms of mode coverage and distribution matching.

Single point supervised oriented object detection has gained attention and made initial progress within the community. Diverse from those approaches relying on one-shot samples or powerful pretrained models (e.g. SAM), PointOBB has shown promise due to its prior-free feature. In this paper, we propose PointOBB-v2, a simpler, faster, and stronger method to generate pseudo rotated boxes from points without relying on any other prior. Specifically, we first generate a Class Probability Map (CPM) by training the network with non-uniform positive and negative sampling. We show that the CPM is able to learn the approximate object regions and their contours. Then, Principal Component Analysis (PCA) is applied to accurately estimate the orientation and the boundary of objects. By further incorporating a separation mechanism, we resolve the confusion caused by the overlapping on the CPM, enabling its operation in high-density scenarios. Extensive comparisons demonstrate that our method achieves a training speed 15.58$\times$ faster and an accuracy improvement of 11.60\%/25.15\%/21.19\% on the DOTA-v1.0/v1.5/v2.0 datasets compared to the previous state-of-the-art, PointOBB. This significantly advances the cutting edge of single point supervised oriented detection in the modular track. Code and models will be released.

Value-based reinforcement learning (RL) can in principle learn effective policies for a wide range of multi-turn problems, from games to dialogue to robotic control, including via offline RL from static previously collected datasets. However, despite the widespread use of policy gradient methods to train large language models for single turn tasks (e.g., question answering), value-based methods for multi-turn RL in an off-policy or offline setting have proven particularly challenging to scale to the setting of large language models. This setting requires effectively leveraging pretraining, scaling to large architectures with billions of parameters, and training on large datasets, all of which represent major challenges for current value-based RL methods. In this work, we propose a novel offline RL algorithm that addresses these drawbacks, casting Q-learning as a modified supervised fine-tuning (SFT) problem where the probabilities of tokens directly translate to Q-values. In this way we obtain an algorithm that smoothly transitions from maximizing the likelihood of the data during pretraining to learning a near-optimal Q-function during finetuning. Our algorithm has strong theoretical foundations, enjoying performance bounds similar to state-of-the-art Q-learning methods, while in practice utilizing an objective that closely resembles SFT. Because of this, our approach can enjoy the full benefits of the pretraining of language models, without the need to reinitialize any weights before RL finetuning, and without the need to initialize new heads for predicting values or advantages. Empirically, we evaluate our method on both pretrained LLMs and VLMs, on a variety of tasks including both natural language dialogue and robotic manipulation and navigation from images.

Visual brain decoding aims to decode visual information from human brain activities. Despite the great progress, one critical limitation of current brain decoding research lies in the lack of generalization capability to unseen subjects. Prior work typically focuses on decoding brain activity of individuals based on the observation that different subjects exhibit different brain activities, while it remains unclear whether brain decoding can be generalized to unseen subjects. This study aims to answer this question. We first consolidate an image-fMRI dataset consisting of stimulus-image and fMRI-response pairs, involving 177 subjects in the movie-viewing task of the Human Connectome Project (HCP). This dataset allows us to investigate the brain decoding performance with the increase of participants. We then present a learning paradigm that applies uniform processing across all subjects, instead of employing different network heads or tokenizers for individuals as in previous methods, so that we can accommodate a large number of subjects to explore the generalization capability across different subjects. A series of experiments are conducted and we have the following findings. First, the network exhibits clear generalization capabilities with the increase of training subjects. Second, the generalization capability is common to popular network architectures (MLP, CNN and Transformer). Third, the generalization performance is affected by the similarity between subjects. Our findings reveal the inherent similarities in brain activities across individuals. With the emergence of larger and more comprehensive datasets, it is possible to train a brain decoding foundation model in the future. Codes and models can be found at https://github.com/Xiangtaokong/TGBD}{https://github.com/Xiangtaokong/TGBD.

A significant aspiration of offline reinforcement learning (RL) is to develop a generalist agent with high capabilities from large and heterogeneous datasets. However, prior approaches that scale offline RL either rely heavily on expert trajectories or struggle to generalize to diverse unseen tasks. Inspired by the excellent generalization of world model in conditional video generation, we explore the potential of image observation-based world model for scaling offline RL and enhancing generalization on novel tasks. In this paper, we introduce JOWA: Jointly-Optimized World-Action model, an offline model-based RL agent pretrained on multiple Atari games with 6 billion tokens data to learn general-purpose representation and decision-making ability. Our method jointly optimizes a world-action model through a shared transformer backbone, which stabilize temporal difference learning with large models during pretraining. Moreover, we propose a provably efficient and parallelizable planning algorithm to compensate for the Q-value estimation error and thus search out better policies. Experimental results indicate that our largest agent, with 150 million parameters, achieves 78.9% human-level performance on pretrained games using only 10% subsampled offline data, outperforming existing state-of-the-art large-scale offline RL baselines by 31.6% on averange. Furthermore, JOWA scales favorably with model capacity and can sample-efficiently transfer to novel games using only 5k offline fine-tuning data (approximately 4 trajectories) per game, demonstrating superior generalization.